Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ribbon Communications Inc.RBBN · Entity 5785 | EVP & Chief Strategy Officer | March 16, 2020 | March 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ribbon Communications Inc.
Report date March 16, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 92,593 |
Reported balance
After 2020-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-16 · Grant · Acquired 92,593 · Balance 92,593 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.
F2: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2020 Filed Mar 18, 2020 20:12 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units · Derivative | 92,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000062 · edgar.xml · derivative · entry 1 McCready John R · CIK 0001720719 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,593 Underlying: Common Stock · 92,593 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. F2 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:17 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000032 · edgar.xml · derivative · entry 1 McCready John R · CIK 0001720719 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Common Stock · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. McCready earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. McCready earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units · Derivative | 4,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · derivative · entry 4 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 4,167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F4 · derivative.expiration_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 1,239 | $2.80 | $3,469.20 |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · nonDerivative · entry 3 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,777 F3 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 4,167 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · nonDerivative · entry 2 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| November 29, 2019 Filed Dec 18, 2019 22:28 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 500 | $2.49 | $1,245.25 |
DisclosureSEC source: 0001708055-19-000055 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,849 F1 · kind: These shares were acquired under the Ribbon Communications Inc. Amended and Restated 2000 Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:27 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 3,742 | $2.99 | $11,188.58 |
DisclosureSEC source: 0001708055-19-000038 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,349 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Awards (RSAs). Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:47 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 43,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-19-000006 · edgar.xml · derivative · entry 4 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,291 Underlying: Common Stock · 43,291 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 17, 2020, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 17, 2022. F4 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 17, 2020, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 17, 2022. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:47 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-19-000006 · edgar.xml · derivative · entry 3 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Underlying: Common Stock · 8,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F3 · derivative.exercise_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 25,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:47 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 2,467 | $4.70 | $11,594.90 |
DisclosureSEC source: 0001720719-19-000006 · edgar.xml · nonDerivative · entry 2 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,091 F2 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 21:47 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 8,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-19-000006 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:39 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 3,774 | $4.85 | $18,303.90 |
DisclosureSEC source: 0001720719-19-000004 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,224 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:55 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantPerformance-Based Restricted Stock Units (PSUs) · Derivative | 15,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-19-000002 · edgar.xml · derivative · entry 3 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,236 Underlying: Common Stock · 15,326 shares Expires 2021-12-31 F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock, based on the Issuer's total shareholder return (TSR) compared to pre-established relative TSR goals, based on the TSR of the Russell 2500 Telecommunications Sub Sector Index, that were set by the Compensation Committee (the Compensation Committee) of the Issuer's Board of Directors. The aggregate number of shares issued may range from zero (0) shares to 200% of the target number of shares reported in columns 5, 7 and 9 of Table II. The number of PSUs reported in columns 5, 7 and 9 of Table II reflects achievement at the target level of performance. F4 · derivative.exercise_date: Between zero (0) and 200% of one-third of the PSUs will vest, if at all, as determined by the Compensation Committee after the TSR performance period, commencing on January 1, 2019 and ending on December 31, 2021. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:55 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 4,690 | $5.22 | $24,481.80 |
DisclosureSEC source: 0001720719-19-000002 · edgar.xml · nonDerivative · entry 2 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,998 F2 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 20:55 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantCommon Stock | 10,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-19-000002 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,688 F1 · shares: These shares of Common Stock were issued to Reporting Person pursuant to a voluntary election by Reporting Person in lieu of cash for a portion of the Reporting Person's 2018 annual bonus pursuant to the Issuer's Senior Management Cash Incentive Plan and such shares shall vest immediately upon grant. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:36 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Tax withholdingCommon Stock | 11,236 | $6.12 | $68,764.32 |
DisclosureSEC source: 0001720719-18-000004 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,124 F1 · shares: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE COMPANY INCIDENT TO THE VESTING OF A SECURITY. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:07 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-18-000002 · edgar.xml · derivative · entry 1 McCready John R · CIK 0001720719 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021. F2 · derivative.expiration_date: The restricted stock units vest over a three-year period as follows: one-third of the restricted stock units shall vest on June 15, 2019, and the remaining two-thirds of the restricted stock units shall vest in four equal, semi-annual installments thereafter through June 15, 2021. F1 · derivative.underlying_shares: Each restricted stock unit represents a contingent right to receive one share of Ribbon Communications Inc. common stock. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:15 UTC | Ribbon Communications Inc. SONS · Entity 5785 | GrantCommon Stock | 75,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001720719-17-000004 · edgar.xml · nonDerivative · entry 1 McCready John R · CIK 0001720719 · EVP Core R&D & Product Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,360 F1 · shares: These are restricted shares of Common Stock that vest over a three-year period as follows: one-third of the shares shall vest on November 15, 2018, and the remaining two-thirds of the shares shall vest in four equal increments semi-annually thereafter through November 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.