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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2019 Filed May 7, 2019 17:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,963.6388 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · derivative · entry 8

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,963.6388 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 12,389.7361 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · derivative · entry 7

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,963.6388

Underlying: Common Stock · 12,389.7361 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC Tax withholdingCommon Stock 1,817 $89.29 $162,239.93
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · nonDerivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,932

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC GrantCommon Stock 3,665 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · nonDerivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,749

F1 · shares: These shares represent Performance Stock Units that vested on April 7, 2019. On May 5, 2019, the Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC Tax withholdingCommon Stock 7,419 $89.29 $662,442.51
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,084

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC Tax withholdingCommon Stock 4,463 $89.29 $398,501.27
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,503

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC Exercise / conversionCommon Stock 14,963 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC Exercise / conversionCommon Stock 12,389 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000047 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 18,585.1992 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000048 · edgardoc.xml · derivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,585.1992 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 7,535 $89.29 $672,800.15
Disclosure

SEC source: 0001205233-19-000048 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050

Read SEC document
May 05, 2019 Filed May 7, 2019 17:34 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 18,585 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000048 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionRestricted Stock Unit · Derivative 14,963.6388 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · derivative · entry 11

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,963.6388 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F6 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

F6 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 5, 2017, 2018 and 2019.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionRestricted Stock Unit · Derivative 11,357.555 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · derivative · entry 10

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,963.6388

Underlying: Common Stock · 11,357.555 shares

Expires 2019-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 3,635 $89.29 $324,569.15
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,313

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
GrantCommon Stock 7,331 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 5

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,948

F1 · shares: These shares represent Performance Stock Units that vested on April 7, 2019. On May 5, 2019, the Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 7,419 $89.29 $662,442.51
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,617

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 4,585 $89.29 $409,394.65
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,036

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionCommon Stock 14,963 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2019 Filed May 7, 2019 17:35 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionCommon Stock 11,357 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000049 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:39 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 315 $89.51 $28,195.65
Disclosure

SEC source: 0001205233-19-000044 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 03, 2019 Filed May 7, 2019 16:39 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 5,803 $89.25 $517,925.87
Disclosure

SEC source: 0001205233-19-000044 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

F1 · balance_after: Includes 72 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:39 UTC SaleCommon Stock 2,000 $89.58 $179,160.00
Disclosure

SEC source: 0001205233-19-000045 · edgardoc.xml · nonDerivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 2,203

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
May 03, 2019 Filed May 7, 2019 16:40 UTC
MODOFF BRIANEVP, Strategy and M&A
SaleCommon Stock 17,440 $88.53 $1,543,947.50
Disclosure

SEC source: 0001205233-19-000046 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,111

F1 · price: The sale prices for this transaction ranged from $88.42 to $88.58. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

F3 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
April 16, 2019 Filed Apr 18, 2019 20:31 UTC SaleCommon Stock 13,466 $60.00 $807,960.00
Disclosure

SEC source: 0001205233-19-000043 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,614

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 20:24 UTC
WISE DAVIDInterim CFO
GrantRestricted Stock Unit · Derivative 9,485 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000041 · edgardoc.xml · derivative · entry 1

WISE DAVID · CIK 0001773183 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,485

Underlying: Common Stock · 9,485 shares

Expires 2019-07-05

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest 100% on July 5, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest 100% on July 5, 2019.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:57 UTC GrantCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000035 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686.0219

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:57 UTC
FIELDS MARKDirector
GrantCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000036 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875.8131

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:57 UTC GrantCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000037 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376.2525

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:58 UTC
Smit NeilDirector
GrantCommon Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000038 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767.8131

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:17 UTC
Rosenberg Donald JEVP & General Counsel
OtherCommon Stock 3,694 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000034 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 22,613

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

F4 · ownership.nature: Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 21:17 UTC
Rosenberg Donald JEVP & General Counsel
OtherCommon Stock 3,694 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000034 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · ownership.nature: Securities held by Mark Lindsay, Trustee of the Stacy K. Rosenberg Qualcomm Annuity Trust.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:58 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000022 · edgardoc.xml · derivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:59 UTC
FIELDS MARKDirector
GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000023 · edgardoc.xml · derivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115.6293

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:59 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000024 · edgardoc.xml · derivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:59 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000026 · edgardoc.xml · derivative · entry 1

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:59 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000025 · edgardoc.xml · derivative · entry 1

LIVERMORE ANN M · CIK 0001207622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:00 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000027 · edgardoc.xml · derivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 12, 2019 Filed Mar 14, 2019 23:00 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000028 · edgardoc.xml · derivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,842.8359

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 12, 2019 Filed Mar 14, 2019 23:00 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000029 · edgardoc.xml · derivative · entry 1

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 12, 2019 Filed Mar 14, 2019 23:01 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000030 · edgardoc.xml · derivative · entry 1

ROSENFELD IRENE B · CIK 0001082930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,824.2241

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 12, 2019 Filed Mar 14, 2019 23:01 UTC
Smit NeilDirector
GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000031 · edgardoc.xml · derivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115.6293

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:01 UTC GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000032 · edgardoc.xml · derivative · entry 1

VINCIQUERRA ANTHONY J · CIK 0001224836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,609.2257

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:25 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000014 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 08, 2019 Filed Mar 12, 2019 20:25 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000014 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

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March 08, 2019 Filed Mar 12, 2019 20:26 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000015 · edgardoc.xml · derivative · entry 3

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 08, 2019 Filed Mar 12, 2019 20:26 UTC Disposition to issuerCommon Stock 1,644 $53.53 $88,003.32
Disclosure

SEC source: 0001205233-19-000015 · edgardoc.xml · nonDerivative · entry 2

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:26 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000015 · edgardoc.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:26 UTC Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000016 · edgardoc.xml · derivative · entry 3

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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March 08, 2019 Filed Mar 12, 2019 20:26 UTC Disposition to issuerCommon Stock 1,644 $53.53 $88,003.32
Disclosure

SEC source: 0001205233-19-000016 · edgardoc.xml · nonDerivative · entry 2

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 26,190

F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:26 UTC Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000016 · edgardoc.xml · nonDerivative · entry 1

HORTON THOMAS W · CIK 0001175928 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 27,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Thomas W. and Janet P. Horton.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.