Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAND CAPITAL CORPRAND · Entity 7445 | Director | March 23, 2018 | March 28, 2018 |
| TAYLOR DEVICES, INC.TAYD · Entity 6338 | Director | July 17, 2017 | July 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAND CAPITAL CORP
Report date March 23, 2018 · Filed March 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172,730 |
Ending reported balance
After 2018-03-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-03-23 · Purchase · Acquired 4,090 · Balance 171,820 Row 2 · 2018-03-26 · Purchase · Acquired 201 · Balance 172,021 Row 3 · 2018-03-27 · Purchase · Acquired 709 · Balance 172,730 |
TAYLOR DEVICES, INC.
Report date July 17, 2017 · Filed July 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,500 |
Ending reported balance
After 2017-07-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-07-17 · Exercise / conversion · Acquired 5,000 · Balance 15,500 Row 2 · 2017-07-17 · Exercise / conversion · Acquired 5,000 · Balance 20,500 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.74 · Expires 2023-04-18 | Direct | 0 |
Reported balance
After 2017-07-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-17 · Exercise / conversion · Disposed 5,000 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.99 · Expires 2024-04-18 | Direct | 0 |
Reported balance
After 2017-07-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-17 · Exercise / conversion · Disposed 5,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2018 Filed Mar 28, 2018 21:31 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 709 | $2.60 | $1,843.40 |
DisclosureSEC source: 0000899243-18-008739 · doc4.xml · nonDerivative · entry 3 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,730 Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 21:31 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 201 | $2.60 | $522.60 |
DisclosureSEC source: 0000899243-18-008739 · doc4.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,021 Read SEC document |
| March 23, 2018 Filed Mar 28, 2018 21:31 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 4,090 | $2.60 | $10,634.00 |
DisclosureSEC source: 0000899243-18-008739 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,820 Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 21:37 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 7,730 | $2.75 | $21,257.50 |
DisclosureSEC source: 0000899243-18-001678 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,730 Read SEC document |
| January 18, 2018 Filed Jan 20, 2018 00:14 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 10,000 | $2.75 | $27,500.00 |
DisclosureSEC source: 0000899243-18-001567 · doc4.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Read SEC document |
| January 17, 2018 Filed Jan 20, 2018 00:14 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 10,000 | $2.75 | $27,500.00 |
DisclosureSEC source: 0000899243-18-001567 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Read SEC document |
| October 17, 2017 Filed Jan 16, 2018 22:17 UTC | RAND CAPITAL CORP RAND · Entity 7445 | GiftCommon Stock | 84,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001082 · doc5.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:32 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $8.99 | $0.00 |
DisclosureSEC source: 0000096536-17-000026 · primary_doc.xml · derivative · entry 4 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2024-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:32 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0000096536-17-000026 · primary_doc.xml · derivative · entry 3 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2023-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:32 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | Exercise / conversionCommon Stock | 5,000 | $8.99 | $44,925.50 |
DisclosureSEC source: 0000096536-17-000026 · primary_doc.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:32 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | Exercise / conversionCommon Stock | 5,000 | $7.74 | $38,700.00 |
DisclosureSEC source: 0000096536-17-000026 · primary_doc.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:06 UTC | RAND CAPITAL CORP RAND · Entity 7445 | SaleCommon Stock | 20,000 | $3.00 | $60,000.00 |
DisclosureSEC source: 0000899243-17-016591 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,124 Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 19:55 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $13.80 | $0.00 |
DisclosureSEC source: 0000096536-17-000019 · primary_doc.xml · derivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-04-18 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:53 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000096536-17-000007 · primary_doc.xml · nonDerivative · entry 5 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchild (1) Disclosed balance after: 6,000 F3 · ownership.nature: Nature of indirect ownership is gifted shares to the daughter's children's trust Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:53 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000096536-17-000007 · primary_doc.xml · nonDerivative · entry 4 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Daughter (1) Disclosed balance after: 2,000 Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:53 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000096536-17-000007 · primary_doc.xml · nonDerivative · entry 3 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchild (1) Disclosed balance after: 2,000 F2 · ownership.nature: Nature of indirect ownership is gifted shares to the son's children's trust Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:53 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000096536-17-000007 · primary_doc.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Son Disclosed balance after: 2,000 F1 · ownership.nature: The reporting person disclaims beneficial ownership of securities held by his son, daughter and grandchildren. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:53 UTC | TAYLOR DEVICES, INC. TAYD · Entity 6338 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000096536-17-000007 · primary_doc.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:03 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 150,000 | $3.00 | $450,000.00 |
DisclosureSEC source: 0000899243-16-035546 · doc4.xml · nonDerivative · entry 2 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,124 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:03 UTC | RAND CAPITAL CORP RAND · Entity 7445 | GiftCommon Stock | 95,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-035546 · doc4.xml · nonDerivative · entry 1 NEWMAN REGINALD B II · CIK 0001034049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,124 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.