RAIL

SEC source: 0000899243-22-002487 · doc4.xml · derivative · entry 2

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,849

Underlying: Common stock · 47,849 shares

Expires 2032-01-17

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 17, 2023.

SEC source: 0000899243-22-002487 · doc4.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,725

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 17, 2022 and will vest on January 17, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-22-000724 · doc4.xml · derivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2

Underlying: Common Stock · 1,307,788 shares

Expires 2031-12-30

F1 · shares: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F1 · price: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F2 · derivative.underlying_shares: The amount reflected above is estimated based on 24,847,977 outstanding shares of Common Stock of the Issuer on a fully-diluted basis as of December 30, 2021, as provided by the Issuer to the Reporting Person, assuming hypothetically that the warrant was exercised on such date. The number of shares that will actually be issued upon exercise of the warrant will not be known with certainty until the time such warrant is exercised. The number of shares of Common Stock of the Issuer actually issued upon exercise of this warrant may be materially different than the number of shares reflected in this report.

F3 · balance_after: In addition to the warrant referred to in footnote (1) above, certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor holds a warrant to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

F1 · ownership.nature: Certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor acquired a warrant to purchase 5.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on December 30, 2021). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000899243-21-042875 · doc4.xml · nonDerivative · entry 1

PACIFIC INVESTMENT MANAGEMENT CO LLC · CIK 0001163368 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 407,958

F1 · price: Pursuant to that certain Reimbursement Agreement, dated as of July 30, 2021 (the "Reimbursement Agreement"), by and among CO Finance LVS VI LLC, a Delaware limited liability company ("COF"), U.S. Bank National Association, Alter Domus (US) LLC, and the Issuer, the Issuer agreed to issue certain Equity Fees to COF or its designee, OC III LVS XII LP, a Delaware limited partnership ("OC III"). Pursuant to the terms of the Reimbursement Agreement, the Issuer issued to OC III 222,306 shares of Common Stock on November 1, 2021. No cash consideration was required to be paid by the Reporting Person, COF, OC III or any of the other private investment vehicles managed by the Reporting Person in connection with the acquistion of such shares of Common Stock pursuant to the terms of the Reimbursement Agreement.

F2 · ownership.nature: The securities reported in the table above are held by certain funds and accounts for which the Reporting Person serves as investment manager, advisor or sub-advisor, including OC III, which holds 407,958 shares of common stock and warrants to purchase 23.0% of the Common Stock Deemed Outstanding (as defined in a warrant acquisition agreement entered into with the Issuer on October 13, 2020). The Reporting Person disclaims beneficial ownership in the reported securities, except to the extent of its pecuniary interest therein.

SEC source: 0000950170-23-071890 · ownership.xml · nonDerivative · entry 1

Gil Benavides Alejandro · CIK 0001830117 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,600

F1 · date: Reflects a transaction that was not previously reported.

F2 · price: Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $4.85 to $4.88. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

SEC source: 0000899243-21-019652 · doc4.xml · nonDerivative · entry 1

MOORE MALCOLM F · CIK 0001093727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,786

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 13, 2022 or (ii) the last trading day before the date of the Company's 2022 annual meeting of shareholders.

SEC source: 0000899243-21-019653 · doc4.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,828

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 13, 2022 or (ii) the last trading day before the date of the Company's 2022 annual meeting of shareholders.

SEC source: 0000899243-21-019648 · doc4.xml · nonDerivative · entry 1

SCHMITT ANDREW B · CIK 0001232201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,351

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 13, 2022 or (ii) the last trading day before the date of the Company's 2022 annual meeting of shareholders.

SEC source: 0000899243-21-019654 · doc4.xml · nonDerivative · entry 1

Arnold Elizabeth K · CIK 0001785365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,719

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 13, 2022 or (ii) the last trading day before the date of the Company's 2022 annual meeting of shareholders.

SEC source: 0000899243-21-007002 · doc4.xml · derivative · entry 2

ROGERS TERENCE R · CIK 0001213267 · Vice Pres, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common stock · 300,000 shares

Expires 2031-02-15

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 15, 2022.

SEC source: 0000899243-21-007002 · doc4.xml · nonDerivative · entry 1

ROGERS TERENCE R · CIK 0001213267 · Vice Pres, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on February 15, 2021 and will vest on February 15, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-21-004014 · doc4.xml · derivative · entry 2

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,162

Underlying: Common stock · 49,162 shares

Expires 2031-01-28

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 28, 2022.

SEC source: 0000899243-21-004014 · doc4.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,839

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-21-004011 · doc4.xml · derivative · entry 4

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,608

Underlying: Common stock · 12,608 shares

Expires 2031-01-28

F5 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan

F7 · price: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 28, 2022.

SEC source: 0000899243-21-004011 · doc4.xml · nonDerivative · entry 1

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,771

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-21-004010 · doc4.xml · derivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,276

Underlying: Common stock · 113,276 shares

Expires 2031-01-28

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 28, 2022.

SEC source: 0000899243-21-004010 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,172

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-21-004039 · doc4.xml · derivative · entry 2

Riordan Michael Anthony · CIK 0001834620 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,467

Underlying: Common stock · 10,467 shares

Expires 2031-01-28

F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan

F5 · price: The options were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 28, 2022.

SEC source: 0000899243-21-004039 · doc4.xml · nonDerivative · entry 1

Riordan Michael Anthony · CIK 0001834620 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,147

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 28, 2021 and will vest on January 28, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-21-001022 · doc4.xml · derivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common stock · 750,000 shares

Expires 2031-01-05

F1 · kind: Exempt issuance of cash-settled stock options under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each cash-settled stock optiion represents the right to receive a distribution in cash equal to the difference between the exercise price and the fair market value of a share of the Issuer's common stock on the date of exercise.

F3 · price: The cash-settled stock options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the cash-settled stock options.

F2 · derivative.exercise_date: 34% of the shares subject to each cash-settled stock option will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.

SEC source: 0000899243-21-001018 · doc4.xml · derivative · entry 4

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common stock · 300,000 shares

Expires 2031-01-05

F3 · kind: Exempt issuance of cash-settled stock options under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each cash-settled stock optiion represents the right to receive a distribution in cash equal to the difference between the exercise price and the fair market value of a share of the Issuer's common stock on the date of exercise.

F5 · price: The cash-settled stock options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the cash-settled stock options.

F4 · derivative.exercise_date: 34% of the shares subject to each cash-settled stock option will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.

SEC source: 0000899243-21-001017 · doc4.xml · derivative · entry 1

Riordan Michael Anthony · CIK 0001834620 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock · 50,000 shares

Expires 2031-01-05

F1 · kind: Exempt issuance of cash-settled stock options under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each cash-settled stock optiion represents the right to receive a distribution in cash equal to the difference between the exercise price and the fair market value of a share of the Issuer's common stock on the date of exercise.

F3 · price: The cash-settled stock options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the cash-settled stock options.

F2 · derivative.exercise_date: 34% of the shares subject to each cash-settled stock option will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.

SEC source: 0000899243-21-001012 · doc4.xml · derivative · entry 2

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common stock · 300,000 shares

Expires 2031-01-05

F1 · kind: Exempt issuance of cash-settled stock options under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each cash-settled stock optiion represents the right to receive a distribution in cash equal to the difference between the exercise price and the fair market value of a share of the Issuer's common stock on the date of exercise.

F3 · price: The cash-settled stock options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the cash-settled stock options.

F2 · derivative.exercise_date: 34% of the shares subject to each cash-settled stock option will vest on the later of (i) the first anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; an additional 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the second anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share; and the final 33% of the shares subject to each cash-settled stock option will vest on the later of (i) the third anniversary of the Grant Date or (ii) the date that the thirty-day trailing average of the fair market value of a share of the Company's common stock is 133.3% or more of the exercise price per share.

SEC source: 0000899243-20-032604 · doc4.xml · derivative · entry 1

Riordan Michael Anthony · CIK 0001834620 · Corporate Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common stock · 25,000 shares

Expires 2030-11-30

F1 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.

F3 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.

F2 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on November 30, 2021.

SEC source: 0000899243-20-032601 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,555

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.415 to $2.70. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000899243-20-032351 · doc4.xml · nonDerivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,055

F2 · price: This transaction was executed in multiple trades at prices ranging from $2.755 to $2.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000899243-20-032351 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,055

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.84 to $2.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000899243-20-032350 · doc4.xml · nonDerivative · entry 1

Gil Benavides Jesus Salvador · CIK 0001828994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,730

SEC source: 0000899243-20-013538 · doc4.xml · nonDerivative · entry 1

MOORE MALCOLM F · CIK 0001093727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,908

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 15, 2021 or (ii) the last trading day before the date of the Company's 2021 annual meeting of shareholders.

SEC source: 0000899243-20-013545 · doc4.xml · nonDerivative · entry 1

GEHL WILLIAM D · CIK 0001031773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,950

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 15, 2021 or (ii) the last trading day before the date of the Company's 2021 annual meeting of shareholders.

SEC source: 0000899243-20-013539 · doc4.xml · nonDerivative · entry 1

SCHMITT ANDREW B · CIK 0001232201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,473

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 15, 2021 or (ii) the last trading day before the date of the Company's 2021 annual meeting of shareholders.

SEC source: 0000899243-20-013541 · doc4.xml · nonDerivative · entry 1

Cirar James D · CIK 0001322446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,812

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 15, 2021 or (ii) the last trading day before the date of the Company's 2021 annual meeting of shareholders.

SEC source: 0000899243-20-013534 · doc4.xml · nonDerivative · entry 1

Arnold Elizabeth K · CIK 0001785365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,841

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 15, 2021 or (ii) the last trading day before the date of the Company's 2021 annual meeting of shareholders.

SEC source: 0000899243-20-002464 · doc4.xml · derivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,815

Underlying: Common stock · 42,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Exempt issuance of restricted stock units under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each restricted stock unit represents the right to receive the cash equivalent of one share of the Issuer's common stock at the time of vesting.

F3 · price: The restricted stock units were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted stock units.

F2 · derivative.exercise_date: The restricted stock units will vest on January 30, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest on January 30, 2023.

SEC source: 0000899243-20-002240 · doc4.xml · derivative · entry 2

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,534

Underlying: Common stock · 36,534 shares

Expires 2030-01-24

F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.

F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.

F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.

SEC source: 0000899243-20-002240 · doc4.xml · nonDerivative · entry 1

MALIEKEL JOSEPH J · CIK 0001245666 · VP, Corp Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,722.674

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-20-002236 · doc4.xml · derivative · entry 2

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,090

Underlying: Common stock · 144,090 shares

Expires 2030-01-24

F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.

F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.

F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.

SEC source: 0000899243-20-002236 · doc4.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,361

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-20-002238 · doc4.xml · derivative · entry 2

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,442

Underlying: Common stock · 139,442 shares

Expires 2030-01-24

F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.

F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.

F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.

SEC source: 0000899243-20-002238 · doc4.xml · nonDerivative · entry 1

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,554

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-20-002234 · doc4.xml · derivative · entry 2

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,005

Underlying: Common stock · 332,005 shares

Expires 2030-01-24

F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.

F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.

F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.

SEC source: 0000899243-20-002234 · doc4.xml · nonDerivative · entry 1

Meyer James R · CIK 0001713182 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,555

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-20-002233 · doc4.xml · derivative · entry 2

Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,683

Underlying: Common stock · 162,683 shares

Expires 2030-01-24

F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.

F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.

F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.

SEC source: 0000899243-20-002233 · doc4.xml · nonDerivative · entry 1

Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,263

F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).

F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans and no consideration was paid by the recipient for the restricted shares.

SEC source: 0000899243-20-001915 · doc4.xml · nonDerivative · entry 1

Vlamis Georgia L · CIK 0001659973 · VP, Gen Counsel, Corp Sec & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,301

F1 · kind: Represents the exercise of a tax withholding right in connection with the vesting of 3,400 restricted shares that were issued in an exempt issuance pursuant to Rule 16b-3 under the Issuer's 2005 Long Term Incentive Plan.

SEC source: 0000899243-19-024417 · doc4.xml · nonDerivative · entry 1

Tonn W Matthew · CIK 0001789707 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on September 26,, 2019 and will vest on September 26, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture)

F2 · price: The restricted shares were granted pursuant to the issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.

SEC source: 0000899243-19-022125 · doc4.xml · nonDerivative · entry 1

Arnold Elizabeth K · CIK 0001785365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,846

F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan.

F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. The restricted shares represent shares granted as part of the annual retainer for serving as director of the Issuer. The shares will vest at the close of business on the earlier of (i) May 9, 2020 or (ii) the last trading day before the date of the Company's 2020 annual meeting of shareholders.

SEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 4

Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,468

SEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 3

Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,209

SEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 2

Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600