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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
Exercise / conversionCommon Stock 6,827 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000564 · edgardoc.xml · nonDerivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,011.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionRestricted Stock Unit · Derivative 10,240 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000565 · edgardoc.xml · derivative · entry 3

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,482

Underlying: Common Stock · 10,240 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
Rosenberg Donald JEVP & Corporate Secretary
Tax withholdingCommon Stock 5,344 $71.03 $379,584.32
Disclosure

SEC source: 0001234452-13-000565 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,292

F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
Rosenberg Donald JEVP & Corporate Secretary
Exercise / conversionCommon Stock 10,240 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000565 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 23,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,258 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000566 · edgardoc.xml · derivative · entry 4

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Common Stock · 6,258 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
SULLIVAN DANIEL LExecutive Vice President
Tax withholdingCommon Stock 3,266 $71.03 $231,983.98
Disclosure

SEC source: 0001234452-13-000566 · edgardoc.xml · nonDerivative · entry 2

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 11,841

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:51 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000566 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 311.2349 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 15

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892.5209

Underlying: Common Stock · 311.2349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F4 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,258 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 14

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517

Underlying: Common Stock · 6,258 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 11,450 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 13

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,904

Underlying: Common Stock · 11,450 shares

Expires 2022-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 4,139.0675 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 12

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,986.7941

Underlying: Common Stock · 4,139.0675 shares

Expires 2021-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,158.5879 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · derivative · entry 11

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,158.5879 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest 100% on the third anniversary of the date of grant. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Tax withholdingCommon Stock 3,266 $71.03 $231,983.98
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,636

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Tax withholdingCommon Stock 4,373 $71.03 $310,614.19
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 9

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,902

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Tax withholdingCommon Stock 1,714 $71.03 $121,745.42
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,275

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Tax withholdingCommon Stock 2,160 $71.03 $153,424.80
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,989

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Tax withholdingCommon Stock 2,742 $71.03 $194,764.26
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,149

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionCommon Stock 311.2349 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionCommon Stock 5,158.5879 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,579.7651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionCommon Stock 4,139.0675 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,421.1772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionCommon Stock 11,450 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,282.1097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:52 UTC
THOMPSON JAMES HExecutive Vice President
Exercise / conversionCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000567 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,832.1097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2013 Filed Nov 20, 2013 16:42 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 14,618 $72.10 $1,053,892.02
Disclosure

SEC source: 0001234452-13-000539 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,451

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $71.99 to $72.18. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 19, 2013 Filed Nov 21, 2013 00:32 UTC
STERN MARC IDirector
SaleCommon Stock 21,000 $72.03 $1,512,676.20
Disclosure

SEC source: 0001234452-13-000543 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 388,156

F1 · price: The sale prices for this transaction ranged from $71.8113 to $72.3712. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 54,000 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · derivative · entry 11

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,697

Underlying: Common Stock · 54,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 54,000 $72.26 $3,902,121.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 434,588

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F6 · price: The sale prices for this transaction ranged from $72.21 to $72.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 20:03 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 54,000 $37.29 $2,013,660.00
Disclosure

SEC source: 0001234452-13-000532 · edgardoc.xml · nonDerivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 488,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 24,269 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · derivative · entry 10

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,269 shares

Expires 2016-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,731 $0.00 Strike: $35.79 $0.00
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · derivative · entry 9

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,269

Underlying: Common Stock · 15,731 shares

Expires 2016-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $33.45 $0.00
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · derivative · entry 8

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 100% one year from the date of grant.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC SaleCommon Stock 24,269 $71.80 $1,742,436.54
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · nonDerivative · entry 6

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,704

F3 · price: The sale prices for this transaction ranged from $71.74 to $71.89. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Due to an administrative error on the Form 4 filed on April 2, 2013, the amount of securities beneficially owned directly was under reported by 24 shares and the amount of securities beneficially owned indirectly, by trust was over reported by 24 shares. Two subsequent Forms 4 filed on July 2, 2013 and October 2, 2013 also reflected the incorrect amounts. The total amount of securities beneficially owned by the participant has been reported correctly.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC Exercise / conversionCommon Stock 24,269 $35.79 $868,587.51
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · nonDerivative · entry 5

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 38,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC SaleCommon Stock 15,731 $71.78 $1,129,112.98
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,704

F2 · price: The sale prices for this transaction ranged from $71.75 to $71.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC Exercise / conversionCommon Stock 15,731 $35.79 $563,012.49
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 30,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC SaleCommon Stock 14,000 $71.78 $1,004,868.20
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,704

F2 · price: The sale prices for this transaction ranged from $71.75 to $71.81. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 18, 2013 Filed Nov 19, 2013 23:00 UTC Exercise / conversionCommon Stock 14,000 $33.45 $468,300.00
Disclosure

SEC source: 0001234452-13-000537 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 28,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $51.48 $0.00
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · derivative · entry 12

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2016-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,334 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · derivative · entry 11

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,334 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,334 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · derivative · entry 10

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,334 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 534 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · derivative · entry 9

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 534 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 1,334 $72.04 $96,095.62
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 8

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F3 · price: The sale prices for this transaction ranged from $72.005 to $72.07. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 1,334 $41.33 $55,134.22
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 7

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 534 $72.04 $38,467.06
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F3 · price: The sale prices for this transaction ranged from $72.005 to $72.07. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 534 $41.33 $22,070.22
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 7,334 $72.04 $528,309.82
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F3 · price: The sale prices for this transaction ranged from $72.005 to $72.07. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 7,334 $43.24 $317,122.16
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 7,000 $71.53 $500,717.70
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $71.5225 to $71.615. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionCommon Stock 7,000 $51.48 $360,360.00
Disclosure

SEC source: 0001234452-13-000530 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2013 Filed Nov 19, 2013 20:02 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,400 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000531 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 3,400 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

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November 15, 2013 Filed Nov 19, 2013 20:02 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 3,400 $71.47 $242,981.00
Disclosure

SEC source: 0001234452-13-000531 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,469

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $71.46 to $71.47. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.