Last 12 months
Inside the activity.
0 purchase rows · 104 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Dec 2025 | 0 | 14 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 30 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 1 |
| Nov 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC |
KEITEL WILLIAM EChief Financial Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $5.11 | $0.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · derivative · entry 4 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 4,000 shares Expires 2006-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vest as to 50% annually beginning on 7/19/00. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC |
KEITEL WILLIAM EChief Financial Officer
|
SaleCommon Stock | 100,000 | $38.03 | $3,803,000.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · nonDerivative · entry 3 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC |
KEITEL WILLIAM EChief Financial Officer
|
Exercise / conversionCommon Stock | 4,000 | $5.11 | $20,440.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · nonDerivative · entry 2 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:19 UTC |
KEITEL WILLIAM EChief Financial Officer
|
Exercise / conversionCommon Stock | 96,000 | $5.91 | $567,360.00 |
DisclosureSEC source: 0001234452-03-000058 · edgardoc.xml · nonDerivative · entry 1 KEITEL WILLIAM E · CIK 0001191312 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:20 UTC |
ALTMAN STEVEN RPresident, QCOM Tech Licensing
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 56,000 | $0.00 Strike: $7.80 | $0.00 |
DisclosureSEC source: 0001234452-03-000060 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,000 shares Expires 2007-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on November 14, 1998. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:20 UTC |
ALTMAN STEVEN RPresident, QCOM Tech Licensing
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,968 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000060 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,032 Underlying: Common Stock · 21,968 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:20 UTC |
ALTMAN STEVEN RPresident, QCOM Tech Licensing
|
SaleCommon Stock | 77,968 | $37.80 | $2,946,870.73 |
DisclosureSEC source: 0001234452-03-000060 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 113,914 F1 · ownership.nature: Securities held by Steve R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:20 UTC |
ALTMAN STEVEN RPresident, QCOM Tech Licensing
|
Exercise / conversionCommon Stock | 21,968 | $7.02 | $154,215.36 |
DisclosureSEC source: 0001234452-03-000060 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 191,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steve R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 31, 2003 Filed Aug 4, 2003 16:20 UTC |
ALTMAN STEVEN RPresident, QCOM Tech Licensing
|
Exercise / conversionCommon Stock | 56,000 | $7.80 | $436,800.00 |
DisclosureSEC source: 0001234452-03-000060 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 169,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steve R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| July 30, 2003 Filed Aug 5, 2003 00:05 UTC |
JACOBS IRWIN MDirector · Chairman & CEO
|
GiftCommon Stock | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000063 · edgardoc.xml · nonDerivative · entry 1 JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,360,255 F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:00 UTC |
SCOWCROFT BRENTDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $3.15 | $0.00 |
DisclosureSEC source: 0001234452-03-000055 · primary_doc.xml · derivative · entry 3 SCOWCROFT BRENT · CIK 0001094550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 70,000 shares Expires 2004-12-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on December 28, 1996, 20% on December 28, 1997, 20% on December 28, 1998, and 40% on December 28, 1999. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:00 UTC |
SCOWCROFT BRENTDirector
|
SaleCommon Stock | 70,000 | $38.24 | $2,676,856.00 |
DisclosureSEC source: 0001234452-03-000055 · primary_doc.xml · nonDerivative · entry 2 SCOWCROFT BRENT · CIK 0001094550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,292 Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:00 UTC |
SCOWCROFT BRENTDirector
|
Exercise / conversionCommon Stock | 70,000 | $3.15 | $220,500.00 |
DisclosureSEC source: 0001234452-03-000055 · primary_doc.xml · nonDerivative · entry 1 SCOWCROFT BRENT · CIK 0001094550 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,292 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:13 UTC |
THORNLEY ANTHONY SPres. & Chief Operating Off.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000056 · primary_doc.xml · derivative · entry 4 THORNLEY ANTHONY S · CIK 0001191319 · Pres. & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 200,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:13 UTC |
THORNLEY ANTHONY SPres. & Chief Operating Off.
|
SaleCommon Stock | 200,000 | $37.89 | $7,577,900.00 |
DisclosureSEC source: 0001234452-03-000056 · primary_doc.xml · nonDerivative · entry 2 THORNLEY ANTHONY S · CIK 0001191319 · Pres. & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,835 Read SEC document |
| July 29, 2003 Filed Jul 30, 2003 20:13 UTC |
THORNLEY ANTHONY SPres. & Chief Operating Off.
|
Exercise / conversionCommon Stock | 200,000 | $7.02 | $1,404,000.00 |
DisclosureSEC source: 0001234452-03-000056 · primary_doc.xml · nonDerivative · entry 1 THORNLEY ANTHONY S · CIK 0001191319 · Pres. & Chief Operating Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 16:39 UTC |
STERN MARC IDirector
|
SaleCommon Stock | 2,500 | $38.34 | $95,857.50 |
DisclosureSEC source: 0001234452-03-000050 · primary_doc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Corporation Disclosed balance after: 442,500 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:27 UTC |
SULPIZIO RICHARDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000051 · primary_doc.xml · derivative · entry 5 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:27 UTC |
SULPIZIO RICHARDDirector
|
SaleCommon Stock | 240,000 | $38.43 | $9,222,048.00 |
DisclosureSEC source: 0001234452-03-000051 · primary_doc.xml · nonDerivative · entry 2 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:27 UTC |
SULPIZIO RICHARDDirector
|
Exercise / conversionCommon Stock | 240,000 | $7.02 | $1,684,800.00 |
DisclosureSEC source: 0001234452-03-000051 · primary_doc.xml · nonDerivative · entry 1 SULPIZIO RICHARD · CIK 0001191329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:46 UTC |
SCHROCK DONALD EGroup Pres., QCOM CDMA Tech
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 160,000 | $0.00 Strike: $7.02 | $0.00 |
DisclosureSEC source: 0001234452-03-000052 · primary_doc.xml · derivative · entry 4 SCHROCK DONALD E · CIK 0001191317 · Group Pres., QCOM CDMA Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 160,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:46 UTC |
SCHROCK DONALD EGroup Pres., QCOM CDMA Tech
|
Disposition to issuerCommon Stock | 160,000 | $38.33 | $6,132,144.00 |
DisclosureSEC source: 0001234452-03-000052 · primary_doc.xml · nonDerivative · entry 3 SCHROCK DONALD E · CIK 0001191317 · Group Pres., QCOM CDMA Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,723 Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:46 UTC |
SCHROCK DONALD EGroup Pres., QCOM CDMA Tech
|
Disposition to issuerCommon Stock | 160,000 | $38.43 | $6,148,256.00 |
DisclosureSEC source: 0001234452-03-000052 · primary_doc.xml · nonDerivative · entry 2 SCHROCK DONALD E · CIK 0001191317 · Group Pres., QCOM CDMA Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,723 Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 17:46 UTC |
SCHROCK DONALD EGroup Pres., QCOM CDMA Tech
|
Exercise / conversionCommon Stock | 160,000 | $7.02 | $1,123,200.00 |
DisclosureSEC source: 0001234452-03-000052 · primary_doc.xml · nonDerivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Group Pres., QCOM CDMA Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:08 UTC |
ATKINSON RICHARD CDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,540 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001234452-03-000053 · primary_doc.xml · derivative · entry 5 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,180 Underlying: Common Stock · 6,540 shares Expires 2004-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:08 UTC |
ATKINSON RICHARD CDirector
|
SaleCommon Stock | 6,540 | $38.22 | $249,958.80 |
DisclosureSEC source: 0001234452-03-000053 · primary_doc.xml · nonDerivative · entry 4 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 568,616 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:08 UTC |
ATKINSON RICHARD CDirector
|
Exercise / conversionCommon Stock | 6,540 | $2.78 | $18,181.20 |
DisclosureSEC source: 0001234452-03-000053 · primary_doc.xml · nonDerivative · entry 3 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 575,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:41 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001234452-03-000054 · primary_doc.xml · derivative · entry 6 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 Underlying: Common Stock · 14,000 shares Expires 2006-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The optins vest in five equal annual installments beginning on July 12, 1997. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:41 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
GiftCommon Stock | 217,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000054 · primary_doc.xml · nonDerivative · entry 5 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,373,405 F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:41 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
SaleCommon Stock | 34,000 | $38.22 | $1,299,480.00 |
DisclosureSEC source: 0001234452-03-000054 · primary_doc.xml · nonDerivative · entry 4 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,590,405 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 18:41 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,000 | $5.66 | $79,240.00 |
DisclosureSEC source: 0001234452-03-000054 · primary_doc.xml · nonDerivative · entry 3 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,624,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 25, 2003 Filed Nov 12, 2003 17:25 UTC |
SACERDOTE PETER MDirector
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000140 · edgardoc.xml · nonDerivative · entry 1 SACERDOTE PETER M · CIK 0001029642 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · ownership.nature: Securities held by Peter M. Sacerdote, Trustee of the Peter M Sacerdote Revocable Trust. Read SEC document |
| July 24, 2003 Filed Jul 24, 2003 21:41 UTC |
STERN MARC IDirector
|
SaleCommon Stock | 2,500 | $37.39 | $93,475.00 |
DisclosureSEC source: 0001234452-03-000049 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Corporation Disclosed balance after: 445,000 F1 · security: Marc I. Stern also indirectly owns 81,288 shares by Trust. F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner. Read SEC document |
| July 23, 2003 Filed Jul 29, 2003 18:41 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
GiftCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000054 · primary_doc.xml · nonDerivative · entry 2 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,610,405 F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 23, 2003 Filed Jul 29, 2003 18:41 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
GiftCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000054 · primary_doc.xml · nonDerivative · entry 1 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,610,805 F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 21, 2003 Filed Jul 21, 2003 17:56 UTC |
ATKINSON RICHARD CDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,540 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001234452-03-000047 · edgardoc.xml · derivative · entry 3 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,720 Underlying: Common Stock · 6,540 shares Expires 2004-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999. Read SEC document |
| July 21, 2003 Filed Jul 21, 2003 17:56 UTC |
ATKINSON RICHARD CDirector
|
SaleCommon Stock | 6,540 | $35.69 | $233,412.60 |
DisclosureSEC source: 0001234452-03-000047 · edgardoc.xml · nonDerivative · entry 2 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 568,616 F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT. F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80. Read SEC document |
| July 21, 2003 Filed Jul 21, 2003 17:56 UTC |
ATKINSON RICHARD CDirector
|
Exercise / conversionCommon Stock | 6,540 | $2.78 | $18,181.20 |
DisclosureSEC source: 0001234452-03-000047 · edgardoc.xml · nonDerivative · entry 1 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 575,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80. Read SEC document |
| July 21, 2003 Filed Jul 21, 2003 17:56 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001234452-03-000048 · edgardoc.xml · derivative · entry 4 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,314,000 Underlying: Common Stock · 14,000 shares Expires 2006-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997. Read SEC document |
| July 21, 2003 Filed Jul 21, 2003 17:56 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
SaleCommon Stock | 34,000 | $35.69 | $1,213,460.00 |
DisclosureSEC source: 0001234452-03-000048 · edgardoc.xml · nonDerivative · entry 3 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,624,805 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 21, 2003 Filed Jul 21, 2003 17:56 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,000 | $5.66 | $79,240.00 |
DisclosureSEC source: 0001234452-03-000048 · edgardoc.xml · nonDerivative · entry 2 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,658,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 16, 2003 Filed Jul 21, 2003 17:56 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
GiftCommon Stock | 13,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000048 · edgardoc.xml · nonDerivative · entry 1 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,644,805 F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
ATKINSON RICHARD CDirector
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Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,540 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001234452-03-000044 · edgardoc.xml · derivative · entry 3 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,260 Underlying: Common Stock · 6,540 shares Expires 2004-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options granted under the Company's Non-Employee Directors' Stock Option Plan. The options vest at the rate of 20% on February 16, 1996, 20% on February 16, 1997, 20% on February 16, 1998, and 40% on February 16, 1999. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
ATKINSON RICHARD CDirector
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SaleCommon Stock | 6,540 | $38.95 | $254,733.00 |
DisclosureSEC source: 0001234452-03-000044 · edgardoc.xml · nonDerivative · entry 2 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 568,616 F2 · security: Richard C. Atkinson also indirectly owns 32,640 shares FBO Relatives and 200,000 shares by a GRAT. F3 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
ATKINSON RICHARD CDirector
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Exercise / conversionCommon Stock | 6,540 | $2.78 | $18,181.20 |
DisclosureSEC source: 0001234452-03-000044 · edgardoc.xml · nonDerivative · entry 1 ATKINSON RICHARD C · CIK 0001191320 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 575,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
STERN MARC IDirector
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SaleCommon Stock | 2,500 | $39.29 | $98,222.50 |
DisclosureSEC source: 0001234452-03-000045 · edgardoc.xml · nonDerivative · entry 1 STERN MARC I · CIK 0001191328 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Corporation Disclosed balance after: 447,500 F1 · security: Marc I. Stern also indirectly owns 81,288 shares by Trust. F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
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Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001234452-03-000046 · edgardoc.xml · derivative · entry 4 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328,000 Underlying: Common Stock · 14,000 shares Expires 2006-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,000 | $5.66 | $79,240.00 |
DisclosureSEC source: 0001234452-03-000046 · edgardoc.xml · nonDerivative · entry 3 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,658,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 14, 2003 Filed Jul 14, 2003 21:40 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
SaleCommon Stock | 34,000 | $38.95 | $1,324,300.00 |
DisclosureSEC source: 0001234452-03-000046 · edgardoc.xml · nonDerivative · entry 2 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,644,205 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
| July 09, 2003 Filed Jul 14, 2003 21:40 UTC |
JACOBS IRWIN MDirector · Chief Executive Officer
|
GiftCommon Stock | 12,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000046 · edgardoc.xml · nonDerivative · entry 1 JACOBS IRWIN M · CIK 0000902269 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,678,205 F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.