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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2013 Filed Jan 3, 2014 19:32 UTC
ABERLE DEREK KEVP & Group President
GrantPhantom Stock Unit · Derivative 2,149 $66.60 Strike: $1.00 $143,122.33
Disclosure

SEC source: 0001234452-14-000015 · edgardoc.xml · derivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 19,630.996

Underlying: Common Stock · 2,149 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:32 UTC
ALTMAN STEVEN RVice Chairman
GrantPhantom Stock Unit · Derivative 1,017 $66.60 Strike: $1.00 $67,731.69
Disclosure

SEC source: 0001234452-14-000016 · edgardoc.xml · derivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 62,214.592

Underlying: Common Stock · 1,017 shares

Expires not disclosed

F2 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F4 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F2 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:32 UTC
Davis George SEVP & Chief Financial Officer
GrantPhantom Stock Unit · Derivative 1,379 $66.60 Strike: $1.00 $91,840.71
Disclosure

SEC source: 0001234452-14-000017 · edgardoc.xml · derivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 1,379

Underlying: Common Stock · 1,379 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:33 UTC
GROB MATTHEW SEVP & Chief Technology Officer
GrantPhantom Stock Unit · Derivative 1,239 $66.60 Strike: $1.00 $82,516.78
Disclosure

SEC source: 0001234452-14-000018 · edgardoc.xml · derivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 15,282.795

Underlying: Common Stock · 1,239 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:33 UTC
JACOBS PAUL EChairman & CEO
GrantPhantom Stock Unit · Derivative 5,636 $66.60 Strike: $1.00 $375,354.78
Disclosure

SEC source: 0001234452-14-000019 · edgardoc.xml · derivative · entry 5

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 89,407.391

Underlying: Common Stock · 5,636 shares

Expires not disclosed

F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:33 UTC
LEDERER JAMES PExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,160 $66.60 Strike: $1.00 $77,255.42
Disclosure

SEC source: 0001234452-14-000020 · edgardoc.xml · derivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 12,133.209

Underlying: Common Stock · 1,160 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:33 UTC
MOLLENKOPF STEVEN MCEO-Elect & President
GrantPhantom Stock Unit · Derivative 995 $66.60 Strike: $1.00 $66,266.50
Disclosure

SEC source: 0001234452-14-000021 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · CEO-Elect & President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 8,524.766

Underlying: Common Stock · 995 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:33 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,194 $66.60 Strike: $1.00 $79,519.80
Disclosure

SEC source: 0001234452-14-000022 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 48,291.974

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:34 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantPhantom Stock Unit · Derivative 1,851 $66.60 Strike: $1.00 $123,275.67
Disclosure

SEC source: 0001234452-14-000023 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 18,546.731

Underlying: Common Stock · 1,851 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 19:34 UTC
THOMPSON JAMES HExecutive Vice President
GrantPhantom Stock Unit · Derivative 1,111 $66.60 Strike: $1.00 $73,992.04
Disclosure

SEC source: 0001234452-14-000024 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 18,131.944

Underlying: Common Stock · 1,111 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 31, 2013 Filed Jan 13, 2014 17:58 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001234452-14-000031 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 524,288

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
December 18, 2013 Filed Jan 15, 2014 21:17 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001234452-14-000037 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Mother's Trust

Disclosed balance after: 200

F1 · ownership.nature: Securities held by Barbara A. Stiles & Beverly Toll as Co-Trustees of the Jerre P. Toll Revocable Trust dtd. 11/20/2013.

Read SEC document
December 13, 2013 Filed Dec 16, 2013 23:59 UTC
STERN MARC IDirector
GiftCommon Stock 23,250 $0.00 $0.00
Disclosure

SEC source: 0001234452-13-000637 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 343,906

F1 · ownership.nature: Securities held by Beatrice B. Trust dtd. 5/1/83.

Read SEC document
December 12, 2013 Filed Dec 16, 2013 19:04 UTC
MOLLENKOPF STEVEN MCEO-Elect & President
GrantRestricted Stock Unit · Derivative 412,485 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000635 · edgardoc.xml · derivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · CEO-Elect & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,475

Underlying: Common Stock · 412,485 shares

Expires 2023-12-11

F2 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest annually over five years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
December 12, 2013 Filed Dec 16, 2013 19:04 UTC
MOLLENKOPF STEVEN MCEO-Elect & President
GrantRestricted Stock Unit · Derivative 274,990 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-13-000635 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · CEO-Elect & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,990

Underlying: Common Stock · 274,990 shares

Expires 2023-12-11

F1 · derivative.exercise_date: These shares are represented by restricted stock units and unvested dividend equivalents. The units vest in equal one-third amounts on December 12, 2016, 2017 and 2018. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
December 06, 2013 Filed Dec 9, 2013 17:05 UTC
LEDERER JAMES PExecutive Vice President
SaleCommon Stock 13,315 $73.86 $983,411.28
Disclosure

SEC source: 0001234452-13-000633 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.5374

F1 · price: The sale prices for this transaction ranged from $73.85 to $73.87. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2013 Filed Jan 3, 2014 19:33 UTC
JACOBS PAUL EChairman & CEO
GiftCommon Stock 13,598 $0.00 $0.00
Disclosure

SEC source: 0001234452-14-000019 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 523,852

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
December 03, 2013 Filed Jan 3, 2014 19:32 UTC
ALTMAN STEVEN RVice Chairman
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-14-000016 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 51,745

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
December 02, 2013 Filed Dec 3, 2013 22:33 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $44.75 $0.00
Disclosure

SEC source: 0001234452-13-000621 · edgardoc.xml · derivative · entry 4

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,894

Underlying: Common Stock · 6,000 shares

Expires 2019-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
December 02, 2013 Filed Dec 3, 2013 22:33 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 6,000 $73.68 $442,054.80
Disclosure

SEC source: 0001234452-13-000621 · edgardoc.xml · nonDerivative · entry 3

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $73.52 to $73.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2013 Filed Dec 3, 2013 22:33 UTC
Johnson Margaret LExecutive Vice President
Exercise / conversionCommon Stock 6,000 $44.75 $268,500.00
Disclosure

SEC source: 0001234452-13-000621 · edgardoc.xml · nonDerivative · entry 2

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2013 Filed Dec 3, 2013 22:34 UTC
Rosenberg Donald JEVP & Corporate Secretary
SaleCommon Stock 26,626 $73.57 $1,958,874.82
Disclosure

SEC source: 0001234452-13-000623 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,292

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $73.5387 to $73.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,750 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000627 · edgardoc.xml · derivative · entry 6

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,750 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-13-000627 · edgardoc.xml · derivative · entry 5

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 2,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 1,750 $73.53 $128,677.50
Disclosure

SEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 4

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 1,750 $35.66 $62,405.00
Disclosure

SEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 3

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 2,000 $73.53 $147,060.00
Disclosure

SEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
ABERLE DEREK KEVP & Group President
Exercise / conversionCommon Stock 2,000 $35.66 $71,320.00
Disclosure

SEC source: 0001234452-13-000627 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $41.33 $0.00
Disclosure

SEC source: 0001234452-13-000628 · edgardoc.xml · derivative · entry 3

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 7,500 shares

Expires 2017-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
GROB MATTHEW SEVP & Chief Technology Officer
SaleCommon Stock 7,500 $73.55 $551,661.75
Disclosure

SEC source: 0001234452-13-000628 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 23,138

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $73.52 to $73.575. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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December 02, 2013 Filed Dec 4, 2013 17:17 UTC
GROB MATTHEW SEVP & Chief Technology Officer
Exercise / conversionCommon Stock 7,500 $41.33 $309,975.00
Disclosure

SEC source: 0001234452-13-000628 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 30,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.

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December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,854 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · derivative · entry 11

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 106,562

Underlying: Common Stock · 2,854 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 59,449 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · derivative · entry 10

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,449 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 61,697 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,449

Underlying: Common Stock · 61,697 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 51,146 $73.56 $3,762,499.23
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · nonDerivative · entry 5

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 537,450

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $73.53 to $73.68. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 70,000 $73.78 $5,164,642.00
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 588,596

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F4 · price: The sale prices for this transaction ranged from $73.71 to $73.87. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 121,146 $37.29 $4,517,534.34
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 658,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 2,854 $73.56 $209,951.37
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 537,450

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $73.53 to $73.68. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
December 02, 2013 Filed Dec 4, 2013 17:17 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 2,854 $37.29 $106,425.66
Disclosure

SEC source: 0001234452-13-000629 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 540,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:33 UTC
ALTMAN STEVEN RVice Chairman
SaleCommon Stock 49,925 $73.66 $3,677,380.64
Disclosure

SEC source: 0001234452-13-000619 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 61,745

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $73.39 to $73.88. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:33 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-13-000620 · edgardoc.xml · derivative · entry 6

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,146

Underlying: Common Stock · 70,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:33 UTC
JACOBS PAUL EChairman & CEO
SaleCommon Stock 70,000 $73.73 $5,160,764.00
Disclosure

SEC source: 0001234452-13-000620 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 537,450

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $73.71 to $73.78. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:33 UTC
JACOBS PAUL EChairman & CEO
Exercise / conversionCommon Stock 70,000 $37.29 $2,610,300.00
Disclosure

SEC source: 0001234452-13-000620 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 607,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:33 UTC
Johnson Margaret LExecutive Vice President
SaleCommon Stock 19,077 $73.64 $1,404,746.34
Disclosure

SEC source: 0001234452-13-000621 · edgardoc.xml · nonDerivative · entry 1

Johnson Margaret L · CIK 0001320483 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,129

F1 · price: The sale prices for this transaction ranged from $73.6037 to $73.6551. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:34 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 15,976 $73.67 $1,176,911.98
Disclosure

SEC source: 0001234452-13-000622 · edgardoc.xml · nonDerivative · entry 2

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,849

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $73.38 to $73.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 29, 2013 Filed Dec 3, 2013 22:34 UTC
SULLIVAN DANIEL LExecutive Vice President
SaleCommon Stock 2,992 $73.52 $219,971.84
Disclosure

SEC source: 0001234452-13-000622 · edgardoc.xml · nonDerivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,825

F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:25 UTC
ABERLE DEREK KEVP & Group President
SaleCommon Stock 27,692 $73.10 $2,024,160.59
Disclosure

SEC source: 0001234452-13-000602 · edgardoc.xml · nonDerivative · entry 1

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $72.82 to $73.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2013 Filed Dec 2, 2013 23:25 UTC
MOLLENKOPF STEVEN MPresident & COO
SaleCommon Stock 30,622 $73.12 $2,238,958.15
Disclosure

SEC source: 0001234452-13-000603 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,919.42

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $72.82 to $73.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 26, 2013 Filed Nov 27, 2013 19:13 UTC
THOMPSON JAMES HExecutive Vice President
SaleCommon Stock 13,061 $72.97 $953,040.27
Disclosure

SEC source: 0001234452-13-000595 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575

F1 · price: The sale prices for this transaction ranged from $72.96 to $72.99. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 25, 2013 Filed Nov 26, 2013 21:12 UTC
ABERLE DEREK KEVP & Group President
Tax withholdingCommon Stock 30,358 $72.49 $2,200,651.42
Disclosure

SEC source: 0001234452-13-000585 · edgardoc.xml · nonDerivative · entry 2

ABERLE DEREK K · CIK 0001445355 · EVP & Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,092

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.