Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QS Energy, Inc.QSEP · Entity 7092 | Director | June 19, 2020 | June 22, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QS Energy, Inc.
Report date June 19, 2020 · Filed June 22, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.04 | Direct | 1,910,396 |
Reported balance
After 2020-06-19 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-06-19 · Grant · Acquired Not disclosed · Balance 1,910,396 F1: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F2: Not Applicable. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.04 · Expires 2021-06-19 | Direct | 2,067,539 |
Reported balance
After 2020-06-19 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2020-06-19 · Grant · Acquired 157,143 · Balance 2,067,539 F3: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer.
F2: Not Applicable.
F3: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2020 Filed Jun 19, 2020 22:15 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 157,143 | Not disclosed Strike: $0.04 | Not disclosed |
DisclosureSEC source: 0001683168-20-002016 · ownership.xml · derivative · entry 2 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,949,682 Underlying: Common Stock · 157,143 shares Expires 2021-06-19 F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| June 19, 2020 Filed Jun 19, 2020 22:15 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.04 | $10,000.00 |
DisclosureSEC source: 0001683168-20-002016 · ownership.xml · derivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910,396 Underlying: Common Stock · 314,285 shares Expires not disclosed F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F1 · price: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 17:02 UTC Amendment | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 157,143 | Not disclosed Strike: $0.04 | Not disclosed |
DisclosureSEC source: 0001683168-20-002020 · ownership.xml · derivative · entry 2 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067,539 Underlying: Common Stock · 157,143 shares Expires 2021-06-19 F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 17:02 UTC Amendment | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | Not disclosed Strike: $0.04 | $10,000.00 |
DisclosureSEC source: 0001683168-20-002020 · ownership.xml · derivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910,396 Underlying: Common Stock · 314,285 shares Expires not disclosed F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F1 · price: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 01, 2020 Filed Mar 24, 2020 21:06 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 333,333 | Not disclosed Strike: $0.15 | Not disclosed |
DisclosureSEC source: 0001683168-20-000934 · ownership.xml · derivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,111 Underlying: Common Stock · 333,333 shares Expires 2030-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2020, with full vesting on 12/31/2020. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2020, with full vesting on 12/31/2020. Read SEC document |
| February 25, 2019 Filed Mar 1, 2019 19:03 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 110,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-19-000527 · ownership.xml · derivative · entry 3 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482,778 Underlying: Common Stock · 110,000 shares Expires 2020-02-25 F4 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| February 25, 2019 Filed Mar 1, 2019 19:03 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | $10,000.00 Strike: $0.05 | $10,000.00 |
DisclosureSEC source: 0001683168-19-000527 · ownership.xml · derivative · entry 2 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372,778 Underlying: Common Stock · 220,000 shares Expires not disclosed F2 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 220,000 shares of common stock of Issuer. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 25, 2019 Filed Apr 5, 2019 22:57 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionConvertible Note · Derivative | 220,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-19-000971 · ownership.xml · derivative · entry 2 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,262,778 Underlying: Common Stock · 220,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting Person converted Issuer's Convertible Note purchased on 02/25/2019. F2 · derivative.expiration_date: N/A Read SEC document |
| February 25, 2019 Filed Apr 5, 2019 22:57 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 220,000 | $0.05 | $11,000.00 |
DisclosureSEC source: 0001683168-19-000971 · ownership.xml · nonDerivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting Person converted Issuer's Convertible Note purchased on 02/25/2019. Read SEC document |
| January 01, 2019 Filed Mar 1, 2019 19:03 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 625,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001683168-19-000527 · ownership.xml · derivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,778 Underlying: Common Stock · 625,000 shares Expires 2029-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. Read SEC document |
| May 14, 2018 Filed May 17, 2018 01:19 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionWarrants · Derivative | 110,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-18-001449 · munn_frm4.xml · derivative · entry 2 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,778 Underlying: Common Stock · 110,000 shares Expires 2018-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting Person converted Issuer's Warrants received as part of Reporting Person's purchase of Issuer's Convertible Note acquired on 5/15/2017. Read SEC document |
| May 14, 2018 Filed May 17, 2018 01:19 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 110,000 | $0.05 | $5,500.00 |
DisclosureSEC source: 0001683168-18-001449 · munn_frm4.xml · nonDerivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Feb 23, 2018 19:44 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 277,778 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001683168-18-000499 · munn_frm4.xml · derivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,778 Underlying: Common Stock · 277,778 shares Expires 2028-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:54 UTC | QS Energy, Inc. QSEP · Entity 7092 | Disposition to issuerConvertible Note · Derivative | Not disclosed | $11,000.00 Strike: $0.05 | $11,000.00 |
DisclosureSEC source: 0001683168-17-001326 · munn_f4.xml · derivative · entry 5 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 220,000 shares Expires not disclosed F4 · price: Reporting Person converted the Convertible Note listed above and described in Footnote 1 of this Form 4. F2 · derivative.exercise_date: Not Applicable. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:54 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 110,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-17-001326 · munn_f4.xml · derivative · entry 4 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,000 Underlying: Common Stock · 110,000 shares Expires 2018-05-15 F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:54 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | $10,000.00 Strike: $0.05 | $11,000.00 |
DisclosureSEC source: 0001683168-17-001326 · munn_f4.xml · derivative · entry 3 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 220,000 shares Expires not disclosed F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 220,000 shares of common stock of Issuer. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:54 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 220,000 | $0.05 | $11,000.00 |
DisclosureSEC source: 0001683168-17-001326 · munn_f4.xml · nonDerivative · entry 2 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:54 UTC | QS Energy, Inc. QSEP · Entity 7092 | PurchaseCommon Stock | 42,000 | $0.24 | $10,080.00 |
DisclosureSEC source: 0001683168-17-001326 · munn_f4.xml · nonDerivative · entry 1 Munn Richard William · CIK 0001706453 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.