Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROOKFIELD HIGH INCOME FUND INC.HHY · Entity 180579 | Adviser's Portfolio Manager | December 05, 2016 | December 06, 2016 |
| BROOKFIELD TOTAL RETURN FUND INCHTR · Entity 180591 | Portfolio Manager | September 26, 2016 | September 26, 2016 |
| Brookfield Mortgage Opportunity Income Fund Inc.BOI · Entity 180555 | Portfolio Manager | September 26, 2016 | September 26, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROOKFIELD HIGH INCOME FUND INC.
Report date December 05, 2016 · Filed December 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-05 transaction · row 1
1 source rowRow 1 · 2016-12-05 · Disposition to issuer · Disposed 21,503.91 · Balance 0 F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE:RA] in exchange for 6,905 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE:RA] in exchange for 6,905 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
BROOKFIELD TOTAL RETURN FUND INC
Report date September 26, 2016 · Filed September 26, 2016
This filing explicitly reported no securities owned.
Brookfield Mortgage Opportunity Income Fund Inc.
Report date September 26, 2016 · Filed September 26, 2016
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Brookfield Real Assets Income Fund Inc.
Report date March 04, 2022 · Filed March 08, 2022
Section 16 reporting ended · disclosed 2022-03-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2016 Filed Dec 6, 2016 17:20 UTC | BROOKFIELD HIGH INCOME FUND INC. HHY · Entity 180579 | Disposition to issuerCommon Stock | 21,503.91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000046 · primary_doc.xml · nonDerivative · entry 1 Erikson Dana · CIK 0001343866 · Adviser's Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE:RA] in exchange for 6,905 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 14:05 UTC | Brookfield Real Assets Income Fund Inc. RA · Entity 5232 | GrantCommon Stock | 6,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655099-16-000027 · primary_doc.xml · nonDerivative · entry 1 Erikson Dana · CIK 0001343866 · Adviser's Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,905 F1 · price: Received in exchange for 21,503.91 shares of Brookfield High Income Fund Inc. [NYSE: HHY] in connection with the reorganization of HHY into Brookfield Real Assets Income Fund Inc. [NYSE: RA]. At the effective time of the reorganization, the net asset value of HHY was $8.03 per share, the net asset value of RA was $25.00 per share and the conversion rate was 0.32112. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.