Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAND CAPITAL CORPRAND · Entity 7445 | President and CEO | May 12, 2023 | May 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAND CAPITAL CORP
Report date May 12, 2023 · Filed May 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,769 |
Ending reported balance
After 2023-05-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-12 · Purchase · Acquired 1 · Balance 16,270 Row 2 · 2023-05-16 · Purchase · Acquired 499 · Balance 16,769 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2023 Filed May 16, 2023 20:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 499 | $13.36 | $6,666.14 |
DisclosureSEC source: 0001493152-23-017800 · ownership.xml · nonDerivative · entry 2 PENBERTHY DANIEL P · CIK 0001057068 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,769 Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:30 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1 | $12.99 | $12.99 |
DisclosureSEC source: 0001493152-23-017800 · ownership.xml · nonDerivative · entry 1 PENBERTHY DANIEL P · CIK 0001057068 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,270 Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 13:07 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 1,000 | $15.30 | $15,300.00 |
DisclosureSEC source: 0001493152-22-016141 · ownership.xml · nonDerivative · entry 1 PENBERTHY DANIEL P · CIK 0001057068 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,269 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:03 UTC | RAND CAPITAL CORP RAND · Entity 7445 | PurchaseCommon Stock | 16,667 | $3.00 | $50,001.00 |
DisclosureSEC source: 0000899243-16-035547 · doc4.xml · nonDerivative · entry 1 PENBERTHY DANIEL P · CIK 0001057068 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,467 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.