Last 12 months
Inside the activity.
0 purchase rows · 113 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 30 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2017 Filed May 23, 2017 20:44 UTC |
STERLING MICHELLE MEVP, Human Resources
|
Exercise / conversionCommon Stock | 1,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000112 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 16, 2017 Filed Oct 13, 2017 20:15 UTC |
THOMPSON JAMES HEVP, Engineering & CTO
|
GiftCommon Stock | 1,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000175 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Indirect · Childrens' Trust Disclosed balance after: 3,135 F1 · ownership.nature: Shares are held in individual trusts for the benefit of the reporting person's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children. Read SEC document |
| May 16, 2017 Filed Oct 13, 2017 20:15 UTC |
THOMPSON JAMES HEVP, Engineering & CTO
|
GiftCommon Stock | 1,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000175 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,013 Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:01 UTC |
LIVERMORE ANN MDirector
|
PurchaseCommon Stock | 9,000 | $54.59 | $491,285.70 |
DisclosureSEC source: 0001234452-17-000104 · edgardoc.xml · nonDerivative · entry 1 LIVERMORE ANN M · CIK 0001207622 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,077 F1 · ownership.nature: Securities held by The Livermore 2003 Trust. Read SEC document |
| May 11, 2017 Filed May 12, 2017 21:28 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
SaleCommon Stock | 10,701 | $55.02 | $588,766.88 |
DisclosureSEC source: 0001234452-17-000108 · edgardoc.xml · nonDerivative · entry 1 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $54.9979 to $55.0700. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,805.2032 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,563.1228 Underlying: Common Stock · 13,805.2032 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,477.4567 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · derivative · entry 3 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,368.326 Underlying: Common Stock · 10,477.4567 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionCommon Stock | 13,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 25, 2017 21:35 UTC Amendment |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014362 · doc4a.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:14 UTC |
GROB MATTHEW SEVP, Qualcomm Technologies Inc
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,477.4567 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000096 · edgardoc.xml · derivative · entry 4 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,954.9134 Underlying: Common Stock · 10,477.4567 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:14 UTC |
GROB MATTHEW SEVP, Qualcomm Technologies Inc
|
Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000096 · edgardoc.xml · nonDerivative · entry 1 GROB MATTHEW S · CIK 0001525498 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. F2 · ownership.nature: Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:13 UTC |
JACOBS PAUL EDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Unit · Derivative | 207,063.7654 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000098 · edgardoc.xml · derivative · entry 6 JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,127.5308 Underlying: Common Stock · 207,063.7654 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:13 UTC |
JACOBS PAUL EDirector · Executive Chairman
|
Tax withholdingCommon Stock | 105,505 | $54.62 | $5,762,683.10 |
DisclosureSEC source: 0001234452-17-000098 · edgardoc.xml · nonDerivative · entry 3 JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Personal Trust Disclosed balance after: 907,009 F2 · ownership.nature: Securities held by Paul E. Jacobs Trust U/A Dtd 11/07/2014. Includes 101,558 shares which are subject to transfer restrictions pursuant to the underlying Executive Restricted Stock Unit Agreement under the Qualcomm Incorporated 2006 Long-Term Incentive Plan. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:13 UTC |
JACOBS PAUL EDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 207,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000098 · edgardoc.xml · nonDerivative · entry 2 JACOBS PAUL E · CIK 0001191310 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Personal Trust Disclosed balance after: 1,012,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Securities held by Paul E. Jacobs Trust U/A Dtd 11/07/2014. Includes 101,558 shares which are subject to transfer restrictions pursuant to the underlying Executive Restricted Stock Unit Agreement under the Qualcomm Incorporated 2006 Long-Term Incentive Plan. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
Davis George SEVP & Chief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 19,050.5209 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000090 · edgardoc.xml · derivative · entry 3 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,098.8452 Underlying: Common Stock · 19,050.5209 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
Davis George SEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 7,306 | $54.93 | $401,318.58 |
DisclosureSEC source: 0001234452-17-000090 · edgardoc.xml · nonDerivative · entry 2 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,173 F2 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
Davis George SEVP & Chief Financial Officer
|
Exercise / conversionCommon Stock | 19,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000090 · edgardoc.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by George S. Davis, Trustee for the George S. and Nancy N. Davis Family Trust dtd. 4/22/1997. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
ABERLE DEREK KPresident
|
Exercise / conversionRestricted Stock Unit · Derivative | 48,314.9155 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000091 · edgardoc.xml · derivative · entry 6 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,528.9675 Underlying: Common Stock · 48,314.9155 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
ABERLE DEREK KPresident
|
Exercise / conversionRestricted Stock Unit · Derivative | 44,450.1177 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000091 · edgardoc.xml · derivative · entry 5 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,843.883 Underlying: Common Stock · 44,450.1177 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
ABERLE DEREK KPresident
|
Tax withholdingCommon Stock | 25,210 | $54.93 | $1,384,785.30 |
DisclosureSEC source: 0001234452-17-000091 · edgardoc.xml · nonDerivative · entry 4 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,210 F1 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
ABERLE DEREK KPresident
|
Tax withholdingCommon Stock | 22,199 | $54.93 | $1,219,391.07 |
DisclosureSEC source: 0001234452-17-000091 · edgardoc.xml · nonDerivative · entry 3 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,420 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
ABERLE DEREK KPresident
|
Exercise / conversionCommon Stock | 48,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000091 · edgardoc.xml · nonDerivative · entry 2 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
ABERLE DEREK KPresident
|
Exercise / conversionCommon Stock | 44,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000091 · edgardoc.xml · nonDerivative · entry 1 ABERLE DEREK K · CIK 0001445355 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
AMON CRISTIANO REVP and President, QCT
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,805.2032 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000092 · edgardoc.xml · derivative · entry 6 AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,467.5166 Underlying: Common Stock · 13,805.2032 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
AMON CRISTIANO REVP and President, QCT
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,430.7515 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000092 · edgardoc.xml · derivative · entry 5 AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,272.7198 Underlying: Common Stock · 11,430.7515 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
AMON CRISTIANO REVP and President, QCT
|
Tax withholdingCommon Stock | 6,215 | $54.93 | $341,389.95 |
DisclosureSEC source: 0001234452-17-000092 · edgardoc.xml · nonDerivative · entry 4 AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,764 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
AMON CRISTIANO REVP and President, QCT
|
Tax withholdingCommon Stock | 4,295 | $54.93 | $235,924.35 |
DisclosureSEC source: 0001234452-17-000092 · edgardoc.xml · nonDerivative · entry 3 AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,979 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
AMON CRISTIANO REVP and President, QCT
|
Exercise / conversionCommon Stock | 13,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000092 · edgardoc.xml · nonDerivative · entry 2 AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:30 UTC |
AMON CRISTIANO REVP and President, QCT
|
Exercise / conversionCommon Stock | 11,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000092 · edgardoc.xml · nonDerivative · entry 1 AMON CRISTIANO R · CIK 0001559665 · EVP and President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionRestricted Stock Unit · Derivative | 13,805.2032 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · derivative · entry 5 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,563.1228 Underlying: Common Stock · 13,805.2032 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionRestricted Stock Unit · Derivative | 10,477.4567 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,368.326 Underlying: Common Stock · 10,477.4567 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionCommon Stock | 13,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 11, 2017 17:41 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionCommon Stock | 10,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000100 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 1, 2017 18:09 UTC |
MODOFF BRIANEVP, Strategy and M&A
|
GrantRestricted Stock Unit · Derivative | 20,260.3371 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000083 · edgardoc.xml · derivative · entry 1 MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,260.3371 Underlying: Common Stock · 20,260.3371 shares Expires 2019-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On April 30, 2017, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 19,915 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| April 30, 2017 Filed May 1, 2017 18:10 UTC |
ROGERS ALEXANDER HEVP & President, QTL
|
GrantRestricted Stock Unit · Derivative | 20,876.8452 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000084 · edgardoc.xml · derivative · entry 1 ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,680.9066 Underlying: Common Stock · 20,876.8452 shares Expires 2019-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On April 30, 2017, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 20,521 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| April 30, 2017 Filed May 1, 2017 18:10 UTC |
STERLING MICHELLE MEVP, Human Resources
|
GrantRestricted Stock Unit · Derivative | 20,260.3371 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000085 · edgardoc.xml · derivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,260.3371 Underlying: Common Stock · 20,260.3371 shares Expires 2019-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On April 30, 2017, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 19,915 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:33 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $44.63 | $0.00 |
DisclosureSEC source: 0001234452-17-000079 · edgardoc.xml · derivative · entry 4 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2017-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:33 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
SaleCommon Stock | 25,000 | $52.53 | $1,313,225.00 |
DisclosureSEC source: 0001234452-17-000079 · edgardoc.xml · nonDerivative · entry 2 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,246 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $52.21 to $52.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 202 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2017. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 18:33 UTC |
THOMPSON JAMES HEVP, Qualcomm Technologies Inc
|
Exercise / conversionCommon Stock | 25,000 | $44.63 | $1,115,750.00 |
DisclosureSEC source: 0001234452-17-000079 · edgardoc.xml · nonDerivative · entry 1 THOMPSON JAMES H · CIK 0001559656 · EVP, Qualcomm Technologies Inc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:57 UTC |
ALEXANDER STILES BARBARADirector
|
GrantCommon Stock | 217 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000059 · edgardoc.xml · nonDerivative · entry 1 ALEXANDER STILES BARBARA · CIK 0001091619 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,532.8671 F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:57 UTC |
MCLAUGHLIN MARK DDirector
|
GrantCommon Stock | 435 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000060 · edgardoc.xml · nonDerivative · entry 1 MCLAUGHLIN MARK D · CIK 0001309507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,174.4056 F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board. Read SEC document |
| March 29, 2017 Filed Apr 7, 2017 22:18 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
GiftCommon Stock | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000062 · edgardoc.xml · nonDerivative · entry 7 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F5 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 29, 2017 Filed Apr 7, 2017 22:18 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
GiftCommon Stock | 6,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000062 · edgardoc.xml · nonDerivative · entry 6 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,278 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F5 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 29, 2017 Filed Apr 7, 2017 22:18 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
GiftCommon Stock | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000062 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 10,881 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F4 · balance_after: Includes 202 shares acquired by reporting person under the Company's Employee Stock Purchase Plan on January 31, 2017. F3 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Read SEC document |
| March 29, 2017 Filed May 8, 2017 20:30 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
GiftCommon Stock | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000093 · edgardoc.xml · nonDerivative · entry 7 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F5 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 29, 2017 Filed May 8, 2017 20:30 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
GiftCommon Stock | 6,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000093 · edgardoc.xml · nonDerivative · entry 6 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,278 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F5 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 29, 2017 Filed May 8, 2017 20:30 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
GiftCommon Stock | 7,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000093 · edgardoc.xml · nonDerivative · entry 3 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 10,881 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F4 · balance_after: Includes 202 shares acquired by reporting person under the Company's Employee Stock Purchase Plan on January 31, 2017. F3 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Read SEC document |
| March 28, 2017 Filed Apr 7, 2017 22:18 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
OtherCommon Stock | 2,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000062 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,617 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: Represents annuity payments from The Stacy K. Rosenberg Qualcomm Annuity Trust F5 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
| March 28, 2017 Filed Apr 7, 2017 22:18 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
OtherCommon Stock | 2,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000062 · edgardoc.xml · nonDerivative · entry 2 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by GRAT S Disclosed balance after: 3,573 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: Represents annuity payments from The Stacy K. Rosenberg Qualcomm Annuity Trust F3 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust. Read SEC document |
| March 28, 2017 Filed May 8, 2017 20:30 UTC |
Rosenberg Donald JEVP, GC & Corporate Secretary
|
OtherCommon Stock | 2,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-17-000093 · edgardoc.xml · nonDerivative · entry 5 Rosenberg Donald J · CIK 0001347420 · EVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,617 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: Represents annuity payments from The Stacy K. Rosenberg Qualcomm Annuity Trust F5 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.