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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionCommon Stock 3,072 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000009 · edgardoc.xml · nonDerivative · entry 1

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 4,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Harish and Radha Manwani.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,072.8908 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000008 · edgardoc.xml · derivative · entry 2

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 3,072.8908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC Exercise / conversionCommon Stock 3,072 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000008 · edgardoc.xml · nonDerivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 20,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionDeferred Stock Unit · Derivative 1,992.6288 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000010 · edgardoc.xml · derivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 1,992.6288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 9, 2018, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 9, 2018, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Disposition to issuerCommon Stock 642 $55.58 $35,682.36
Disclosure

SEC source: 0001205233-18-000010 · edgardoc.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,000

F1 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionCommon Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000010 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,072.8908 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000011 · edgardoc.xml · derivative · entry 4

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 3,072.8908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Tax withholdingCommon Stock 461 $55.58 $25,622.38
Disclosure

SEC source: 0001205233-18-000011 · edgardoc.xml · nonDerivative · entry 3

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,513

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Disposition to issuerCommon Stock 1,382 $55.58 $76,811.56
Disclosure

SEC source: 0001205233-18-000011 · edgardoc.xml · nonDerivative · entry 2

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,974

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionCommon Stock 3,072 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000011 · edgardoc.xml · nonDerivative · entry 1

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionDeferred Stock Unit · Derivative 1,992.6288 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000012 · edgardoc.xml · derivative · entry 4

VINCIQUERRA ANTHONY J · CIK 0001224836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 1,992.6288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 9, 2018, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F4 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) March 9, 2018, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:07 UTC Exercise / conversionCommon Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000012 · edgardoc.xml · nonDerivative · entry 1

VINCIQUERRA ANTHONY J · CIK 0001224836 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust 2

Disclosed balance after: 3,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Anthony J. Vinciquerra, Trustee for the Anthony J. Vinciquerra Trust.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:48 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 62,000 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001205233-18-000005 · edgardoc.xml · derivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,000 shares

Expires 2018-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:48 UTC
THOMPSON JAMES HEVP, Engineering & CTO
SaleCommon Stock 50,126 $62.66 $3,141,110.70
Disclosure

SEC source: 0001205233-18-000005 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,356

F1 · price: The sale prices for this transaction ranged from $62.65 to $62.79. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 235 shares acquired on July 31, 2017 and 234 shares acquired on January 31, 2018 under the Company's Employee Stock Purchase Plan.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 21:48 UTC
THOMPSON JAMES HEVP, Engineering & CTO
Exercise / conversionCommon Stock 62,000 $43.24 $2,680,880.00
Disclosure

SEC source: 0001205233-18-000005 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 28, 2018 01:01 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 1,180 $66.94 $78,989.20
Disclosure

SEC source: 0001205233-18-000004 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,457

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.

Read SEC document
January 29, 2018 Filed Jan 29, 2018 22:10 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 713 $68.20 $48,626.60
Disclosure

SEC source: 0001205233-18-000002 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,403

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 21:07 UTC
GROB MATTHEW SEVP, Technology
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 43,000 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001234452-18-000006 · edgardoc.xml · derivative · entry 6

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,000 shares

Expires 2018-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 21:07 UTC
GROB MATTHEW SEVP, Technology
SaleCommon Stock 43,000 $65.35 $2,809,976.90
Disclosure

SEC source: 0001234452-18-000006 · edgardoc.xml · nonDerivative · entry 2

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $64.98 to $65.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 21:07 UTC
GROB MATTHEW SEVP, Technology
Exercise / conversionCommon Stock 43,000 $58.24 $2,504,320.00
Disclosure

SEC source: 0001234452-18-000006 · edgardoc.xml · nonDerivative · entry 1

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:28 UTC GrantCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001234452-18-000003 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722.3789

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:28 UTC GrantCommon Stock 383 $0.00 $0.00
Disclosure

SEC source: 0001234452-18-000004 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,569.25

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
December 27, 2017 Filed Dec 27, 2017 21:16 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 919 $64.32 $59,110.08
Disclosure

SEC source: 0001234452-17-000208 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,116

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 23:19 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 93,755.5894 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000202 · edgardoc.xml · derivative · entry 6

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,929.2234

Underlying: Common Stock · 93,755.5894 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.

F5 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 23:19 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 104,172.4982 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000202 · edgardoc.xml · derivative · entry 5

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,684.8128

Underlying: Common Stock · 104,172.4982 shares

Expires 2018-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.

F4 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 23:19 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 48,922 $65.38 $3,198,520.36
Disclosure

SEC source: 0001234452-17-000202 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 442,818

F2 · balance_after: Includes 202 shares acquired on January 31, 2017 and 235 shares acquired on July 31, 2017 under the Company's Employee Stock Purchase Plan.

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 23:19 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 52,179 $65.38 $3,411,463.02
Disclosure

SEC source: 0001234452-17-000202 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 491,740

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 23:19 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 93,755 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000202 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 543,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 18, 2017 Filed Dec 18, 2017 23:19 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 104,172 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000202 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 450,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 21:27 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 874 $68.52 $59,886.48
Disclosure

SEC source: 0001234452-17-000200 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,035

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:35 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 3,500 $66.73 $233,541.00
Disclosure

SEC source: 0001234452-17-000198 · edgardoc.xml · nonDerivative · entry 10

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F4 · price: The sale prices for this transaction ranged from $66.64 to $66.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 23:35 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 4,340 $66.43 $288,311.41
Disclosure

SEC source: 0001234452-17-000198 · edgardoc.xml · nonDerivative · entry 9

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,500

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $65.6250 to $66.6201. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 6,896.2431 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000195 · edgardoc.xml · derivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,793.5252

Underlying: Common Stock · 6,896.2431 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 1,886 $66.47 $125,362.42
Disclosure

SEC source: 0001234452-17-000195 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,919

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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November 20, 2017 Filed Nov 21, 2017 21:03 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 6,896 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000195 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 6,741.2739 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 12

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,694.751

Underlying: Common Stock · 6,741.2739 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 7,107.1405 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 11

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,436.0249

Underlying: Common Stock · 7,107.1405 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 5,552.6524 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 10

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,552.6524

Underlying: Common Stock · 5,552.6524 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 2,092.3846 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,092.3846 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 2,640 $66.47 $175,480.80
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,909

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 2,534 $66.47 $168,434.98
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,549

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 786 $66.47 $52,245.42
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,083

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 4,043 $66.47 $268,738.21
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,869

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 2,092 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 6,741 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 5,552 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 7,107 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000196 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 23:35 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 6,896.2431 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000198 · edgardoc.xml · derivative · entry 14

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,793.5252

Underlying: Common Stock · 6,896.2431 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F8 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F8 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 23:35 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 2,330.863 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000198 · edgardoc.xml · derivative · entry 13

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,809.3604

Underlying: Common Stock · 2,330.863 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 23:35 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 3,479.5759 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000198 · edgardoc.xml · derivative · entry 12

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,140.2234

Underlying: Common Stock · 3,479.5759 shares

Expires 2018-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.