Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2020 Filed Aug 19, 2020 22:10 UTC |
Gusky Adam SamuelDirector
|
PurchaseCommon Stock | 500 | $11.18 | $5,590.00 |
DisclosureSEC source: 0001493152-20-016360 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 3,099 F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.12 to $11.25 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Rand Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 18, 2020 Filed Aug 19, 2020 22:10 UTC |
Gusky Adam SamuelDirector
|
PurchaseCommon Stock | 500 | $11.15 | $5,575.00 |
DisclosureSEC source: 0001493152-20-016360 · ownership.xml · nonDerivative · entry 2 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,599 F2 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 22:10 UTC |
Gusky Adam SamuelDirector
|
PurchaseCommon Stock | 599 | $11.09 | $6,642.91 |
DisclosureSEC source: 0001493152-20-016360 · ownership.xml · nonDerivative · entry 3 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,099 F3 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.07 to $11.15 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Rand Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 22:40 UTC |
Gusky Adam SamuelDirector
|
PurchaseCommon Stock | 1,500 | $10.92 | $16,380.00 |
DisclosureSEC source: 0001493152-20-010700 · ownership.xml · nonDerivative · entry 1 Gusky Adam Samuel · CIK 0001792912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,500 F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.80 to $11.00 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Rand Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.direct: These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 21:31 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 709 | $2.60 | $1,843.40 |
DisclosureSEC source: 0000899243-18-008739 · doc4.xml · nonDerivative · entry 3 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,730 Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 21:31 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 201 | $2.60 | $522.60 |
DisclosureSEC source: 0000899243-18-008739 · doc4.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,021 Read SEC document |
| March 23, 2018 Filed Mar 28, 2018 21:31 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 4,090 | $2.60 | $10,634.00 |
DisclosureSEC source: 0000899243-18-008739 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,820 Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:37 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 7,730 | $2.75 | $21,257.50 |
DisclosureSEC source: 0000899243-18-001678 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,730 Read SEC document |
| January 18, 2018 Filed Jan 20, 2018 00:14 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 10,000 | $2.75 | $27,500.00 |
DisclosureSEC source: 0000899243-18-001567 · doc4.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Read SEC document |
| January 17, 2018 Filed Jan 20, 2018 00:14 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 10,000 | $2.75 | $27,500.00 |
DisclosureSEC source: 0000899243-18-001567 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Read SEC document |
| October 17, 2017 Filed Jan 16, 2018 22:17 UTC |
NEWMAN REGINALD B IIDirector
|
GiftCommon Stock | 84,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001082 · doc5.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:06 UTC |
NEWMAN REGINALD B IIDirector
|
SaleCommon Stock | 20,000 | $3.00 | $60,000.00 |
DisclosureSEC source: 0000899243-17-016591 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,124 Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:05 UTC |
ZAK ROBERT MDirector
|
PurchaseCommon Stock | 20,000 | $3.00 | $60,000.00 |
DisclosureSEC source: 0000899243-17-016590 · doc4.xml · nonDerivative · entry 1 ZAK ROBERT M · CIK 0001265781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Read SEC document |
| March 07, 2017 Filed Jul 28, 2017 16:57 UTC |
Utility Service Holding Co., Inc.10% owner
|
SaleCommon Stock | 19,334 | $3.10 | $59,935.40 |
DisclosureSEC source: 0001571049-17-007064 · t1700393-utilityservice0301.xml · nonDerivative · entry 5 Utility Service Holding Co., Inc. · CIK 0001460853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165,946 Read SEC document |
| March 06, 2017 Filed Jul 28, 2017 16:57 UTC |
Utility Service Holding Co., Inc.10% owner
|
SaleCommon Stock | 39,202 | $3.11 | $121,918.22 |
DisclosureSEC source: 0001571049-17-007064 · t1700393-utilityservice0301.xml · nonDerivative · entry 4 Utility Service Holding Co., Inc. · CIK 0001460853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,280 Read SEC document |
| March 03, 2017 Filed Jul 28, 2017 16:57 UTC |
Utility Service Holding Co., Inc.10% owner
|
SaleCommon Stock | 5,710 | $3.15 | $17,986.50 |
DisclosureSEC source: 0001571049-17-007064 · t1700393-utilityservice0301.xml · nonDerivative · entry 3 Utility Service Holding Co., Inc. · CIK 0001460853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224,482 Read SEC document |
| March 02, 2017 Filed Jul 28, 2017 16:57 UTC |
Utility Service Holding Co., Inc.10% owner
|
SaleCommon Stock | 7,200 | $3.14 | $22,608.00 |
DisclosureSEC source: 0001571049-17-007064 · t1700393-utilityservice0301.xml · nonDerivative · entry 2 Utility Service Holding Co., Inc. · CIK 0001460853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,192 Read SEC document |
| March 01, 2017 Filed Jul 28, 2017 16:57 UTC |
Utility Service Holding Co., Inc.10% owner
|
SaleCommon Stock | 1,300 | $3.15 | $4,095.00 |
DisclosureSEC source: 0001571049-17-007064 · t1700393-utilityservice0301.xml · nonDerivative · entry 1 Utility Service Holding Co., Inc. · CIK 0001460853 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,237,392 Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 21:14 UTC |
KAILBOURNE ERLAND EDirector
|
PurchaseCommon Stock | 2,933 | $3.20 | $9,385.60 |
DisclosureSEC source: 0000899243-17-001445 · doc4.xml · nonDerivative · entry 2 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 21:14 UTC |
KAILBOURNE ERLAND EDirector
|
PurchaseCommon Stock | 400 | $3.14 | $1,256.00 |
DisclosureSEC source: 0000899243-17-001445 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,067 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:08 UTC |
COLMAC HOLDINGS LTD10% owner
|
SaleCommon Stock | 810,000 | $3.00 | $2,430,000.00 |
DisclosureSEC source: 0000899243-16-035552 · doc4.xml · nonDerivative · entry 1 COLMAC HOLDINGS LTD · CIK 0001032435 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: Prior to effecting the sales, Colmac Holdings Ltd. sold its 810,000 shares of common stock of Rand Capital Corporation to its affiliate, Georgian Villas Inc. Georgian Villas Inc. then effected the sales in a series of private transactions on December 13, 2016. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:06 UTC |
GRUM ALLEN FDirector · CEO
|
PurchaseCommon Stock | 25,000 | $3.00 | $75,000.00 |
DisclosureSEC source: 0000899243-16-035550 · doc4.xml · nonDerivative · entry 2 GRUM ALLEN F · CIK 0001057072 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 173,642 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:06 UTC |
GRUM ALLEN FDirector · CEO
|
PurchaseCommon Stock | 25,000 | $3.00 | $75,000.00 |
DisclosureSEC source: 0000899243-16-035550 · doc4.xml · nonDerivative · entry 1 GRUM ALLEN F · CIK 0001057072 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,642 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:03 UTC |
PENBERTHY DANIEL PEVP and CFO
|
PurchaseCommon Stock | 16,667 | $3.00 | $50,001.00 |
DisclosureSEC source: 0000899243-16-035547 · doc4.xml · nonDerivative · entry 1 PENBERTHY DANIEL P · CIK 0001057068 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,467 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:03 UTC |
NEWMAN REGINALD B IIDirector
|
PurchaseCommon Stock | 150,000 | $3.00 | $450,000.00 |
DisclosureSEC source: 0000899243-16-035546 · doc4.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,124 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:02 UTC |
KAILBOURNE ERLAND EDirector
|
PurchaseCommon Stock | 16,667 | $3.00 | $50,001.00 |
DisclosureSEC source: 0000899243-16-035545 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:01 UTC |
KENZIE ROSS BDirector
|
PurchaseCommon Stock | 13,000 | $3.00 | $39,000.00 |
DisclosureSEC source: 0000899243-16-035541 · doc4.xml · nonDerivative · entry 1 KENZIE ROSS B · CIK 0001057069 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,000 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:03 UTC |
NEWMAN REGINALD B IIDirector
|
GiftCommon Stock | 95,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-035546 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,124 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.