Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FreightCar America, Inc.RAIL · Entity 6251 | VP, CFO, Treas, Corp Sec | January 17, 2022 | January 19, 2022 |
| Roadrunner Transportation Systems, Inc.RRTS · Entity 148812 | Executive VP and CFO | May 22, 2019 | May 30, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FreightCar America, Inc.
Report date January 17, 2022 · Filed January 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,904 |
Reported balance
After 2022-01-17 transaction · row 1
1 source rowRow 1 · 2022-01-17 · Grant · Acquired 31,904 · Balance 56,904 F1: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 17, 2022 and will vest on January 17, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture). F2: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.82 · Expires 2032-01-17 | Direct | 46,421 |
Reported balance
After 2022-01-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-17 · Grant · Acquired 46,421 · Balance 46,421 F3: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan F5: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4: The options vest in three equal annual installments beginning on January 17, 2023. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.98 · Expires 2031-02-15 | Direct | 300,000 |
Reported balance
Holding disclosure · report date 2022-01-17 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 300,000 F6: On February 15, 2021, the recipient was granted 300,000 options which will vest in three equal annual installments beginning on February 15, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 17, 2022 and will vest on January 17, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture).
F2: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares.
F3: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan
F4: The options vest in three equal annual installments beginning on January 17, 2023.
F5: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient.
F6: On February 15, 2021, the recipient was granted 300,000 options which will vest in three equal annual installments beginning on February 15, 2022.
Roadrunner Transportation Systems, Inc.
Report date May 22, 2019 · Filed May 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2026-05-22 | Direct | 29,528 |
Reported balance
After 2019-05-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-22 · Grant · Acquired 29,528 · Balance 29,528 F1: One-third of the options vest on each of May 22, 2020, May 22, 2021, and May 22, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: One-third of the options vest on each of May 22, 2020, May 22, 2021, and May 22, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2022 Filed Jan 19, 2022 19:14 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option · Derivative | 46,421 | $0.00 Strike: $3.82 | $0.00 |
DisclosureSEC source: 0000899243-22-002490 · doc4.xml · derivative · entry 2 ROGERS TERENCE R · CIK 0001213267 · VP, CFO, Treas, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,421 Underlying: Common stock · 46,421 shares Expires 2032-01-17 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on January 17, 2023. Read SEC document |
| January 17, 2022 Filed Jan 19, 2022 19:14 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 31,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-002490 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · VP, CFO, Treas, Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,904 F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on January 17, 2022 and will vest on January 17, 2025. The restricted shares are subject to certain restrictions (including possible forfeiture). F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 19:52 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantEmployee Stock Option · Derivative | 300,000 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0000899243-21-007002 · doc4.xml · derivative · entry 2 ROGERS TERENCE R · CIK 0001213267 · Vice Pres, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common stock · 300,000 shares Expires 2031-02-15 F3 · kind: Exempt issuance of options under Rule 16(b)-3 pursuant to the Issuer's 2018 Long Term Incentive Plan F5 · price: The options were granted pursuant to the Issuer's 2018 Long Term Incentive Plan, for which no consideration was paid by the recipient. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 15, 2022. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 19:52 UTC | FreightCar America, Inc. RAIL · Entity 6251 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007002 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Vice Pres, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · kind: Exempt issuance of restricted shares under Rule 16 b-3 pursuant to the Issuer's 2018 Long Term Incentive Plan. These shares were granted on February 15, 2021 and will vest on February 15, 2024. The restricted shares are subject to certain restrictions (including possible forfeiture). F2 · price: The restricted shares were granted pursuant to the Issuer's 2018 Long Term Incentive Plan and no consideration was paid by the recipient for the restricted shares. Read SEC document |
| May 22, 2019 Filed May 30, 2019 17:20 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantEmployee Stock Option (Right to Buy) · Derivative | 29,528 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001209191-19-033483 · doc4.xml · derivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,528 Underlying: Common Stock · 29,528 shares Expires 2026-05-22 F1 · derivative.exercise_date: One-third of the options vest on each of May 22, 2020, May 22, 2021, and May 22, 2022. Read SEC document |
| May 15, 2019 Filed May 29, 2019 17:00 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | Tax withholdingCommon Stock | 1,387 | $11.09 | $15,381.83 |
DisclosureSEC source: 0001209191-19-033234 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,111 F1 · shares: Represents shares withheld to satisfy tax withholding obligation on vesting of restricted stock units. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 17:15 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantCommon Stock | 76,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024284 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,498 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. One-fourth of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of April 8, 2020, April 8, 2021, April 8, 2022, and April 8, 2023. F2 · balance_after: Reflects the 1-for-25 reverse stock split effected on April 4, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 17:04 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantEmployee Stock Option (Right to Buy) · Derivative | 1,037,037 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001209191-19-021189 · doc4.xml · derivative · entry 2 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,037 Underlying: Common Stock · 1,037,037 shares Expires 2026-03-21 F2 · derivative.exercise_date: One-third of the options vest on each of May 15, 2019, May 15, 2020, and May 15, 2021. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 17:04 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantCommon Stock | 280,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021189 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,461 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. One-third of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of May 15, 2019, May 15, 2020, and May 15, 2021. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:39 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherSubscription Rights (right to buy) · Derivative | 7,500 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001209191-19-011253 · doc4.xml · derivative · entry 3 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 173,535 shares Expires 2019-02-19 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:39 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherCommon Stock | 126,426 | $0.50 | $63,213.00 |
DisclosureSEC source: 0001209191-19-011253 · doc4.xml · nonDerivative · entry 2 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,461 F1 · shares: Shares acquired by the reporting person following the exercise of his over-subscription privilege in connection with the Issuer's rights offering. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:39 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | OtherCommon Stock | 173,535 | $0.50 | $86,767.50 |
DisclosureSEC source: 0001209191-19-011253 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,035 Read SEC document |
| November 09, 2018 Filed Nov 13, 2018 17:22 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | PurchaseCommon Stock | 7,500 | $0.62 | $4,684.50 |
DisclosureSEC source: 0001209191-18-058334 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,500 Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 17:42 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042380 · doc4.xml · nonDerivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. One third of the restricted stock units will vest, and the underlying shares of common stock will be delivered, on each of May 15, 2019, May 15, 2020, and May 15, 2021. Read SEC document |
| May 22, 2017 Filed May 25, 2017 17:14 UTC | Roadrunner Transportation Systems, Inc. RRTS · Entity 148812 | GrantEmployee Stock Option (Right to Buy) · Derivative | 165,000 | $0.00 Strike: $6.30 | $0.00 |
DisclosureSEC source: 0001209191-17-035502 · doc4.xml · derivative · entry 1 ROGERS TERENCE R · CIK 0001213267 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2024-05-22 F1 · derivative.exercise_date: 25% of the options vest on each of May 22, 2018, 2019, 2020, and 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.