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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2003 Filed Oct 21, 2003 17:22 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $43.71 $109,281.50
Disclosure

SEC source: 0001234452-03-000123 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 412,500

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
October 20, 2003 Filed Oct 21, 2003 17:23 UTC SaleCommon Stock 6,540 $43.43 $284,032.20
Disclosure

SEC source: 0001234452-03-000124 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 451,228

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
October 17, 2003 Filed Sep 16, 2004 21:19 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $22.44 $0.00
Disclosure

SEC source: 0001234452-04-000161 · edgardoc.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · FBO children

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2013-10-16

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F2 · ownership.nature: These stock options are held by the insider's son, Christian A. Thornley, who resides at the insider's residence. The insider disclaims all beneficial ownership in all such stock options.

Read SEC document
October 15, 2003 Filed Oct 21, 2003 17:22 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000122 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,915,895

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:20 UTC SaleCommon Stock 6,540 $44.75 $292,665.00
Disclosure

SEC source: 0001234452-03-000117 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 457,768

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:21 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000118 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:21 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 7,420 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000118 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,927,145

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:21 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $44.75 $1,521,500.00
Disclosure

SEC source: 0001234452-03-000118 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,934,565

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:21 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000118 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,968,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:21 UTC
JACOBS PAUL EPresident, Wireless & Internet
SaleCommon Stock 8,000 $45.03 $360,240.00
Disclosure

SEC source: 0001234452-03-000119 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President, Wireless & Internet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,617

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:22 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $45.01 $112,514.00
Disclosure

SEC source: 0001234452-03-000120 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 415,000

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:22 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 170,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001234452-03-000121 · edgardoc.xml · derivative · entry 4

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 170,000 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:22 UTC SaleCommon Stock 170,000 $45.02 $7,653,825.00
Disclosure

SEC source: 0001234452-03-000121 · edgardoc.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,835

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 13, 2003 Filed Oct 14, 2003 21:22 UTC Exercise / conversionCommon Stock 170,000 $7.02 $1,193,400.00
Disclosure

SEC source: 0001234452-03-000121 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2003 Filed Oct 14, 2003 21:21 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 11,500 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000118 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,954,565

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC SaleCommon Stock 6,540 $43.76 $286,190.40
Disclosure

SEC source: 0001234452-03-000112 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 464,308

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000113 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,160,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 7,625 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000113 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,966,065

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $43.76 $1,487,840.00
Disclosure

SEC source: 0001234452-03-000113 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,973,690

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000113 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,007,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC
PADOVANI ROBERTOChief Technology Officer
SaleCommon Stock 6,000 $43.76 $262,560.00
Disclosure

SEC source: 0001234452-03-000114 · edgardoc.xml · nonDerivative · entry 1

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,053

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96.

Read SEC document
October 06, 2003 Filed Oct 6, 2003 22:11 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $43.74 $109,342.25
Disclosure

SEC source: 0001234452-03-000115 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 417,500

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 19:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001234452-03-000110 · edgardoc.xml · derivative · entry 4

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,000

Underlying: Common Stock · 30,000 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 19:00 UTC SaleCommon Stock 30,000 $42.04 $1,261,134.00
Disclosure

SEC source: 0001234452-03-000110 · edgardoc.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,835

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 19:00 UTC Exercise / conversionCommon Stock 30,000 $7.02 $210,600.00
Disclosure

SEC source: 0001234452-03-000110 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 19:00 UTC
JACOBS PAUL EPresident, Wireless & Internet
SaleCommon Stock 12,000 $41.99 $503,826.00
Disclosure

SEC source: 0001234452-03-000111 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President, Wireless & Internet

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,617

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 01, 2003 Filed Oct 6, 2003 22:11 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000113 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,993,690

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 23:32 UTC
ALTMAN STEVEN RPresident, QCOM Tech Licensing
GrantPhantom Stock Unit · Derivative 234 $43.75 Strike: $1.00 $10,237.50
Disclosure

SEC source: 0001234452-03-000103 · edgardoc.xml · derivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 10,075.758

Underlying: Common Stock · 234 shares

Expires 1988-08-08

F2 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F2 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 23:32 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GrantPhantom Stock Unit · Derivative 522 $43.75 Strike: $1.00 $22,837.50
Disclosure

SEC source: 0001234452-03-000104 · edgardoc.xml · derivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 57,264.772

Underlying: Common Stock · 522 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 23:33 UTC
JACOBS JEFFREY APresident, Global Development
GrantPhantom Stock Unit · Derivative 119 $43.75 Strike: $1.00 $5,206.25
Disclosure

SEC source: 0001234452-03-000105 · edgardoc.xml · derivative · entry 1

JACOBS JEFFREY A · CIK 0001191308 · President, Global Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 6,212.913

Underlying: Common Stock · 119 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 23:33 UTC
JACOBS PAUL EPresident, Wireless & Internet
GrantPhantom Stock Unit · Derivative 238 $43.75 Strike: $1.00 $10,412.50
Disclosure

SEC source: 0001234452-03-000106 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President, Wireless & Internet

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 5,301.908

Underlying: Common Stock · 238 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 23:33 UTC
JHA SANJAY KPresident, QCT
GrantPhantom Stock Unit · Derivative 137 $43.75 Strike: $1.00 $5,993.75
Disclosure

SEC source: 0001234452-03-000107 · edgardoc.xml · derivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 4,749.437

Underlying: Common Stock · 137 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
September 30, 2003 Filed Oct 1, 2003 23:33 UTC
LUPIN LOUIS MSenior VP, General Counsel
GrantPhantom Stock Unit · Derivative 168 $43.75 Strike: $1.00 $7,350.00
Disclosure

SEC source: 0001234452-03-000108 · edgardoc.xml · derivative · entry 2

LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 4,521.152

Underlying: Common Stock · 168 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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September 30, 2003 Filed Oct 1, 2003 23:34 UTC GrantPhantom Stock Unit · Derivative 330 $43.75 Strike: $1.00 $14,437.50
Disclosure

SEC source: 0001234452-03-000109 · edgardoc.xml · derivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 20,391.91

Underlying: Common Stock · 330 shares

Expires 1988-08-08

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

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September 29, 2003 Filed Sep 29, 2003 21:28 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $42.34 $105,845.00
Disclosure

SEC source: 0001234452-03-000100 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 420,000

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

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September 29, 2003 Filed Sep 29, 2003 21:28 UTC SaleCommon Stock 6,540 $42.04 $274,941.60
Disclosure

SEC source: 0001234452-03-000101 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 470,848

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
September 29, 2003 Filed Sep 29, 2003 21:28 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000102 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
September 29, 2003 Filed Sep 29, 2003 21:28 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 7,840 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000102 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,005,690

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 29, 2003 Filed Sep 29, 2003 21:28 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $42.04 $1,429,360.00
Disclosure

SEC source: 0001234452-03-000102 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,013,530

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 29, 2003 Filed Sep 29, 2003 21:28 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000102 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,047,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 24, 2003 Filed Sep 29, 2003 21:28 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 11,200 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000102 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,033,530

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:38 UTC SaleCommon Stock 6,540 $44.33 $289,918.20
Disclosure

SEC source: 0001234452-03-000097 · edgardoc.xml · nonDerivative · entry 1

ATKINSON RICHARD C · CIK 0001191320 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 477,388

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Rita L. Atkinson & Richard C. Atkinson as Co-Trustees of the Richard Chatham Atkinson & Rita Loyd Atkinson Family Trust UTA dtd. 12/04/80.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:38 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-03-000098 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:38 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 7,460 $0.00 $0.00
Disclosure

SEC source: 0001234452-03-000098 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,044,730

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:38 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $44.33 $1,507,220.00
Disclosure

SEC source: 0001234452-03-000098 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,052,190

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:38 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-03-000098 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,086,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
September 22, 2003 Filed Sep 23, 2003 22:38 UTC
STERN MARC IDirector
SaleCommon Stock 2,500 $44.77 $111,937.00
Disclosure

SEC source: 0001234452-03-000099 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 422,500

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by the Beatrice B. Corporation of which Mr. Stern is the president and 100% owner.

Read SEC document
September 18, 2003 Filed Sep 18, 2003 19:12 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001234452-03-000096 · edgardoc.xml · derivative · entry 4

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Common Stock · 70,000 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999.

Read SEC document
September 18, 2003 Filed Sep 18, 2003 19:12 UTC SaleCommon Stock 70,000 $45.00 $3,150,000.00
Disclosure

SEC source: 0001234452-03-000096 · edgardoc.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,835

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 18, 2003 19:12 UTC Exercise / conversionCommon Stock 70,000 $7.02 $491,400.00
Disclosure

SEC source: 0001234452-03-000096 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.