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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2019 Filed Aug 21, 2019 20:15 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionRestricted Stock Unit · Derivative 414.8069 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000070 · edgardoc.xml · derivative · entry 3

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244.4207

Underlying: Common Stock · 414.8069 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on February 20, 2019, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on February 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:15 UTC
WISE DAVIDSVP & Interim CFO
Tax withholdingCommon Stock 205 $76.07 $15,594.35
Disclosure

SEC source: 0001205233-19-000070 · edgardoc.xml · nonDerivative · entry 2

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,227

Read SEC document
August 20, 2019 Filed Aug 21, 2019 20:15 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionCommon Stock 414 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000070 · edgardoc.xml · nonDerivative · entry 1

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:19 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 58 $74.87 $4,342.46
Disclosure

SEC source: 0001205233-19-000069 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:19 UTC
POLEK ERIN LSVP & Chief Accounting Officer
GrantCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000069 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

Read SEC document
August 02, 2019 Filed Aug 5, 2019 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 1,386 $70.46 $97,651.32
Disclosure

SEC source: 0001205233-19-000068 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:07 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 92 $68.88 $6,336.96
Disclosure

SEC source: 0001205233-19-000068 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
July 05, 2019 Filed Jul 8, 2019 21:37 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionRestricted Stock Unit · Derivative 9,562.9623 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000067 · edgardoc.xml · derivative · entry 3

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,562.9623 shares

Expires 2019-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest 100% on July 5, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest 100% on July 5, 2019.

Read SEC document
July 05, 2019 Filed Jul 8, 2019 21:37 UTC
WISE DAVIDSVP & Interim CFO
Tax withholdingCommon Stock 3,829 $76.66 $293,531.14
Disclosure

SEC source: 0001205233-19-000067 · edgardoc.xml · nonDerivative · entry 2

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,018

Read SEC document
July 05, 2019 Filed Jul 8, 2019 21:37 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionCommon Stock 9,562 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000067 · edgardoc.xml · nonDerivative · entry 1

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:01 UTC GrantCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000063 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607.8759

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:01 UTC
FIELDS MARKDirector
GrantCommon Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000064 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205.0118

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:02 UTC GrantCommon Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000065 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,219.996

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:02 UTC
Smit NeilDirector
GrantCommon Stock 241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000066 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015.1241

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,086.9761 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000061 · edgardoc.xml · derivative · entry 6

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264.1128

Underlying: Common Stock · 1,086.9761 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,023.3952 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000061 · edgardoc.xml · derivative · entry 5

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023.3952

Underlying: Common Stock · 1,023.3952 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 375 $76.62 $28,732.50
Disclosure

SEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 4

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 348 $76.62 $26,663.76
Disclosure

SEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,086 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,023 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000061 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,530.6832 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000062 · edgardoc.xml · derivative · entry 6

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595.2332

Underlying: Common Stock · 1,530.6832 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,615.5968 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000062 · edgardoc.xml · derivative · entry 5

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615.5968

Underlying: Common Stock · 1,615.5968 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
WISE DAVIDSVP & Interim CFO
Tax withholdingCommon Stock 529 $76.62 $40,531.98
Disclosure

SEC source: 0001205233-19-000062 · edgardoc.xml · nonDerivative · entry 4

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,285

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
WISE DAVIDSVP & Interim CFO
Tax withholdingCommon Stock 559 $76.62 $42,830.58
Disclosure

SEC source: 0001205233-19-000062 · edgardoc.xml · nonDerivative · entry 3

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,814

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionCommon Stock 1,530 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000062 · edgardoc.xml · nonDerivative · entry 2

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 20:59 UTC
WISE DAVIDSVP & Interim CFO
Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000062 · edgardoc.xml · nonDerivative · entry 1

WISE DAVID · CIK 0001773183 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:43 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 5,560 $86.44 $480,591.39
Disclosure

SEC source: 0001205233-19-000060 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,599

F1 · price: The sale prices for this transaction ranged from $86.36 to $86.48. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
May 10, 2019 Filed May 13, 2019 21:14 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 7,141 $84.56 $603,835.10
Disclosure

SEC source: 0001205233-19-000059 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 08, 2019 Filed May 8, 2019 23:08 UTC SaleCommon Stock 17,318 $84.87 $1,469,778.66
Disclosure

SEC source: 0001205233-19-000050 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,183

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
May 08, 2019 Filed May 8, 2019 23:09 UTC
WISE DAVIDInterim CFO
Tax withholdingCommon Stock 1,023 $84.54 $86,484.42
Disclosure

SEC source: 0001205233-19-000056 · edgardoc.xml · nonDerivative · entry 2

WISE DAVID · CIK 0001773183 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,228

Read SEC document
May 08, 2019 Filed May 8, 2019 23:09 UTC
WISE DAVIDInterim CFO
GrantCommon Stock 2,958 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000056 · edgardoc.xml · nonDerivative · entry 1

WISE DAVID · CIK 0001773183 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,251

Read SEC document
May 08, 2019 Filed May 9, 2019 22:03 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 11,050 $84.68 $935,719.53
Disclosure

SEC source: 0001205233-19-000058 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,141

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $84.3533 to $85.23. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:08 UTC Tax withholdingCommon Stock 12,361 $88.25 $1,090,858.25
Disclosure

SEC source: 0001205233-19-000050 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,501

Read SEC document
May 06, 2019 Filed May 8, 2019 23:08 UTC GrantCommon Stock 24,930 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000050 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,862

Read SEC document
May 06, 2019 Filed May 8, 2019 23:08 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 2,070 $88.25 $182,677.50
Disclosure

SEC source: 0001205233-19-000051 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 30,540

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:08 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantCommon Stock 8,499 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000051 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,610

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:08 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,538 $88.25 $1,635,978.50
Disclosure

SEC source: 0001205233-19-000052 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 601,363

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:08 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantCommon Stock 40,794 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000052 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 619,901

F1 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 6,167 $88.25 $544,237.75
Disclosure

SEC source: 0001205233-19-000053 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,405

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantCommon Stock 15,865 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000053 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,572

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 20,862 $88.43 $1,844,891.33
Disclosure

SEC source: 0001205233-19-000053 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707

F1 · price: The sale prices for this transaction ranged from $88.42 to $88.475. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 2,939 $88.25 $259,366.75
Disclosure

SEC source: 0001205233-19-000054 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 31,159

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
May 06, 2019 Filed May 8, 2019 23:09 UTC
STERLING MICHELLE MEVP, Human Resources
GrantCommon Stock 8,499 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000054 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,098

F1 · balance_after: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

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May 06, 2019 Filed May 8, 2019 23:09 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 51,000 $0.00 Strike: $55.31 $0.00
Disclosure

SEC source: 0001205233-19-000055 · edgardoc.xml · derivative · entry 8

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,000 shares

Expires 2019-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted and the remaining balance vests semi-annually. The option is fully vested four years after the date of grant.

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May 06, 2019 Filed May 8, 2019 23:09 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 9,552 $88.25 $842,964.00
Disclosure

SEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,025

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May 06, 2019 Filed May 8, 2019 23:09 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
GrantCommon Stock 19,264 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,577

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May 06, 2019 Filed May 8, 2019 23:09 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
SaleCommon Stock 51,000 $87.39 $4,456,803.30
Disclosure

SEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,313

F1 · price: The sale prices for this transaction ranged from $87.30 to $87.64. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

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May 06, 2019 Filed May 8, 2019 23:09 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionCommon Stock 51,000 $55.31 $2,820,810.00
Disclosure

SEC source: 0001205233-19-000055 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 06, 2019 Filed May 8, 2019 23:24 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 7,024 $88.25 $619,868.00
Disclosure

SEC source: 0001205233-19-000057 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,191

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May 06, 2019 Filed May 8, 2019 23:24 UTC
Rosenberg Donald JEVP & General Counsel
GrantCommon Stock 14,165 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000057 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,215

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.