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RA

Brookfield Real Assets Income Fund Inc.

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Tapewire entity
5232
SEC CIK
0001655099
Parsed reports
79

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2016 Filed Dec 6, 2016 15:01 UTC GrantCommon Stock 2,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000030 · primary_doc.xml · nonDerivative · entry 3

MCFARLAND STUART A · CIK 0001249307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,892

F3 · price: Received in exchange for 3,128 shares of Brookfield Total Return Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830.

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December 05, 2016 Filed Dec 6, 2016 15:01 UTC GrantCommon Stock 2,037 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000030 · primary_doc.xml · nonDerivative · entry 2

MCFARLAND STUART A · CIK 0001249307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895

F2 · price: Received in exchange for 6.346 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reprganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 15:01 UTC GrantCommon Stock 858 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000030 · primary_doc.xml · nonDerivative · entry 1

MCFARLAND STUART A · CIK 0001249307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858

F1 · price: Received in exchange for 1,307 share of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 and the conversion rate was 0.65664.

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December 05, 2016 Filed Dec 6, 2016 14:05 UTC
Erikson DanaAdviser's Portfolio Manager
GrantCommon Stock 6,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000027 · primary_doc.xml · nonDerivative · entry 1

Erikson Dana · CIK 0001343866 · Adviser's Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905

F1 · price: Received in exchange for 21,503.91 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 13:56 UTC
Shipley MarkAdviser's Portfolio Manager
GrantCommon Stock 298 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000026 · primary_doc.xml · nonDerivative · entry 2

Shipley Mark · CIK 0001521802 · Adviser's Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879

F2 · price: Received in exchange for 311.76 shares of Brookfield Total Return Fund Inc. [NYSE: HTR] in connection with the reorganization of HTR into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HTR was $23.96 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.95830.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 13:56 UTC
Shipley MarkAdviser's Portfolio Manager
GrantCommon Stock 1,581 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000026 · primary_doc.xml · nonDerivative · entry 1

Shipley Mark · CIK 0001521802 · Adviser's Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · price: Received in exchange for 4,924.37 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA}. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 and the conversion rate was 0.32112.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 13:19 UTC GrantCommon Stock 1,969 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000023 · primary_doc.xml · nonDerivative · entry 1

Kuczmarski Edward A · CIK 0001528822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,969

F1 · price: Received in exchange for 3,000 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE: BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 13:10 UTC
Hurley BrianPresident
GrantCommon Stock 1,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001655099-16-000022 · primary_doc.xml · nonDerivative · entry 1

Hurley Brian · CIK 0001604909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,436

F1 · price: Received in exchange for 2,188 shares of Brookfield Mortgage Opportunity Income Fund Inc. [NYSE:BOI] in connection with the reorganization of BOI into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of BOI was $16.42 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.65664.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.