QSEP

SEC source: 0001683168-17-001480 · bundros_f4.xml · nonDerivative · entry 1

Bundros Thomas A. · CIK 0001631606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-17-001326 · munn_f4.xml · derivative · entry 5

Munn Richard William · CIK 0001706453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 220,000 shares

Expires not disclosed

F4 · price: Reporting Person converted the Convertible Note listed above and described in Footnote 1 of this Form 4.

F2 · derivative.exercise_date: Not Applicable.

F2 · derivative.expiration_date: Not Applicable.

SEC source: 0001683168-17-001326 · munn_f4.xml · derivative · entry 4

Munn Richard William · CIK 0001706453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,000

Underlying: Common Stock · 110,000 shares

Expires 2018-05-15

F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.

SEC source: 0001683168-17-001326 · munn_f4.xml · derivative · entry 3

Munn Richard William · CIK 0001706453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Common Stock · 220,000 shares

Expires not disclosed

F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 220,000 shares of common stock of Issuer.

F2 · derivative.expiration_date: Not Applicable.

SEC source: 0001683168-17-001326 · munn_f4.xml · nonDerivative · entry 2

Munn Richard William · CIK 0001706453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-17-001326 · munn_f4.xml · nonDerivative · entry 1

Munn Richard William · CIK 0001706453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

SEC source: 0001683168-17-001180 · blum_f4.xml · derivative · entry 1

BLUM CHARLES · CIK 0001408204 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051,271

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 05/09/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 05/09/2017, in connection with Mr. Blum's resignation from the Board and all committees, effective 05/08/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 05/09/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 05/09/2017, in connection with Mr. Blum's resignation from the Board and all committees, effective 05/08/2017.

SEC source: 0001683168-17-001199 · shelton_f4-050917.xml · derivative · entry 1

SHELTON NATHAN E · CIK 0001271800 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,519

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 05/09/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 05/09/2017, in connection with Mr. Shelton's resignation from the Board and all committees, effective 05/08/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 05/09/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 05/09/2017, in connection with Mr. Shelton's resignation from the Board and all committees, effective 05/08/2017.

SEC source: 0001683168-17-002564 · bunting_f4.xml · derivative · entry 2

Bunting Eric · CIK 0001702927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,710

Underlying: Common Stock · 1,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Reporting Person converted Issuer's Convertible Note acquired on 4/18/2017. This conversion was executed by Reporting Person on 05/01/2017, but not previously reported.

F3 · price: Reporting Person acquired Issuer's Convertible Note in the principal amount of $55,000, for a purchase price of $50,000.

F2 · derivative.expiration_date: Reporting Person converted Issuer's Convertible Note acquired on 4/18/2017. This conversion was executed by Reporting Person on 05/01/2017, but not previously reported.

F1 · balance_after: Total Numbers of Securities and Derivative Securities Beneficially Owned are as of the date of this report, 10/2/2017, not the date of the transaction.

SEC source: 0001683168-17-002564 · bunting_f4.xml · nonDerivative · entry 1

Bunting Eric · CIK 0001702927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,835,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total Numbers of Securities and Derivative Securities Beneficially Owned are as of the date of this report, 10/2/2017, not the date of the transaction.

SEC source: 0001683168-17-000972 · bunting_frm4.xml · derivative · entry 2

Bunting Eric · CIK 0001702927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185,714

Underlying: Common Stock · 550,000 shares

Expires 2018-04-18

F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.

SEC source: 0001683168-17-000972 · bunting_frm4.xml · derivative · entry 1

Bunting Eric · CIK 0001702927 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635,714

Underlying: Common Stock · 1,100,000 shares

Expires not disclosed

F1 · shares: Reporting Person acquired Issuer's Convertible Note in the principal amount of $55,000, for a purchase price of $50,000, convertible into 1,100,000 shares of common stock of Issuer.

F2 · derivative.expiration_date: Not Applicable

SEC source: 0001683168-17-000837 · bigger_f4.xml · derivative · entry 1

Bigger Greggory M · CIK 0001541604 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,462,592

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 03/29/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 04/01/2017, in connection with Mr. Bigger's resignation from the Board and Executive Officer positions with the Issuer, also effective 04/01/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 03/29/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 04/01/2017, in connection with Mr. Bigger's resignation from the Board and Executive Officer positions with the Issuer, also effective 04/01/2017.

SEC source: 0001683168-17-000836 · bundros_f4.xml · derivative · entry 1

Bundros Thomas A. · CIK 0001631606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644,569

Underlying: Common Stock · 267,857 shares

Expires 2027-04-01

F1 · price: The stock options reported under item 1 above were granted to Mr. Bundros, who on 03/29/2017 was appointed Chairman of the Audit Committee of the Board, effective 04/01/2017, as equity compensation for this role, under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/9 per month, commencing 04/01/2017, with full vesting on 12/31/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Mr. Bundros, who on 03/29/2017 was appointed Chairman of the Audit Committee of the Board, effective 04/01/2017, as equity compensation for this role, under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/9 per month, commencing 04/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000843 · stubbs_f4.xml · derivative · entry 1

Stubbs Mark · CIK 0001366097 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,251

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 03/29/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 04/01/2017, in connection with Mr. Stubbs's resignation from the Board and all committees, also effective 04/01/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. On 03/29/2017, the Board agreed to accelerate outstanding unvested options listed under item 1, effective 04/01/2017, in connection with Mr. Stubbs's resignation from the Board and all committees, also effective 04/01/2017.

SEC source: 0001683168-17-000175 · bigger_frm4.xml · derivative · entry 1

Bigger Greggory M · CIK 0001541604 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,462,592

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000172 · blum_frm4.xml · derivative · entry 1

BLUM CHARLES · CIK 0001408204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051,271

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000181 · bundros_f4.xml · derivative · entry 1

Bundros Thomas A. · CIK 0001631606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376,712

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000190 · dickson_f4.xml · derivative · entry 3

Dickson Don · CIK 0001584260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,841,203

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F2 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

F2 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000207 · shelton_frm4.xml · derivative · entry 1

SHELTON NATHAN E · CIK 0001271800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,519

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000242 · stubbs_f4.xml · derivative · entry 1

Stubbs Mark · CIK 0001366097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,251

Underlying: Common Stock · 1,000,000 shares

Expires 2027-01-01

F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017.

SEC source: 0001683168-17-000190 · dickson_f4.xml · derivative · entry 2

Dickson Don · CIK 0001584260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,203

Underlying: Common Stock · 770,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer.

F1 · price: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer.

F1 · derivative.expiration_date: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer.

SEC source: 0001683168-17-000190 · dickson_f4.xml · nonDerivative · entry 1

Dickson Don · CIK 0001584260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer.

F1 · price: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer.