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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2019 Filed Jun 17, 2019 18:49 UTC Exercise / conversionStock Options 3,333 $18.25 $60,827.25
Disclosure

SEC source: 0001209191-19-037363 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 17, 2019 18:49 UTC Exercise / conversionCommon Stock, No Par Value 3,333 $18.25 $60,827.25
Disclosure

SEC source: 0001209191-19-037363 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 17:47 UTC Exercise / conversionOption (right to buy) · Derivative 200 $9.29 Strike: $9.29 $1,858.30
Disclosure

SEC source: 0001209191-19-037352 · doc4.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,588

Underlying: Common Stock · 20,788 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 17:47 UTC Exercise / conversionStock Options 200 $9.29 $1,858.30
Disclosure

SEC source: 0001209191-19-037352 · doc4.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 17:47 UTC Exercise / conversionCommon Stock, No Par Value 200 $9.29 $1,858.30
Disclosure

SEC source: 0001209191-19-037352 · doc4.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:47 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 6,000 $18.70 $112,200.00
Disclosure

SEC source: 0001209191-19-034484 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,939

Read SEC document
May 31, 2019 Filed Mar 5, 2020 02:12 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 6,000 $18.70 $112,200.00
Disclosure

SEC source: 0001209191-20-016433 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,939

Read SEC document
May 30, 2019 Filed May 31, 2019 21:55 UTC
Kao JamesDirector
PurchaseCommon Stock, No Par Value 10,000 $188,000.00 $1,880,000,000.00
Disclosure

SEC source: 0001209191-19-033710 · doc4.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,939

Read SEC document
May 30, 2019 Filed Mar 5, 2020 02:07 UTC Amendment
Kao JamesDirector
PurchaseCommon Stock, No Par Value 10,000 $18.80 $188,000.00
Disclosure

SEC source: 0001209191-20-016431 · doc4a.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,939

Read SEC document
February 25, 2019 Filed Feb 27, 2019 19:25 UTC Exercise / conversionOption (right to buy) · Derivative 4,000 $9.29 Strike: $9.29 $37,166.00
Disclosure

SEC source: 0001209191-19-013993 · doc4.xml · derivative · entry 3

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,788

Underlying: Common Stock · 24,788 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 19:25 UTC Exercise / conversionStock Options 4,000 $9.29 $37,166.00
Disclosure

SEC source: 0001209191-19-013993 · doc4.xml · nonDerivative · entry 2

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 19:25 UTC Exercise / conversionCommon Stock, No Par Value 4,000 $9.29 $37,166.00
Disclosure

SEC source: 0001209191-19-013993 · doc4.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 13:11 UTC SaleCommon Stock, No Par Value 200 $21.00 $4,200.00
Disclosure

SEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 5

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

Read SEC document
February 15, 2019 Filed Feb 21, 2019 13:11 UTC SaleCommon Stock, No Par Value 200 $20.50 $4,100.00
Disclosure

SEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 4

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

Read SEC document
February 14, 2019 Filed Feb 21, 2019 13:11 UTC SaleCommon Stock, No Par Value 200 $20.00 $4,000.00
Disclosure

SEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 3

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,002

Read SEC document
February 11, 2019 Filed Feb 21, 2019 13:11 UTC SaleCommon Stock, No Par Value 200 $19.60 $3,920.00
Disclosure

SEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 2

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,202

Read SEC document
February 05, 2019 Filed Feb 5, 2019 19:34 UTC PurchaseCommon Stock, No Par Value 1,000 $19.11 $19,109.90
Disclosure

SEC source: 0001209191-19-007253 · doc4.xml · nonDerivative · entry 1

Mach Wilson · CIK 0001758146 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
February 04, 2019 Filed Feb 21, 2019 13:11 UTC SaleCommon Stock, No Par Value 200 $19.30 $3,860.00
Disclosure

SEC source: 0001209191-19-011889 · doc4.xml · nonDerivative · entry 1

Koo Chie-Min Christopher · CIK 0001711528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,402

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 17

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionOption (right to buy) · Derivative 6,667 $18.25 Strike: $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 16

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 15

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 14

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 13

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · derivative · entry 12

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionStock Options 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 10

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 9

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionStock Options 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 8

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionStock Options 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 7

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 6

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionCommon Stock, No Par Value 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 5

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionCommon Stock, No Par Value 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 1, 2019 20:00 UTC Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-006359 · doc4.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 10,763 $9.29 Strike: $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 16

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2021-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 15

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2022-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 10,763 $11.15 Strike: $11.15 $120,005.30
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 14

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 10,250 $13.21 Strike: $13.21 $135,400.45
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 13

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,250 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 10,000 $17.08 Strike: $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 12

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionOption (right to buy) · Derivative 6,667 $18.25 Strike: $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · derivative · entry 11

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 10,000 shares

Expires 2026-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionStock Options 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 10

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionStock Options 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 9

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionStock Options 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 8

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionStock Options 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 7

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionStock Options 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 6

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionCommon Stock, No Par Value 6,667 $18.25 $121,672.75
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 5

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionCommon Stock, No Par Value 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 4

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionCommon Stock, No Par Value 10,250 $13.21 $135,402.50
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 3

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionCommon Stock, No Par Value 21,526 $11.15 $240,010.59
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 2

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:33 UTC Amendment Exercise / conversionCommon Stock, No Par Value 10,763 $9.29 $100,004.41
Disclosure

SEC source: 0001209191-19-007352 · doc4a.xml · nonDerivative · entry 1

Chang Peter M · CIK 0001711680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.