Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FreightCar America, Inc.RAIL · Entity 6251 | VP Finance, CFO, Treasurer | January 24, 2020 | January 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FreightCar America, Inc.
Report date January 24, 2020 · Filed January 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,263 |
Reported balance
After 2020-01-24 transaction · row 1
1 source rowRow 1 · 2020-01-24 · Grant · Acquired 73,795 · Balance 125,263 F1: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture). F2: The restricted shares were granted pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans and no consideration was paid by the recipient for the restricted shares. |
| Employee Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $1.66 · Expires 2030-01-24 | Direct | 162,683 |
Reported balance
After 2020-01-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-01-24 · Grant · Acquired 162,683 · Balance 162,683 F3: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right. F5: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights. F4: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.55 · Expires 2029-04-23 | Direct | 43,000 |
Reported balance
Holding disclosure · report date 2020-01-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 43,000 F6: On April 23, 2019 the recipient was granted 43,000 options which will vest in three equal annual installments beginning on April 23, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture).
F2: The restricted shares were granted pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans and no consideration was paid by the recipient for the restricted shares.
F3: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right.
F4: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021.
F5: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights.
F6: On April 23, 2019 the recipient was granted 43,000 options which will vest in three equal annual installments beginning on April 23, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2020 Filed Jan 28, 2020 22:49 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Appreciation Right · Derivative | 162,683 | $0.00 Strike: $1.66 | $0.00 |
DisclosureSEC source: 0000899243-20-002233 · doc4.xml · derivative · entry 2 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,683 Underlying: Common stock · 162,683 shares Expires 2030-01-24 F3 · kind: Exempt issuance of stock appreciation rights under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. Each stock appreciation right represents the right to receive a payment measured by the increase in the fair market value of one share of the Issuer's common stock from the date of the grant of the stock appreciation right to the date of exercise of the stock appreciation right. F5 · price: The stock appreciation rights were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the stock appreciation rights. F4 · derivative.exercise_date: The stock appreciation rights vest in three equal annual installments beginning on January 24, 2021. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 22:49 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 73,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002233 · doc4.xml · nonDerivative · entry 1 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,263 F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans. These shares were granted on January 24, 2020 and will vest on January 24, 2023. The restricted shares are subject to certain restrictions (including possible forfeiture). F2 · price: The restricted shares were granted pursuant to the Issuer's 2005 and 2018 Long Term Incentive Plans and no consideration was paid by the recipient for the restricted shares. Read SEC document |
| May 29, 2019 Filed May 31, 2019 17:06 UTC | FreightCar America, Inc. RAIL · Entity 6251 | PurchaseCommon Stock | 259 | $6.00 | $1,554.00 |
DisclosureSEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 4 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,468 Read SEC document |
| May 29, 2019 Filed May 31, 2019 17:06 UTC | FreightCar America, Inc. RAIL · Entity 6251 | PurchaseCommon Stock | 609 | $6.02 | $3,666.06 |
DisclosureSEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 3 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,209 Read SEC document |
| May 29, 2019 Filed May 31, 2019 17:06 UTC | FreightCar America, Inc. RAIL · Entity 6251 | PurchaseCommon Stock | 100 | $6.01 | $601.00 |
DisclosureSEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 2 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,600 Read SEC document |
| May 29, 2019 Filed May 31, 2019 17:06 UTC | FreightCar America, Inc. RAIL · Entity 6251 | PurchaseCommon Stock | 7,500 | $6.02 | $45,114.75 |
DisclosureSEC source: 0000899243-19-015265 · doc4.xml · nonDerivative · entry 1 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:21 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option (right to buy) · Derivative | 43,000 | $0.00 Strike: $7.55 | $0.00 |
DisclosureSEC source: 0000899243-19-011142 · doc4.xml · derivative · entry 2 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common stock · 43,000 shares Expires 2029-04-23 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on April 23, 2020. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:21 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 43,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011142 · doc4.xml · nonDerivative · entry 1 Eppel Christopher J · CIK 0001774866 · VP Finance, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 F1 · kind: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on April 23, 2019 and will vest on April 23, 2022. The restricted shares are subject to certain restrictions (including possible forfeiture) F2 · price: The restricted shares were granted pursuant to the issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.