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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2018 Filed Oct 11, 2018 20:37 UTC Exercise / conversionCommon Stock 68,000 $55.31 $3,761,080.00
Disclosure

SEC source: 0001205233-18-000083 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 20:37 UTC SaleCommon Stock 20,625 $68.72 $1,417,350.00
Disclosure

SEC source: 0001205233-18-000083 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,420

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $68.49 to $68.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 10, 2018 Filed Oct 11, 2018 20:37 UTC Exercise / conversionCommon Stock 20,625 $40.70 $839,437.50
Disclosure

SEC source: 0001205233-18-000083 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 21:01 UTC GrantDeferred Stock Unit · Derivative 1,566 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000081 · edgardoc.xml · derivative · entry 1

Anstice Martin B · CIK 0001293332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 1,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 21:01 UTC GrantDeferred Stock Unit · Derivative 1,566 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000082 · edgardoc.xml · derivative · entry 1

ROSENFELD IRENE B · CIK 0001082930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Underlying: Common Stock · 1,566 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 23:49 UTC GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000075 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004.3487

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 23:49 UTC GrantCommon Stock 344 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000076 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939.3371

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
September 27, 2018 Filed Sep 28, 2018 20:39 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 854 $72.18 $61,641.72
Disclosure

SEC source: 0001205233-18-000072 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:50 UTC
Davis George SEVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 33,915 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000063 · edgardoc.xml · derivative · entry 1

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,915

Underlying: Common Stock · 33,915 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:50 UTC GrantRestricted Stock Unit · Derivative 49,330 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000064 · edgardoc.xml · derivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,330

Underlying: Common Stock · 49,330 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:50 UTC GrantRestricted Stock Unit · Derivative 47,400.624 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000064 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,166.5436

Underlying: Common Stock · 47,400.624 shares

Expires 2020-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On September 20, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F3 · shares: These Restricted Stock Units include an initial grant of 46,440 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:50 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantRestricted Stock Unit · Derivative 16,958 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000065 · edgardoc.xml · derivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,958

Underlying: Common Stock · 16,958 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:51 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantRestricted Stock Unit · Derivative 24,665 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000066 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,665

Underlying: Common Stock · 24,665 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:51 UTC
Rosenberg Donald JEVP & General Counsel
GrantRestricted Stock Unit · Derivative 27,748 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000067 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,748

Underlying: Common Stock · 27,748 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:51 UTC
STERLING MICHELLE MEVP, Human Resources
GrantRestricted Stock Unit · Derivative 18,499 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000068 · edgardoc.xml · derivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,499

Underlying: Common Stock · 18,499 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 20:51 UTC
THOMPSON JAMES HEVP, Engineering & CTO, QTI
GrantRestricted Stock Unit · Derivative 43,164 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000069 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO, QTI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,164

Underlying: Common Stock · 43,164 shares

Expires 2021-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 22:49 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantPerformance Stock Option · Derivative 496,397 $0.00 Strike: $74.60 $0.00
Disclosure

SEC source: 0001205233-18-000070 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,397

Underlying: Common Stock · 496,397 shares

Expires 2025-09-19

F1 · derivative.exercise_date: The option may become exercisable in three equal installments on October 1, 2019, October 1, 2020 and October 1, 2021, provided the Company achieves a minimum 25% Total Shareholder Return for 20-consecutive trading days on the NASDAQ Global Select Market, on or before September 20, 2020.

Read SEC document
September 20, 2018 Filed Sep 28, 2018 21:24 UTC Amendment
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantPerformance Stock Option · Derivative 496,397 $0.00 Strike: $74.60 $0.00
Disclosure

SEC source: 0001205233-18-000074 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,397

Underlying: Common Stock · 496,397 shares

Expires 2025-09-19

F1 · derivative.exercise_date: The option may become exercisable in three equal installments on October 1, 2019, October 1, 2020 and October 1, 2021, provided the Company achieves an average 25% or more Total Shareholder Return for 20-consecutive trading days on the NASDAQ Global Select Market, on or before September 20, 2020.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:22 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 1,306 $67.37 $87,985.22
Disclosure

SEC source: 0001205233-18-000062 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,051

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:08 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 7,513.2447 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000059 · edgardoc.xml · derivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,513.2447 shares

Expires 2018-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:08 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 2,598 $66.16 $171,883.68
Disclosure

SEC source: 0001205233-18-000059 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 6,684

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:08 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 7,513 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000059 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 9,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
August 10, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
OtherCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 45,453

F3 · kind: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust.

F3 · price: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust.

F6 · ownership.nature: Securities held by Premier Trust, as trustee.

Read SEC document
August 10, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
OtherCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 9

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse's Trust

Disclosed balance after: 45,453

F5 · kind: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust.

F5 · price: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust.

F6 · ownership.nature: Securities held by Premier Trust, as trustee.

Read SEC document
August 10, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
OtherCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

F5 · kind: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust.

F5 · price: In connection with an estate planning transaction, Dr. Thompson's spouse transferred 45,453 shares to a separate grantor trust which issued an unsecured promissory note to the spouse. Dr. Thompson, his spouse and their children are beneficiaries of the grantor trust.

Read SEC document
August 10, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
OtherCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 7

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 45,453

F1 · kind: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife.

F1 · price: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife.

Read SEC document
August 10, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
OtherCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,971

F3 · kind: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust.

F3 · price: In connection with an estate tax planning transaction, Dr. Thompson transferred 45,453 shares to a grantor trust which issued an unsecured promissory note to Dr. Thompson. Dr. Thompson, his spouse and children are the beneficiaries of the grantor trust.

Read SEC document
August 10, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
OtherCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,424

F1 · kind: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife.

F1 · price: Dr. Thompson and his wife transmuted their community property interest in 90,906 shares to 45,453 shares as the separate property of Dr. Thompson and 45,453 shares as the separate property of his wife.

F2 · balance_after: Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.

Read SEC document
August 09, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GiftCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · Childrens' Trust

Disclosed balance after: 4,539

F4 · ownership.nature: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

Read SEC document
August 09, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GiftCommon Stock 90 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,877

Read SEC document
August 02, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GiftCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · Childrens' Trust

Disclosed balance after: 4,449

F4 · ownership.nature: Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.

Read SEC document
August 02, 2018 Filed Aug 23, 2018 22:34 UTC
THOMPSON JAMES HEVP, Engineering & CTO
GiftCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000060 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,967

Read SEC document
July 27, 2018 Filed Jul 31, 2018 20:45 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 828 $63.40 $52,495.20
Disclosure

SEC source: 0001205233-18-000058 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:15 UTC GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000055 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,808.9658

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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June 30, 2018 Filed Jul 3, 2018 20:15 UTC GrantCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000056 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,555.974

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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June 27, 2018 Filed Jun 28, 2018 16:03 UTC
FIELDS MARKDirector
GrantDeferred Stock Unit · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000052 · edgardoc.xml · derivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

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June 27, 2018 Filed Jun 28, 2018 16:03 UTC
Smit NeilDirector
GrantDeferred Stock Unit · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000053 · edgardoc.xml · derivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) April 5, 2021, (2) death, (3) disability, or (4) a change in control.

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June 27, 2018 Filed Jun 28, 2018 20:37 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 789 $56.55 $44,617.95
Disclosure

SEC source: 0001205233-18-000054 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,998

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

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May 29, 2018 Filed May 30, 2018 20:28 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 1,052 $59.55 $62,646.60
Disclosure

SEC source: 0001205233-18-000042 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,787

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

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May 20, 2018 Filed May 21, 2018 20:25 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 2,610.4494 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000040 · edgardoc.xml · derivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,610.4494 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

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May 20, 2018 Filed May 21, 2018 20:25 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 903 $57.51 $51,931.53
Disclosure

SEC source: 0001205233-18-000040 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,839

Read SEC document
May 20, 2018 Filed May 21, 2018 20:25 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 2,610 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000040 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2018 Filed May 21, 2018 20:25 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 2,060.881 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000041 · edgardoc.xml · derivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,060.881 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018.

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May 20, 2018 Filed May 21, 2018 20:25 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 712 $57.51 $40,947.12
Disclosure

SEC source: 0001205233-18-000041 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,582

F2 · balance_after: Includes 234 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2018.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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May 20, 2018 Filed May 21, 2018 20:25 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 2,060 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000041 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 2,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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May 08, 2018 Filed May 9, 2018 20:33 UTC SaleCommon Stock 16,082 $53.04 $852,989.28
Disclosure

SEC source: 0001205233-18-000038 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,233

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 08, 2018 Filed May 9, 2018 20:33 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 11,670 $53.01 $618,603.36
Disclosure

SEC source: 0001205233-18-000039 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $52.983 to $53.08. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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May 06, 2018 Filed May 7, 2018 23:28 UTC
GROB MATTHEW SEVP, Technology
GrantRestricted Stock Unit · Derivative 13,512.9633 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000030 · edgardoc.xml · derivative · entry 7

GROB MATTHEW S · CIK 0001525498 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,512.9633

Underlying: Common Stock · 13,512.9633 shares

Expires 2020-11-20

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F7 · shares: These Restricted Stock Units include an initial grant of 13,262 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F8 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F8 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:22 UTC GrantRestricted Stock Unit · Derivative 60,131.7693 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000031 · edgardoc.xml · derivative · entry 7

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,131.7693

Underlying: Common Stock · 60,131.7693 shares

Expires 2020-11-20

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F5 · shares: These Restricted Stock Units include an initial grant of 59,015 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
May 06, 2018 Filed May 8, 2018 20:22 UTC
Davis George SEVP & Chief Financial Officer
GrantRestricted Stock Unit · Derivative 45,042.5319 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000032 · edgardoc.xml · derivative · entry 4

Davis George S · CIK 0001379532 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,042.5319

Underlying: Common Stock · 45,042.5319 shares

Expires 2020-11-20

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 6, 2018, the Compensation Committee certified that the performance vesting conditions were satisfied.

F6 · shares: These Restricted Stock Units include an initial grant of 44,206 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.

F7 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F7 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.