Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QS Energy, Inc.QSEP · Entity 7092 | Director · Interim CEO | June 12, 2020 | June 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QS Energy, Inc.
Report date June 12, 2020 · Filed June 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible NoteSEC Table II · derivative / convertible security · Conversion / exercise price $0.04 | Direct | 4,109,377 |
Reported balance
After 2020-06-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-12 · Grant · Acquired Not disclosed · Balance 4,109,377 F1: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F3: N/A |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.04 · Expires 2021-06-12 | Direct | 4,266,520 |
Reported balance
After 2020-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-12 · Grant · Acquired 157,143 · Balance 4,266,520 F2: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer.
F2: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.
F3: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2020 Filed Jun 17, 2020 21:11 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 157,143 | Not disclosed Strike: $0.04 | Not disclosed |
DisclosureSEC source: 0001683168-20-001982 · ownership.xml · derivative · entry 2 Dickson Don · CIK 0001584260 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,266,520 Underlying: Common Stock · 157,143 shares Expires 2021-06-12 F2 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| June 12, 2020 Filed Jun 17, 2020 21:11 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | $10,000.00 Strike: $0.04 | $10,000.00 |
DisclosureSEC source: 0001683168-20-001982 · ownership.xml · derivative · entry 1 Dickson Don · CIK 0001584260 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109,377 Underlying: Common Stock · 314,285 shares Expires not disclosed F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F1 · price: Reporting Person acquired Issuer's Convertible Note in the principal amount of $11,000, for a purchase price of $10,000, convertible into 314,285 shares of common stock of Issuer. F3 · derivative.expiration_date: N/A Read SEC document |
| January 01, 2020 Filed Mar 24, 2020 21:05 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 333,333 | Not disclosed Strike: $0.15 | Not disclosed |
DisclosureSEC source: 0001683168-20-000932 · ownership.xml · derivative · entry 1 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,795,092 Underlying: Common Stock · 333,333 shares Expires 2030-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2020, with full vesting on 12/31/2020. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation for service as a Director under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2020, with full vesting on 12/31/2020. Read SEC document |
| January 01, 2019 Filed Mar 1, 2019 19:00 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 625,000 | Not disclosed Strike: $0.08 | Not disclosed |
DisclosureSEC source: 0001683168-19-000524 · ownership.xml · derivative · entry 1 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,461,759 Underlying: Common Stock · 625,000 shares Expires 2029-01-01 F1 · price: The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. F1 · derivative.exercise_date: The stock options reported under item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2019, with full vesting on 12/31/2019. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:06 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantWarrants · Derivative | 275,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-18-003579 · ownership.xml · derivative · entry 2 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,836,759 Underlying: Common Stock · 275,000 shares Expires 2019-11-26 F3 · price: Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 23:06 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantConvertible Note · Derivative | Not disclosed | $25,000.00 Strike: $0.05 | $27,500.00 |
DisclosureSEC source: 0001683168-18-003579 · ownership.xml · derivative · entry 1 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,561,759 Underlying: Common Stock · 550,000 shares Expires not disclosed F1 · reported_value: Reporting Person acquired Issuer's Convertible Note in the principal amount of $27,500, for a purchase price of $25,000, convertible into 550,000 shares of common stock of the Issuer. F2 · derivative.expiration_date: Not Applicable. Read SEC document |
| January 01, 2018 Filed Feb 20, 2018 18:51 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOptions · Derivative | 277,778 | Not disclosed Strike: $0.18 | Not disclosed |
DisclosureSEC source: 0001683168-18-000467 · dickson_f4.xml · derivative · entry 1 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733,981 Underlying: Common Stock · 277,778 shares Expires 2028-01-01 F1 · price: The stock options reported under Item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. F1 · derivative.exercise_date: The stock options reported under Item 1 above were granted to Reporting Person as equity compensation under Issuer's Board Compensation Policy, approved by the Board on 6/19/2015. The options vest at the rate of 1/12 per month, commencing 1/1/2018, with full vesting on 12/31/2018. Read SEC document |
| July 30, 2017 Filed Aug 1, 2017 16:59 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionWarrants · Derivative | 385,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001683168-17-001913 · dickson_f4.xml · derivative · entry 2 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,203 Underlying: Common Stock · 385,000 shares Expires 2017-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting Person converted Issuer's Warrants received as part of Reporting Person's purchase of Issuer's Convertible Note acquired on 8/5/2016. Read SEC document |
| July 30, 2017 Filed Aug 1, 2017 16:59 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 385,000 | $0.10 | $38,500.00 |
DisclosureSEC source: 0001683168-17-001913 · dickson_f4.xml · nonDerivative · entry 1 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 30, 2017 20:25 UTC | QS Energy, Inc. QSEP · Entity 7092 | GrantOption to Purchase Common Stock · Derivative | 1,000,000 | Not disclosed Strike: $0.05 | Not disclosed |
DisclosureSEC source: 0001683168-17-000190 · dickson_f4.xml · derivative · entry 3 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,841,203 Underlying: Common Stock · 1,000,000 shares Expires 2027-01-01 F2 · price: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. F2 · derivative.exercise_date: The stock options reported under item 1 above were granted to each member of Issuer's Board as equity compensation under the Issuer's Board Compensation Policy, approved by the Board on 06/19/2015. The options granted under item 1 vest at the rate of 1/12 per month, commencing 01/01/2017, with full vesting on 12/31/2017. Read SEC document |
| October 13, 2016 Filed Jan 30, 2017 20:25 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionConversion of Note · Derivative | 770,000 | Not disclosed Strike: $0.10 | Not disclosed |
DisclosureSEC source: 0001683168-17-000190 · dickson_f4.xml · derivative · entry 2 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,203 Underlying: Common Stock · 770,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer. F1 · price: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer. F1 · derivative.expiration_date: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer. Read SEC document |
| October 13, 2016 Filed Jan 30, 2017 20:25 UTC | QS Energy, Inc. QSEP · Entity 7092 | ConversionCommon Stock | 770,000 | $0.10 | $77,000.00 |
DisclosureSEC source: 0001683168-17-000190 · dickson_f4.xml · nonDerivative · entry 1 Dickson Don · CIK 0001584260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer. F1 · price: Common Stock purchased on 10/13/2016 pursuant to Issuer's Convertible Note, purchased by Reporting Person on 08/05/2016 in the principal amount of $77,000, for a purchase price of $70,000, convertible into 770,000 shares of common stock of Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.