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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 104 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601
Nov 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 12, 2004 Filed Apr 12, 2004 22:00 UTC Exercise / conversionCommon Stock 12,500 $7.80 $97,500.00
Disclosure

SEC source: 0001234452-04-000066 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Anthony Thornley and Gillian Thornley as trustees for the Thornley Family Trust dtd. 03/10/00.

Read SEC document
April 12, 2004 Filed Apr 12, 2004 22:00 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-04-000065 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
April 12, 2004 Filed Apr 12, 2004 22:00 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 4,925 $0.00 $0.00
Disclosure

SEC source: 0001234452-04-000065 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,565,889

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
April 12, 2004 Filed Apr 12, 2004 22:00 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $67.45 $2,293,300.00
Disclosure

SEC source: 0001234452-04-000065 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,570,814

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
April 12, 2004 Filed Apr 12, 2004 22:00 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-04-000065 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,604,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:55 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001234452-04-000062 · edgardoc.xml · derivative · entry 5

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,500

Underlying: Common Stock · 12,500 shares

Expires 2007-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on November 14, 1998.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:55 UTC SaleCommon Stock 12,500 $67.90 $848,778.75
Disclosure

SEC source: 0001234452-04-000062 · edgardoc.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Anthony Thornley and Gillian Thornley as trustees for the Thornley Family Trust dtd. 03/10/00.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:55 UTC Exercise / conversionCommon Stock 12,500 $7.80 $97,500.00
Disclosure

SEC source: 0001234452-04-000062 · edgardoc.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Anthony Thornley and Gillian Thornley as trustees for the Thornley Family Trust dtd. 03/10/00.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
PADOVANI ROBERTOChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,800 $0.00 Strike: $8.02 $0.00
Disclosure

SEC source: 0001234452-04-000063 · edgardoc.xml · derivative · entry 5

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2007-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 50% on December 5, 2001 and 50% on December 5, 2002.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
PADOVANI ROBERTOChief Technology Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,200 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0001234452-04-000063 · edgardoc.xml · derivative · entry 4

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Underlying: Common Stock · 4,200 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
PADOVANI ROBERTOChief Technology Officer
SaleCommon Stock 6,000 $67.90 $407,413.80
Disclosure

SEC source: 0001234452-04-000063 · edgardoc.xml · nonDerivative · entry 3

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,053

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
PADOVANI ROBERTOChief Technology Officer
Exercise / conversionCommon Stock 4,200 $7.02 $29,484.00
Disclosure

SEC source: 0001234452-04-000063 · edgardoc.xml · nonDerivative · entry 2

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
PADOVANI ROBERTOChief Technology Officer
Exercise / conversionCommon Stock 1,800 $8.02 $14,436.00
Disclosure

SEC source: 0001234452-04-000063 · edgardoc.xml · nonDerivative · entry 1

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Roberto Padovani and Colleen A. Padovani Trustees for the Padovani Family Trust dtd. 6/10/96.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-04-000064 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $67.09 $2,281,138.20
Disclosure

SEC source: 0001234452-04-000064 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,590,814

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-04-000064 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,624,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
April 05, 2004 Filed Apr 6, 2004 21:56 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 4,882 $0.00 $0.00
Disclosure

SEC source: 0001234452-04-000064 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,610,814

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:08 UTC
ALTMAN STEVEN RPresident, QCOM Tech Licensing
GrantPhantom Stock Unit · Derivative 110 $63.77 Strike: $1.00 $7,014.70
Disclosure

SEC source: 0001234452-04-000052 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President, QCOM Tech Licensing

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 11,477.861

Underlying: Common Stock · 110 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:08 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GrantPhantom Stock Unit · Derivative 310 $63.77 Strike: $1.00 $19,768.70
Disclosure

SEC source: 0001234452-04-000053 · edgardoc.xml · derivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 61,072.821

Underlying: Common Stock · 310 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:09 UTC
JACOBS JEFFREY APresident, Global Development
GrantPhantom Stock Unit · Derivative 100 $63.77 Strike: $1.00 $6,377.00
Disclosure

SEC source: 0001234452-04-000054 · edgardoc.xml · derivative · entry 1

JACOBS JEFFREY A · CIK 0001191308 · President, Global Development

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 7,042.935

Underlying: Common Stock · 100 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:09 UTC
JACOBS PAUL EPresident, Wireless & Internet
GrantPhantom Stock Unit · Derivative 120 $63.77 Strike: $1.00 $7,652.40
Disclosure

SEC source: 0001234452-04-000055 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · President, Wireless & Internet

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 6,773.397

Underlying: Common Stock · 120 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:09 UTC
JHA SANJAY KPresident, QCT
GrantPhantom Stock Unit · Derivative 173 $63.77 Strike: $1.00 $11,032.21
Disclosure

SEC source: 0001234452-04-000056 · edgardoc.xml · derivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 6,215.508

Underlying: Common Stock · 173 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:09 UTC
LUPIN LOUIS MSenior VP, General Counsel
GrantPhantom Stock Unit · Derivative 124 $63.77 Strike: $1.00 $7,907.48
Disclosure

SEC source: 0001234452-04-000057 · edgardoc.xml · derivative · entry 1

LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 5,414.077

Underlying: Common Stock · 124 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:10 UTC
PADOVANI ROBERTOChief Technology Officer
GrantPhantom Stock Unit · Derivative 118 $63.77 Strike: $1.00 $7,524.86
Disclosure

SEC source: 0001234452-04-000058 · edgardoc.xml · derivative · entry 1

PADOVANI ROBERTO · CIK 0001191314 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 9,197.44

Underlying: Common Stock · 118 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 3, 2004 00:04 UTC
SULLIVAN DANIEL LExecutive VP, Human Resources
GrantPhantom Stock Unit · Derivative 38 $63.77 Strike: $1.00 $2,423.26
Disclosure

SEC source: 0001234452-04-000061 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 14,546.609

Underlying: Common Stock · 38 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 22:52 UTC GrantPhantom Stock Unit · Derivative 156 $63.77 Strike: $1.00 $9,948.12
Disclosure

SEC source: 0001234452-04-000059 · edgardoc.xml · derivative · entry 3

THORNLEY ANTHONY S · CIK 0001191319 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 22,343.823

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
March 29, 2004 Filed Mar 29, 2004 23:03 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-04-000051 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
March 29, 2004 Filed Mar 29, 2004 23:03 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 5,190 $0.00 $0.00
Disclosure

SEC source: 0001234452-04-000051 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,615,696

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 29, 2004 Filed Mar 29, 2004 23:03 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $63.22 $2,149,480.00
Disclosure

SEC source: 0001234452-04-000051 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,620,886

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 29, 2004 Filed Mar 29, 2004 23:03 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-04-000051 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,654,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 22, 2004 Filed Mar 22, 2004 21:45 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-04-000050 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
March 22, 2004 Filed Mar 22, 2004 21:45 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 5,325 $0.00 $0.00
Disclosure

SEC source: 0001234452-04-000050 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,640,886

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 22, 2004 Filed Mar 22, 2004 21:45 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $63.35 $2,153,900.00
Disclosure

SEC source: 0001234452-04-000050 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,646,211

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 22, 2004 Filed Mar 22, 2004 21:45 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-04-000050 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,680,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 15, 2004 Filed Mar 16, 2004 00:43 UTC SaleCommon Stock 5,000 $62.60 $312,980.00
Disclosure

SEC source: 0001234452-04-000048 · edgardoc.xml · nonDerivative · entry 1

COFFMAN ADELIA A · CIK 0001191322 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 243,103

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Ron D. Coffman & Adelia A. Coffman, Trustees of the Coffman Family Trust dtd. 12/16/93.

Read SEC document
March 15, 2004 Filed Mar 16, 2004 00:43 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-04-000049 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
March 15, 2004 Filed Mar 16, 2004 00:43 UTC
JACOBS IRWIN MDirector · Chairman & CEO
GiftCommon Stock 5,295 $0.00 $0.00
Disclosure

SEC source: 0001234452-04-000049 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,666,211

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 15, 2004 Filed Mar 16, 2004 00:43 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $62.50 $2,125,000.00
Disclosure

SEC source: 0001234452-04-000049 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,671,506

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 15, 2004 Filed Mar 16, 2004 00:43 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-04-000049 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,705,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC GiftCommon Stock 1,897 $0.00 $0.00
Disclosure

SEC source: 0001234452-04-000046 · edgardoc.xml · nonDerivative · entry 2

COFFMAN ADELIA A · CIK 0001191322 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 248,103

F1 · ownership.nature: Securities held by Ron D. Coffman & Adelia A. Coffman, Trustees of the Coffman Family Trust dtd. 12/16/93.

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC SaleCommon Stock 18,970 $62.86 $1,192,454.20
Disclosure

SEC source: 0001234452-04-000046 · edgardoc.xml · nonDerivative · entry 1

COFFMAN ADELIA A · CIK 0001191322 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 250,000

F1 · ownership.nature: Securities held by Ron D. Coffman & Adelia A. Coffman, Trustees of the Coffman Family Trust dtd. 12/16/93.

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,000 $0.00 Strike: $8.60 $0.00
Disclosure

SEC source: 0001234452-04-000047 · edgardoc.xml · derivative · entry 6

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Stock · 16,000 shares

Expires 2009-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in five equal installments beginning on January 15, 2000.

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 96,000 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001234452-04-000047 · edgardoc.xml · derivative · entry 5

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,000

Underlying: Common Stock · 96,000 shares

Expires 2007-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in five equal annual installments beginning on February 11, 1998.

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC SaleCommon Stock 16,000 $62.66 $1,002,579.20
Disclosure

SEC source: 0001234452-04-000047 · edgardoc.xml · nonDerivative · entry 4

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC Exercise / conversionCommon Stock 16,000 $8.60 $137,600.00
Disclosure

SEC source: 0001234452-04-000047 · edgardoc.xml · nonDerivative · entry 3

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC SaleCommon Stock 96,000 $62.66 $6,015,475.20
Disclosure

SEC source: 0001234452-04-000047 · edgardoc.xml · nonDerivative · entry 2

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
March 12, 2004 Filed Mar 12, 2004 22:39 UTC Exercise / conversionCommon Stock 96,000 $7.03 $674,880.00
Disclosure

SEC source: 0001234452-04-000047 · edgardoc.xml · nonDerivative · entry 1

KAHN ROBERT E · CIK 0001196465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2004 Filed Mar 9, 2004 19:32 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001234452-04-000043 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,000

Underlying: Common Stock · 14,000 shares

Expires 2006-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 12, 1997.

Read SEC document
March 08, 2004 Filed Mar 9, 2004 19:32 UTC
JACOBS IRWIN MDirector · Chairman & CEO
SaleCommon Stock 34,000 $63.70 $2,165,800.00
Disclosure

SEC source: 0001234452-04-000043 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,691,506

F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
March 08, 2004 Filed Mar 9, 2004 19:32 UTC
JACOBS IRWIN MDirector · Chairman & CEO
Exercise / conversionCommon Stock 14,000 $5.66 $79,240.00
Disclosure

SEC source: 0001234452-04-000043 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,725,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.