Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QS Energy, Inc.QSEP · Entity 7092 | Director | January 08, 2020 | March 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QS Energy, Inc.
Report date January 08, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,755,000 |
Reported balance
After 2020-01-08 transaction · row 1
1 source rowRow 1 · 2020-01-08 · Disposition to issuer · Acquired 60,000 · Balance 2,755,000 F1: Reporting Person is exercising stock options granted on 01/01/2017. These stock options were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vested at the rate of 1/12 per month, commencing 1/1/2017, with full vesting on 12/31/2017. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.05 · Expires 2027-01-01 | Direct | 2,938,736 |
Reported balance
After 2020-01-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-01-08 · Disposition to issuer · Disposed 60,000 · Balance 2,938,736 F1: Reporting Person is exercising stock options granted on 01/01/2017. These stock options were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vested at the rate of 1/12 per month, commencing 1/1/2017, with full vesting on 12/31/2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person is exercising stock options granted on 01/01/2017. These stock options were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vested at the rate of 1/12 per month, commencing 1/1/2017, with full vesting on 12/31/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2020 Filed Mar 18, 2020 17:36 UTC | QS Energy, Inc. QSEP · Entity 7092 | Disposition to issuerOptions · Derivative | 60,000 | $0.05 Strike: $0.05 | $3,000.00 |
DisclosureSEC source: 0001683168-20-000863 · ownership.xml · derivative · entry 2 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938,736 Underlying: Common Stock · 60,000 shares Expires 2027-01-01 F1 · derivative.exercise_date: Reporting Person is exercising stock options granted on 01/01/2017. These stock options were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vested at the rate of 1/12 per month, commencing 1/1/2017, with full vesting on 12/31/2017. Read SEC document |
| January 08, 2020 Filed Mar 18, 2020 17:36 UTC | QS Energy, Inc. QSEP · Entity 7092 | Disposition to issuerCommon Stock | 60,000 | $0.05 | $3,000.00 |
DisclosureSEC source: 0001683168-20-000863 · ownership.xml · nonDerivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,755,000 F1 · kind: Reporting Person is exercising stock options granted on 01/01/2017. These stock options were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vested at the rate of 1/12 per month, commencing 1/1/2017, with full vesting on 12/31/2017. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 21:46 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionWarrants · Derivative | 165,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-19-000970 · ownership.xml · derivative · entry 4 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,998,736 Underlying: Common Stock · 165,000 shares Expires 2020-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Reporting Person is exercising Issuer's Warrants acquired as part of Reporting Person's purchase of Issuer's Convertible Note on 02/25/2019. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 21:46 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 165,000 | $0.05 | $8,250.00 |
DisclosureSEC source: 0001683168-19-000970 · ownership.xml · nonDerivative · entry 2 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,695,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: N/A Read SEC document |
| February 25, 2019 Filed Mar 1, 2019 18:59 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 165,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-19-000522 · ownership.xml · derivative · entry 4 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,593,736 Underlying: Common Stock · 165,000 shares Expires 2020-02-25 F4 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| February 25, 2019 Filed Mar 1, 2019 18:59 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | $15,000.00 Strike: $0.05 | $15,000.00 |
DisclosureSEC source: 0001683168-19-000522 · ownership.xml · derivative · entry 3 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428,736 Underlying: Common Stock · 330,000 shares Expires not disclosed F3 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $16,500, for a purchase price of $15,000, convertible into 330,000 shares of common stock of Issuer. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 25, 2019 Filed Apr 5, 2019 21:46 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionConvertible Note · Derivative | 330,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-19-000970 · ownership.xml · derivative · entry 3 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,163,736 Underlying: Common Stock · 330,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting Person converted Issuer's Convertible Note purchased on 02/25/2019. F2 · derivative.expiration_date: N/A Read SEC document |
| February 25, 2019 Filed Apr 5, 2019 21:46 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 330,000 | $0.05 | $16,500.00 |
DisclosureSEC source: 0001683168-19-000970 · ownership.xml · nonDerivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,530,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting Person converted Issuer's Convertible Note purchased on 02/25/2019. Read SEC document |
| January 01, 2019 Filed Mar 1, 2019 18:59 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 312,500 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001683168-19-000522 · ownership.xml · derivative · entry 2 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098,736 Underlying: Common Stock · 312,500 shares Expires 2029-01-01 F2 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as Chairman of the Audit Committee of the Board under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. F2 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as Chairman of the Audit Committee of the Board under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. Read SEC document |
| January 01, 2019 Filed Mar 1, 2019 18:59 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 625,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001683168-19-000522 · ownership.xml · derivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,786,236 Underlying: Common Stock · 625,000 shares Expires 2029-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. Read SEC document |
| January 01, 2018 Filed Feb 23, 2018 19:43 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 138,889 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001683168-18-000498 · bundros_frm4.xml · derivative · entry 2 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,161,236 Underlying: Common Stock · 138,889 shares Expires 2028-01-01 F2 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as Chairman of the Audit Committee of the Board under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. F2 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as Chairman of the Audit Committee of the Board under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. Read SEC document |
| January 01, 2018 Filed Feb 23, 2018 19:43 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 277,778 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001683168-18-000498 · bundros_frm4.xml · derivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,022,347 Underlying: Common Stock · 277,778 shares Expires 2028-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:41 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionConvertible note · Derivative | Not disclosed | $100,000.00 Strike: $0.05 | $110,000.00 |
DisclosureSEC source: 0001683168-17-001480 · bundros_f4.xml · derivative · entry 4 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744,569 Underlying: Common Stock · 2,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Reporting Person converted the Convertible Note listed above and described in Footnote 1 of this Form 4. F2 · derivative.exercise_date: Not Applicable. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:41 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 1,100,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-17-001480 · bundros_f4.xml · derivative · entry 3 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,944,569 Underlying: Common Stock · 1,100,000 shares Expires 2018-05-31 F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:41 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | $100,000.00 Strike: $0.05 | $110,000.00 |
DisclosureSEC source: 0001683168-17-001480 · bundros_f4.xml · derivative · entry 2 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844,569 Underlying: Common Stock · 2,200,000 shares Expires not disclosed F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $110,000, for a purchase price of $100,000, convertible into 2,200,000 shares of common stock of Issuer. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:41 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 2,200,000 | $0.05 | $110,000.00 |
DisclosureSEC source: 0001683168-17-001480 · bundros_f4.xml · nonDerivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2017 Filed Apr 7, 2017 00:19 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOption to Purchase Common Stock · Derivative | 267,857 | Not disclosed Strike: $0.07 | Not disclosed |
DisclosureSEC source: 0001683168-17-000836 · bundros_f4.xml · derivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644,569 Underlying: Common Stock · 267,857 shares Expires 2027-04-01 F1 · price: The stock options reported under item 1 above were granted to Mr. Bundros, who on 03/29/2017 was appointed Chairman of the Audit Committee of the Board, effective 04/01/2017, as equity compensation for this role, under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/9 per month, commencing 04/01/2017, with full vesting on 12/31/2017. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Mr. Bundros, who on 03/29/2017 was appointed Chairman of the Audit Committee of the Board, effective 04/01/2017, as equity compensation for this role, under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/9 per month, commencing 04/01/2017, with full vesting on 12/31/2017. Read SEC document |
| January 01, 2017 Filed Jan 27, 2017 21:27 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOption to Purchase Common Stock · Derivative | 1,000,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-17-000181 · bundros_f4.xml · derivative · entry 1 Bundros Thomas A. · CIK 0001631606 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,712 Underlying: Common Stock · 1,000,000 shares Expires 2027-01-01 F1 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.