Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ribbon Communications Inc.RBBN · Entity 5785 | Director | June 17, 2020 | June 19, 2020 |
| Sonus, Inc.SONS · Entity 172242 | Director | June 15, 2017 | June 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ribbon Communications Inc.
Report date June 17, 2020 · Filed June 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172,011 |
Reported balance
After 2020-06-17 transaction · row 1
1 source rowRow 1 · 2020-06-17 · Exercise / conversion · Acquired 25,975 · Balance 172,011 F1: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-17 · Exercise / conversion · Disposed 25,975 · Balance 0 F1: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis.
F2: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020.
Sonus, Inc.
Report date June 15, 2017 · Filed June 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,501 |
Reported balance
After 2017-06-15 transaction · row 1
1 source rowRow 1 · 2017-06-15 · Grant · Acquired 19,816 · Balance 74,501 F1: These are restricted shares of Common Stock that vest on June 15, 2018; provided, however, if the Issuer's 2018 Annual Meeting of Stockholders (the "2018 Annual Meeting") occurs prior to June 15, 2018, and, at such 2018 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2018 Annual Meeting. In the event of an Acquisition (as defined in the Issuer's Amended and Restated Stock Incentive Plan), all of the restricted shares of Common Stock covered by this footnote shall accelerate and vest on a pro-rata basis based on the time served through the date of the Acquisition. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted shares of Common Stock that vest on June 15, 2018; provided, however, if the Issuer's 2018 Annual Meeting of Stockholders (the "2018 Annual Meeting") occurs prior to June 15, 2018, and, at such 2018 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2018 Annual Meeting. In the event of an Acquisition (as defined in the Issuer's Amended and Restated Stock Incentive Plan), all of the restricted shares of Common Stock covered by this footnote shall accelerate and vest on a pro-rata basis based on the time served through the date of the Acquisition.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2020 Filed Jun 19, 2020 19:51 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 25,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000116 · edgar.xml · derivative · entry 2 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020. F2 · derivative.expiration_date: 25,975 RSUs were granted to the Reporting Person on June 17, 2019 and vested in full on June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 19:51 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 25,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000116 · edgar.xml · nonDerivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSUs convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000011 · edgar.xml · derivative · entry 3 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000011 · edgar.xml · derivative · entry 2 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. F2 · derivative.expiration_date: The restricted stock units (RSUs) were granted to the Reporting Person on February 21, 2020. 100% of these RSUs vest immediately upon grant. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 16:49 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000011 · edgar.xml · nonDerivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Ribbon Communications Inc. common stock on a one-for-one basis. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 18:07 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 25,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001231288-19-000002 · edgar.xml · derivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,975 Underlying: Common Stock · 25,975 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest on June 17, 2020, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2020 Annual Meeting of Stockholders (the "2020 Annual Meeting") occurs prior to June 17, 2020, and, at such 2020 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted stock units will vest as of the date of the 2020 Annual Meeting. F2 · derivative.expiration_date: The restricted stock units will vest on June 17, 2020, subject to the Reporting Person's continued service with the Issuer through such date; provided, however, that if the Issuer's 2020 Annual Meeting of Stockholders (the "2020 Annual Meeting") occurs prior to June 17, 2020, and, at such 2020 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted stock units will vest as of the date of the 2020 Annual Meeting. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:49 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001231288-18-000004 · edgar.xml · nonDerivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,036 F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2019, subject to the Reporting Person's continued service to the Issuer through such date; provided, however, that if the Issuer's 2019 Annual Meeting of Stockholders (the "2019 Annual Meeting") occurs prior to June 15, 2019, and, at such 2019 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2019 Annual Meeting. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:43 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 25,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001231288-18-000002 · edgar.xml · nonDerivative · entry 3 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,854 F2 · shares: These are restricted shares of Common Stock that vest on January 16, 2019. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:43 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 10,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001231288-18-000002 · edgar.xml · nonDerivative · entry 2 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,643 F1 · shares: These are restricted shares of Common Stock that vest on the date of the Issuer's 2018 Annual Meeting of Stockholders. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 16:43 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Disposition to issuerCommon Stock | 12,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001231288-18-000002 · edgar.xml · nonDerivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,960 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 16:49 UTC | Sonus, Inc. SONS · Entity 172242 | GrantCommon Stock | 19,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001231288-17-000003 · edgar.xml · nonDerivative · entry 1 SCHUBERT SCOTT E · CIK 0001231288 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,501 F1 · shares: These are restricted shares of Common Stock that vest on June 15, 2018; provided, however, if the Issuer's 2018 Annual Meeting of Stockholders (the "2018 Annual Meeting") occurs prior to June 15, 2018, and, at such 2018 Annual Meeting, the Reporting Person either chooses not to stand for re-election to the Issuer's Board of Directors or, after standing for re-election, is not re-elected, then these restricted shares of Common Stock will vest on the date of the 2018 Annual Meeting. In the event of an Acquisition (as defined in the Issuer's Amended and Restated Stock Incentive Plan), all of the restricted shares of Common Stock covered by this footnote shall accelerate and vest on a pro-rata basis based on the time served through the date of the Acquisition. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.