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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2013 Filed Nov 26, 2013 21:12 UTC
ABERLE DEREK KEVP & Group President
GrantCommon Stock 58,470 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000585 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,450

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:12 UTC
ALTMAN STEVEN RVice Chairman
Tax withholdingCommon Stock 53,540 $72.49 $3,881,114.60
Disclosure

SEC source: 0001234452-13-000586 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 112,609

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:12 UTC
ALTMAN STEVEN RVice Chairman
GrantCommon Stock 104,404 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000586 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 166,149

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
GILBERT ANDREW MExecutive Vice President
Tax withholdingCommon Stock 6,442 $72.49 $466,980.58
Disclosure

SEC source: 0001234452-13-000587 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,988

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
GILBERT ANDREW MExecutive Vice President
GrantCommon Stock 13,919 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000587 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,430

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
JACOBS PAUL EChairman & CEO
Tax withholdingCommon Stock 93,187 $72.49 $6,755,125.63
Disclosure

SEC source: 0001234452-13-000588 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 538,693

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
JACOBS PAUL EChairman & CEO
GrantCommon Stock 180,969 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000588 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 631,880

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
Johnson Margaret LExecutive Vice President
Tax withholdingCommon Stock 17,132 $72.49 $1,241,898.68
Disclosure

SEC source: 0001234452-13-000589 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,507

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
Johnson Margaret LExecutive Vice President
GrantCommon Stock 33,409 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000589 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,639

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
LEDERER JAMES PExecutive Vice President
Tax withholdingCommon Stock 14,279 $72.49 $1,035,084.71
Disclosure

SEC source: 0001234452-13-000590 · edgardoc.xml · nonDerivative · entry 2

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,481.5374

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
LEDERER JAMES PExecutive Vice President
GrantCommon Stock 27,843 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000590 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,760.5374

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:14 UTC
Rosenberg Donald JEVP & Corporate Secretary
Tax withholdingCommon Stock 28,553 $72.49 $2,069,806.97
Disclosure

SEC source: 0001234452-13-000592 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 45,419

F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:14 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantCommon Stock 55,680 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000592 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 73,972

F1 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
MOLLENKOPF STEVEN MPresident & COO
Tax withholdingCommon Stock 32,839 $72.49 $2,380,499.11
Disclosure

SEC source: 0001234452-13-000591 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,116.42

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:13 UTC
MOLLENKOPF STEVEN MPresident & COO
GrantCommon Stock 64,036 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000591 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,955.42

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:14 UTC
SULLIVAN DANIEL LExecutive Vice President
Tax withholdingCommon Stock 17,132 $72.49 $1,241,898.68
Disclosure

SEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 4

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 28,118

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:14 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantCommon Stock 33,409 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 3

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 45,250

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 25, 2013 Filed Dec 2, 2013 23:24 UTC Amendment
ABERLE DEREK KEVP & Group President
Tax withholdingCommon Stock 30,778 $72.49 $2,231,097.22
Disclosure

SEC source: 0001234452-13-000600 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,672

F1 · shares: Correction of taxes withheld on the RSU shares released.

Read SEC document
November 25, 2013 Filed Dec 2, 2013 23:24 UTC Amendment
MOLLENKOPF STEVEN MPresident & COO
Tax withholdingCommon Stock 33,414 $72.49 $2,422,180.86
Disclosure

SEC source: 0001234452-13-000601 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,541.42

F1 · shares: Correction of taxes withheld on the RSU shares released.

Read SEC document
November 25, 2013 Filed Dec 3, 2013 22:06 UTC Amendment
ALTMAN STEVEN RVice Chairman
Tax withholdingCommon Stock 54,479 $72.49 $3,949,182.71
Disclosure

SEC source: 0001234452-13-000609 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 111,670

F1 · shares: Correction of taxes withheld on the RSU shares released.

F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 25, 2013 Filed Dec 3, 2013 22:06 UTC Amendment
JACOBS PAUL EChairman & CEO
Tax withholdingCommon Stock 94,430 $72.49 $6,845,230.70
Disclosure

SEC source: 0001234452-13-000610 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 537,450

F1 · shares: Correction of taxes withheld on the RSU shares released.

F2 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 25, 2013 Filed Dec 3, 2013 22:06 UTC Amendment
Johnson Margaret LExecutive Vice President
Tax withholdingCommon Stock 17,433 $72.49 $1,263,718.17
Disclosure

SEC source: 0001234452-13-000611 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,206

F1 · shares: Correction of taxes withheld on the RSU shares released.

Read SEC document
November 25, 2013 Filed Dec 3, 2013 22:06 UTC Amendment
Rosenberg Donald JEVP & Corporate Secretary
Tax withholdingCommon Stock 29,054 $72.49 $2,106,124.46
Disclosure

SEC source: 0001234452-13-000612 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,918

F1 · shares: Correction of taxes withheld on the RSU shares released.

F2 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
November 25, 2013 Filed Dec 3, 2013 22:07 UTC Amendment
SULLIVAN DANIEL LExecutive Vice President
Tax withholdingCommon Stock 17,433 $72.49 $1,263,718.17
Disclosure

SEC source: 0001234452-13-000613 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,817

F1 · shares: Correction of taxes withheld on the RSU shares released.

F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 25, 2013 Filed Dec 5, 2013 23:40 UTC Amendment
LEDERER JAMES PExecutive Vice President
Tax withholdingCommon Stock 14,528 $72.49 $1,053,134.72
Disclosure

SEC source: 0001234452-13-000631 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,232.5374

F1 · shares: Correction of taxes withheld on the RSU shares released.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:01 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 9,097 $72.67 $661,105.37
Disclosure

SEC source: 0001234452-13-000573 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · price: The sale prices for this transaction ranged from $72.63 to $72.715. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:01 UTC
AMON CRISTIANO RExecutive Vice President
SaleCommon Stock 3,264 $72.67 $237,204.35
Disclosure

SEC source: 0001234452-13-000573 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,384

F1 · price: The sale prices for this transaction ranged from $72.63 to $72.715. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:02 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000574 · edgardoc.xml · derivative · entry 4

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 7,500 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:02 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 7,500 $72.96 $547,200.00
Disclosure

SEC source: 0001234452-13-000574 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,974

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:02 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 7,500 $41.33 $309,975.00
Disclosure

SEC source: 0001234452-13-000574 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 28,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:02 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 9,213 $72.67 $669,535.43
Disclosure

SEC source: 0001234452-13-000575 · edgardoc.xml · nonDerivative · entry 2

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · price: The sale prices for this transaction ranged from $72.63 to $72.715. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2013 Filed Nov 25, 2013 22:02 UTC
RENDUCHINTALA VENKATA S MExecutive Vice President
SaleCommon Stock 5,440 $72.67 $395,340.58
Disclosure

SEC source: 0001234452-13-000575 · edgardoc.xml · nonDerivative · entry 1

RENDUCHINTALA VENKATA S M · CIK 0001559658 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

F1 · price: The sale prices for this transaction ranged from $72.63 to $72.715. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2013 Filed Nov 26, 2013 21:14 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 57,000 $0.00 Strike: $44.02 $0.00
Disclosure

SEC source: 0001234452-13-000593 · edgardoc.xml · derivative · entry 6

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 57,000 shares

Expires 2015-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 22, 2013 Filed Nov 26, 2013 21:14 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 57,000 $72.93 $4,157,158.20
Disclosure

SEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 2

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 11,841

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $72.90 to $72.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 22, 2013 Filed Nov 26, 2013 21:14 UTC
SULLIVAN DANIEL LExecutive Vice President
Exercise / conversionCommon Stock 57,000 $44.02 $2,509,140.00
Disclosure

SEC source: 0001234452-13-000593 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 68,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 21, 2013 Filed Nov 22, 2013 17:25 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 2,992 $71.58 $214,176.64
Disclosure

SEC source: 0001234452-13-000569 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.5374

Read SEC document
November 21, 2013 Filed Nov 26, 2013 21:13 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 259 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000588 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 422,904

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
November 21, 2013 Filed Nov 26, 2013 21:13 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 259 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000588 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 422,904

F1 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).

Read SEC document
November 20, 2013 Filed Nov 21, 2013 00:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $31.38 $0.00
Disclosure

SEC source: 0001234452-13-000542 · edgardoc.xml · derivative · entry 5

DITTAMORE RAYMOND V · CIK 0001203772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2014-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 00:32 UTC SaleCommon Stock 20,000 $71.79 $1,435,720.00
Disclosure

SEC source: 0001234452-13-000542 · edgardoc.xml · nonDerivative · entry 2

DITTAMORE RAYMOND V · CIK 0001203772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,306.0109

Read SEC document
November 20, 2013 Filed Nov 21, 2013 00:32 UTC Exercise / conversionCommon Stock 20,000 $31.38 $627,600.00
Disclosure

SEC source: 0001234452-13-000542 · edgardoc.xml · nonDerivative · entry 1

DITTAMORE RAYMOND V · CIK 0001203772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,306.0109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 00:32 UTC
STERN MARC IDirector
SaleCommon Stock 21,000 $71.56 $1,502,808.30
Disclosure

SEC source: 0001234452-13-000543 · edgardoc.xml · nonDerivative · entry 2

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 367,156

F3 · price: The sale prices for this transaction ranged from $71.1013 to $71.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionRestricted Stock Unit · Derivative 13,654 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000556 · edgardoc.xml · derivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,308

Underlying: Common Stock · 13,654 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
ABERLE DEREK KEVP & Group President
Tax withholdingCommon Stock 7,125 $71.03 $506,088.75
Disclosure

SEC source: 0001234452-13-000556 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

Read SEC document
November 20, 2013 Filed Nov 21, 2013 23:50 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 13,654 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000556 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2013 Filed Nov 21, 2013 23:50 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionRestricted Stock Unit · Derivative 3,413 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000557 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828

Underlying: Common Stock · 3,413 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

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November 20, 2013 Filed Nov 21, 2013 23:50 UTC
ALTMAN STEVEN RVice Chairman
Tax withholdingCommon Stock 1,781 $71.03 $126,504.43
Disclosure

SEC source: 0001234452-13-000557 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 61,745

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 20, 2013 Filed Nov 21, 2013 23:50 UTC
ALTMAN STEVEN RVice Chairman
Exercise / conversionCommon Stock 3,413 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000557 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 63,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 285.4931 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · derivative · entry 17

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864.7792

Underlying: Common Stock · 285.4931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F3 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

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November 20, 2013 Filed Nov 21, 2013 23:50 UTC
AMON CRISTIANO RExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 6,827 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000558 · edgardoc.xml · derivative · entry 16

AMON CRISTIANO R · CIK 0001559665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,654

Underlying: Common Stock · 6,827 shares

Expires 2023-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.