Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAND CAPITAL CORPRAND · Entity 7445 | Director | May 10, 2023 | May 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAND CAPITAL CORP
Report date May 10, 2023 · Filed May 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,409 |
Reported balance
After 2023-05-10 transaction · row 1
1 source rowRow 1 · 2023-05-10 · Purchase · Acquired 2,000 · Balance 20,409 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2023 Filed May 11, 2023 20:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 2,000 | $13.46 | $26,920.00 |
DisclosureSEC source: 0001493152-23-016405 · ownership.xml · nonDerivative · entry 1 ZAK ROBERT M · CIK 0001265781 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,409 Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 21:00 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 256 | $16.48 | $4,218.88 |
DisclosureSEC source: 0001493152-22-006773 · ownership.xml · nonDerivative · entry 2 ZAK ROBERT M · CIK 0001265781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,409 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.47 to $16.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 21:00 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,744 | $15.48 | $26,997.12 |
DisclosureSEC source: 0001493152-22-006773 · ownership.xml · nonDerivative · entry 1 ZAK ROBERT M · CIK 0001265781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,153 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.25 to $15.99, inclusive. The reporting person undertakes to provide to Rand Capital Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 21:05 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 20,000 | $3.00 | $60,000.00 |
DisclosureSEC source: 0000899243-17-016590 · doc4.xml · nonDerivative · entry 1 ZAK ROBERT M · CIK 0001265781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.