Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Director | May 03, 2018 | May 04, 2018 |
| RAND CAPITAL CORPRAND · Entity 7445 | Director | March 13, 2023 | March 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date May 03, 2018 · Filed May 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,746 |
Reported balance
After 2018-05-03 transaction · row 1
1 source rowRow 1 · 2018-05-03 · Exercise / conversion · Acquired 2,000 · Balance 45,746 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.00 · Expires 2018-05-06 | Direct | 0 |
Reported balance
After 2018-05-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-03 · Exercise / conversion · Disposed 2,000 · Balance 0 F1: Option vested in three equal annual installments beginning on May 6, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: Option vested in three equal annual installments beginning on May 6, 2009.
RAND CAPITAL CORP
Report date March 13, 2023 · Filed March 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,861 |
Reported balance
After 2023-03-13 transaction · row 1
1 source rowRow 1 · 2023-03-13 · Purchase · Acquired 1,000 · Balance 10,861 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 139 |
Reported balance
Holding disclosure · report date 2023-03-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 139 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALBANY INTERNATIONAL CORP /DE/
Report date May 10, 2024 · Filed May 13, 2024
Section 16 reporting ended · disclosed 2024-05-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,549 |
Reported balance
After 2024-05-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-10 · Grant · Acquired 1,103 · Balance 50,549 F1: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2: Includes 7,382 shares acquired pursuant to a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Distributed pursuant to issuer's Directors' Annual Retainer Plan.
F2: Includes 7,382 shares acquired pursuant to a dividend reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2024 Filed May 13, 2024 17:02 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010009 · form4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,549 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 7,382 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| May 12, 2023 Filed May 15, 2023 15:48 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011050 · form4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,887 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 6,822 shares acquired pursuant to a div reinvestment plan. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 21:00 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,000 | $13.68 | $13,680.00 |
DisclosureSEC source: 0001493152-23-007623 · ownership.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,861 Read SEC document |
| May 20, 2022 Filed May 23, 2022 15:46 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013222 · form4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,519 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 6,331 shares acquired pursuant to a div reinvestment plan. Read SEC document |
| May 16, 2022 Filed May 17, 2022 21:22 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,000 | $14.95 | $14,950.00 |
DisclosureSEC source: 0001493152-22-014227 · ownership.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,861 Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 21:00 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,000 | $16.46 | $16,460.00 |
DisclosureSEC source: 0001493152-22-006888 · ownership.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,861 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.03 to $16.49, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 21:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,532 | $16.94 | $25,952.08 |
DisclosureSEC source: 0001493152-21-030441 · ownership.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.89 to $16.99, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| May 13, 2021 Filed May 17, 2021 12:45 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001085459-21-000002 · edgar.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,253 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 5,899 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 15:56 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001085459-20-000002 · edgar.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,271 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 5,691 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:58 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 2,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001085459-20-000001 · edgar.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,668 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 5,389 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| May 10, 2019 Filed May 14, 2019 13:32 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,309 | $76.34 | $99,929.06 |
DisclosureSEC source: 0001085459-19-000001 · edgar.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,531 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 4,968 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| May 11, 2018 Filed May 15, 2018 13:24 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 2,651 | $60.35 | $159,987.85 |
DisclosureSEC source: 0001085459-18-000001 · edgar.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,846 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 4,592 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| May 03, 2018 Filed May 4, 2018 13:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027961 · doc4.xml · derivative · entry 2 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested in three equal annual installments beginning on May 6, 2009. Read SEC document |
| May 03, 2018 Filed May 4, 2018 13:46 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 2,000 | $19.00 | $38,000.00 |
DisclosureSEC source: 0001209191-18-027961 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 20:08 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantCommon Stock | 847 | $32.40 | $27,442.80 |
DisclosureSEC source: 0001209191-17-067023 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,746 Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:23 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantCommon Stock | 936 | $29.35 | $27,471.60 |
DisclosureSEC source: 0001209191-17-041368 · doc4.xml · nonDerivative · entry 2 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,899 Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 20:23 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantCommon Stock | 851 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041368 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,963 Read SEC document |
| May 24, 2017 Filed May 25, 2017 14:07 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 2,337 | $47.05 | $109,955.85 |
DisclosureSEC source: 0001085459-17-000001 · edgar.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,806 F1 · kind: Distributed pursuant to issuer's Directors' Annual Retainer Plan. F2 · balance_after: Includes 4,203 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| May 02, 2017 Filed May 3, 2017 14:10 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $19.73 | $0.00 |
DisclosureSEC source: 0001209191-17-029487 · doc4.xml · derivative · entry 2 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vested in three equal annual installments beginning on May 2, 2008. Read SEC document |
| May 02, 2017 Filed May 3, 2017 14:10 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 2,000 | $19.73 | $39,460.00 |
DisclosureSEC source: 0001209191-17-029487 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 21:14 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 2,933 | $3.20 | $9,385.60 |
DisclosureSEC source: 0000899243-17-001445 · doc4.xml · nonDerivative · entry 2 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| January 18, 2017 Filed Jan 18, 2017 21:14 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 400 | $3.14 | $1,256.00 |
DisclosureSEC source: 0000899243-17-001445 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,067 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:02 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 16,667 | $3.00 | $50,001.00 |
DisclosureSEC source: 0000899243-16-035545 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,667 Read SEC document |
| December 03, 2016 Filed Dec 5, 2016 16:37 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantCommon Stock | 603 | $30.65 | $18,481.95 |
DisclosureSEC source: 0001209191-16-153235 · doc4.xml · nonDerivative · entry 1 KAILBOURNE ERLAND E · CIK 0001085459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,112 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.