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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 7,440.8119 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000101 · edgardoc.xml · derivative · entry 5

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,440.8119 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 4,335 $85.62 $371,162.70
Disclosure

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 4

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,325

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 3,689 $85.62 $315,852.18
Disclosure

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 31,660

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 8,743 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 7,440 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000101 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 26,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionRestricted Stock Unit · Derivative 19,710.8188 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000102 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,711.8975

Underlying: Common Stock · 19,710.8188 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 9,309 $85.62 $797,036.58
Disclosure

SEC source: 0001205233-19-000102 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,510

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionCommon Stock 19,710 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000102 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 16,554.1727 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000103 · edgardoc.xml · derivative · entry 6

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,776.395

Underlying: Common Stock · 16,554.1727 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 21,221.1436 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000103 · edgardoc.xml · derivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,330.5677

Underlying: Common Stock · 21,221.1436 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:53 UTC Tax withholdingCommon Stock 8,208 $85.62 $702,768.96
Disclosure

SEC source: 0001205233-19-000103 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,479

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:53 UTC Tax withholdingCommon Stock 10,522 $85.62 $900,893.64
Disclosure

SEC source: 0001205233-19-000103 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,687

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:53 UTC Exercise / conversionCommon Stock 16,554 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000103 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:53 UTC Exercise / conversionCommon Stock 21,221 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000103 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 22:52 UTC
Palkhiwala Akash J.SVP & Interim CFO
GrantRestricted Stock Unit · Derivative 11,052 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000094 · edgardoc.xml · derivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,052

Underlying: Common Stock · 11,052 shares

Expires 2022-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 22:52 UTC
POLEK ERIN LSVP & Chief Accounting Officer
GrantRestricted Stock Unit · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000095 · edgardoc.xml · derivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock · 7,982 shares

Expires 2022-11-20

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2020, and the remaining balance vests semi-annually thereafter.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 22:07 UTC SaleCommon Stock 8,611 $80.03 $689,156.41
Disclosure

SEC source: 0001205233-19-000093 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,434

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $80.00 to $80.07. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 21:40 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 10,398 $75.01 $779,918.63
Disclosure

SEC source: 0001205233-19-000092 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,166

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $75.00 to $75.05. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,080.0678 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000086 · edgardoc.xml · derivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,161.1743

Underlying: Common Stock · 17,080.0678 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC Tax withholdingCommon Stock 8,469 $75.47 $639,155.43
Disclosure

SEC source: 0001205233-19-000086 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,045

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC Exercise / conversionCommon Stock 17,080 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000086 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 5,870.981 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000087 · edgardoc.xml · derivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,744.04

Underlying: Common Stock · 5,870.981 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 1,813 $75.47 $136,827.11
Disclosure

SEC source: 0001205233-19-000087 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,848

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 5,870 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000087 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 9,607.3433 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000088 · edgardoc.xml · derivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,215.7255

Underlying: Common Stock · 9,607.3433 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 5,215 $75.47 $393,576.05
Disclosure

SEC source: 0001205233-19-000088 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 9,607 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000088 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 6,404.8956 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000089 · edgardoc.xml · derivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,810.8299

Underlying: Common Stock · 6,404.8956 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 2,690 $75.47 $203,014.30
Disclosure

SEC source: 0001205233-19-000089 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 29,564

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:13 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionCommon Stock 6,404 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000089 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 8,539.5145 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000090 · edgardoc.xml · derivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081.1066

Underlying: Common Stock · 8,539.5145 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 4,635 $75.47 $349,803.45
Disclosure

SEC source: 0001205233-19-000090 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,560

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 8,539 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000090 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionRestricted Stock Unit · Derivative 14,945.4488 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000091 · edgardoc.xml · derivative · entry 6

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,890.8976

Underlying: Common Stock · 14,945.4488 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2019, 2020 and 2021.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 8,112 $75.47 $612,212.64
Disclosure

SEC source: 0001205233-19-000091 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,109

Read SEC document
October 01, 2019 Filed Oct 3, 2019 20:14 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Exercise / conversionCommon Stock 14,945 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000091 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 251 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2019.

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September 30, 2019 Filed Oct 2, 2019 20:23 UTC GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000082 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,587.7986

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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September 30, 2019 Filed Oct 2, 2019 20:23 UTC
FIELDS MARKDirector
GrantCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000083 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541.6706

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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September 30, 2019 Filed Oct 2, 2019 20:23 UTC GrantCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000084 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180.8754

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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September 30, 2019 Filed Oct 2, 2019 20:24 UTC
Smit NeilDirector
GrantCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000085 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268.2609

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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September 20, 2019 Filed Sep 24, 2019 22:15 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 156,986 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000075 · edgardoc.xml · derivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,986

Underlying: Common Stock · 156,986 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest 58.33% on October 1, 2020, 25% on October 1, 2021 and 16.67% on October 1, 2022. The Reporting Person also received Performance Stock Units, which will be described in the Company's Proxy Statement.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest 58.33% on October 1, 2020, 25% on October 1, 2021 and 16.67% on October 1, 2022. The Reporting Person also received Performance Stock Units, which will be described in the Company's Proxy Statement.

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September 20, 2019 Filed Sep 24, 2019 22:15 UTC GrantRestricted Stock Unit · Derivative 60,178 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000076 · edgardoc.xml · derivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,178

Underlying: Common Stock · 60,178 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

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September 20, 2019 Filed Sep 24, 2019 22:15 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
GrantRestricted Stock Unit · Derivative 54,161 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000077 · edgardoc.xml · derivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,161

Underlying: Common Stock · 54,161 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

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September 20, 2019 Filed Sep 24, 2019 22:15 UTC
ROGERS ALEXANDER HEVP & President, QTL
GrantRestricted Stock Unit · Derivative 30,089 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000078 · edgardoc.xml · derivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,089

Underlying: Common Stock · 30,089 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

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September 20, 2019 Filed Sep 24, 2019 22:16 UTC
Rosenberg Donald JEVP & General Counsel
GrantRestricted Stock Unit · Derivative 27,081 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000079 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081

Underlying: Common Stock · 27,081 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 22:16 UTC
STERLING MICHELLE MEVP, Human Resources
GrantRestricted Stock Unit · Derivative 18,054 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000080 · edgardoc.xml · derivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,054

Underlying: Common Stock · 18,054 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

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September 20, 2019 Filed Sep 24, 2019 22:16 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantRestricted Stock Unit · Derivative 16,549 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000081 · edgardoc.xml · derivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,549

Underlying: Common Stock · 16,549 shares

Expires 2022-10-01

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:03 UTC PurchaseCommon Stock 2,705 $73.84 $199,736.66
Disclosure

SEC source: 0001205233-19-000074 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,229

F1 · price: The purchase prices for this transaction ranged from $73.05 to $74.505. The filer hereby agrees to provide, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

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August 23, 2019 Filed Aug 27, 2019 20:45 UTC
Palkhiwala Akash J.SVP & Interim CFO
GrantRestricted Stock Unit · Derivative 40,806 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000073 · edgardoc.xml · derivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · SVP & Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,806

Underlying: Common Stock · 40,806 shares

Expires 2022-08-23

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022.

F2 · derivative.expiration_date: These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on August 23, 2020, 2021 and 2022.

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August 20, 2019 Filed Aug 20, 2019 20:19 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 109 $76.14 $8,299.26
Disclosure

SEC source: 0001205233-19-000069 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.