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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment
JACOBS JEFFREY APresident, Global Development
GrantPhantom Stock Unit · Derivative 136 $38.26 Strike: $1.00 $5,203.36
Disclosure

SEC source: 0001191307-03-000028 · edgardoc.xml · derivative · entry 2

JACOBS JEFFREY A · CIK 0001191308 · President, Global Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 136 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment
JACOBS JEFFREY APresident, Global Development
GrantPhantom Stock Unit · Derivative 7.934 $36.31 Strike: $1.00 $288.07
Disclosure

SEC source: 0001191307-03-000028 · edgardoc.xml · derivative · entry 1

JACOBS JEFFREY A · CIK 0001191308 · President, Global Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 7.934 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment
JACOBS PAUL EPresident,
GrantPhantom Stock Unit · Derivative 272 $38.26 Strike: $1.00 $10,406.72
Disclosure

SEC source: 0001191307-03-000029 · edgardoc.xml · derivative · entry 2

JACOBS PAUL E · CIK 0001191310 · President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 272 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment
JACOBS PAUL EPresident,
GrantPhantom Stock Unit · Derivative 6.171 $36.31 Strike: $1.00 $224.06
Disclosure

SEC source: 0001191307-03-000029 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 6.171 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment GrantPhantom Stock Unit · Derivative 194 $38.26 Strike: $1.00 $7,422.44
Disclosure

SEC source: 0001191307-03-000030 · edgardoc.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 194 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:51 UTC Amendment GrantPhantom Stock Unit · Derivative 26.596 $36.31 Strike: $1.00 $965.65
Disclosure

SEC source: 0001191307-03-000030 · edgardoc.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 26.596 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment
SCHROCK DONALD EGroup President,
GrantPhantom Stock Unit · Derivative 272 $38.26 Strike: $1.00 $10,406.72
Disclosure

SEC source: 0001191307-03-000031 · edgardoc.xml · derivative · entry 2

SCHROCK DONALD E · CIK 0001191317 · Group President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 272 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment
SCHROCK DONALD EGroup President,
GrantPhantom Stock Unit · Derivative 125.387 $36.31 Strike: $1.00 $4,552.56
Disclosure

SEC source: 0001191307-03-000031 · edgardoc.xml · derivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Group President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 125.387 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment
LUPIN LOUIS MSenior VP, General Counsel
GrantPhantom Stock Unit · Derivative 192 $38.26 Strike: $1.00 $7,345.92
Disclosure

SEC source: 0001191307-03-000032 · edgardoc.xml · derivative · entry 2

LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 192 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment
LUPIN LOUIS MSenior VP, General Counsel
GrantPhantom Stock Unit · Derivative 5.423 $36.31 Strike: $1.00 $196.90
Disclosure

SEC source: 0001191307-03-000032 · edgardoc.xml · derivative · entry 1

LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5.423 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment
JHA SANJAY KPresident,
GrantPhantom Stock Unit · Derivative 156 $38.26 Strike: $1.00 $5,968.56
Disclosure

SEC source: 0001191307-03-000033 · edgardoc.xml · derivative · entry 2

JHA SANJAY K · CIK 0001216458 · President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 156 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment
JHA SANJAY KPresident,
GrantPhantom Stock Unit · Derivative 5.881 $36.31 Strike: $1.00 $213.53
Disclosure

SEC source: 0001191307-03-000033 · edgardoc.xml · derivative · entry 1

JHA SANJAY K · CIK 0001216458 · President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5.881 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
ALTMAN STEVEN RExec. Vice-President,
GrantPhantom Stock Unit · Derivative 267 $38.26 Strike: $1.00 $10,215.42
Disclosure

SEC source: 0001191307-03-000034 · edgardoc.xml · derivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Exec. Vice-President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 267 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
ALTMAN STEVEN RExec. Vice-President,
GrantPhantom Stock Unit · Derivative 12.735 $36.31 Strike: $1.00 $462.38
Disclosure

SEC source: 0001191307-03-000034 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Exec. Vice-President,

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 12.735 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
JACOBS IRWIN MDirector · Chief Executive Officer
GrantPhantom Stock Unit · Derivative 413 $38.26 Strike: $1.00 $15,801.38
Disclosure

SEC source: 0001191307-03-000035 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 413 shares

Expires 1988-08-08

F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F6 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
JACOBS IRWIN MDirector · Chief Executive Officer
GrantPhantom Stock Unit · Derivative 76.212 $36.31 Strike: $1.00 $2,767.11
Disclosure

SEC source: 0001191307-03-000035 · edgardoc.xml · derivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 76.212 shares

Expires 1988-08-08

F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F5 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F6 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001191307-03-000035 · edgardoc.xml · derivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
JACOBS IRWIN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001191307-03-000035 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,122,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 31, 2003 Filed May 20, 2003 18:53 UTC Amendment
JACOBS IRWIN MDirector · Chief Executive Officer
SaleCommon Stock 34,000 $36.70 $1,247,800.00
Disclosure

SEC source: 0001191307-03-000035 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,108,362

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 31, 2003 Filed Jun 4, 2003 22:54 UTC Amendment GrantPhantom Stock Unit · Derivative 275 $38.26 Strike: $1.00 $10,521.50
Disclosure

SEC source: 0001234452-03-000009 · edgardoc.xml · derivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 275 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2003 Filed Jun 4, 2003 22:54 UTC Amendment GrantPhantom Stock Unit · Derivative 21.562 $36.31 Strike: $1.00 $782.88
Disclosure

SEC source: 0001234452-03-000009 · edgardoc.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: Not disclosed

Underlying: Common Stock · 21.562 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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December 23, 2002 Filed May 20, 2003 18:51 UTC Amendment GiftCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001191307-03-000030 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,038

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November 15, 2002 Filed Nov 26, 2003 16:37 UTC Amendment
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000150 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,473,058

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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November 08, 2002 Filed Sep 16, 2004 21:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 800 $0.00 Strike: $17.47 $0.00
Disclosure

SEC source: 0001234452-04-000161 · edgardoc.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · FBO children

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2012-11-07

F3 · derivative.exercise_date: The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F2 · ownership.nature: These stock options are held by the insider's son, Christian A. Thornley, who resides at the insider's residence. The insider disclaims all beneficial ownership in all such stock options.

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November 05, 2002 Filed Nov 8, 2003 00:32 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 85,300 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000134 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 85,300

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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September 30, 2002 Filed Jul 3, 2003 00:59 UTC GrantPhantom Stock Unit · Derivative 387 $27.51 Strike: $1.00 $10,646.37
Disclosure

SEC source: 0001234452-03-000040 · edgardoc.xml · derivative · entry 2

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 15,453

Underlying: Common Stock · 387 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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June 30, 2002 Filed Jul 3, 2003 00:59 UTC GrantPhantom Stock Unit · Derivative 194 $27.39 Strike: $1.00 $5,313.66
Disclosure

SEC source: 0001234452-03-000040 · edgardoc.xml · derivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 15,066

Underlying: Common Stock · 194 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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May 17, 2002 Filed May 9, 2006 00:23 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $32.34 $0.00
Disclosure

SEC source: 0001234452-06-000140 · edgardoc.xml · derivative · entry 9

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2012-05-16

F2 · kind: This grant was incorrectly reported on July 2, 2002 as being held by trust rather than held directly. This amendment is to correct the ownership that was reported on July 2, 2002.

F3 · derivative.exercise_date: The options vest as to 10% of the total shares granted on November 17, 2002 and as to 1/60th of the total shares granted on each monthly anniversary beginning on December 17, 2002.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.