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0000804328
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Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
GrantCommon Stock 17,509 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 3

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,837

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 2,771 $83.82 $232,265.22
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 2

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,328

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
GrantCommon Stock 5,589 $2,818.00 $15,749,802.00
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,099

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 13,088 $83.82 $1,097,036.16
Disclosure

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 4

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,723

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
STERLING MICHELLE MEVP, Human Resources
GrantCommon Stock 26,397 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 3

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,811

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
STERLING MICHELLE MEVP, Human Resources
Tax withholdingCommon Stock 4,178 $83.82 $350,199.96
Disclosure

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 23,414

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
STERLING MICHELLE MEVP, Human Resources
GrantCommon Stock 8,426 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000113 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,592

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 22:43 UTC SaleCommon Stock 8,346 $85.18 $710,952.34
Disclosure

SEC source: 0001205233-19-000104 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,434

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $84.69 to $85.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 22:43 UTC SaleCommon Stock 10,699 $85.17 $911,273.42
Disclosure

SEC source: 0001205233-19-000104 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,780

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $84.67 to $85.77. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 23:09 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 7,549 $84.82 $640,324.30
Disclosure

SEC source: 0001205233-19-000106 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $84.7738 to $84.9039. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 22, 2019 Filed Nov 22, 2019 23:10 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 8,159 $85.04 $693,880.52
Disclosure

SEC source: 0001205233-19-000107 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,166

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $84.68 to $85.72. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 3,190 $84.65 $270,033.50
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 7

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 15,000 $85.07 $1,276,050.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 7

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

F1 · price: The sale prices for this transaction ranged from $85.04 to $85.101. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 8,743.7023 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000096 · edgardoc.xml · derivative · entry 6

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742.6235

Underlying: Common Stock · 8,743.7023 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionRestricted Stock Unit · Derivative 7,440.8119 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000096 · edgardoc.xml · derivative · entry 5

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,440.8119 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 3,440 $85.62 $294,532.80
Disclosure

SEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 4

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,663

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 2,928 $85.62 $250,695.36
Disclosure

SEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 48,103

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 8,743 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 51,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
MODOFF BRIANEVP, Strategy and M&A
Exercise / conversionCommon Stock 7,440 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000096 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 42,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,541.3888 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · derivative · entry 9

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,085.8938

Underlying: Common Stock · 4,541.3888 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,400.3377 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · derivative · entry 8

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800.6754

Underlying: Common Stock · 2,400.3377 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,916.5217 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · derivative · entry 7

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,916.5217 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,571 $85.62 $134,509.02
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · nonDerivative · entry 6

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,255

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 830 $85.62 $71,064.60
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · nonDerivative · entry 5

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,826

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Tax withholdingCommon Stock 663 $85.62 $56,766.06
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · nonDerivative · entry 4

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,656

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,541 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · nonDerivative · entry 3

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · nonDerivative · entry 2

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,916 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000097 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,732.9354 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · derivative · entry 10

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,468.9869

Underlying: Common Stock · 2,732.9354 shares

Expires 2021-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2019, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,105.7736 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · derivative · entry 9

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,211.5472

Underlying: Common Stock · 1,105.7736 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2018, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,040.0776 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · derivative · entry 8

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,040.0776 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2017, and the remaining balance vests semi-annually thereafter.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 945 $85.62 $80,910.90
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 6

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 382 $85.62 $32,706.84
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 5

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,135

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Tax withholdingCommon Stock 360 $85.62 $30,823.20
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 4

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,517

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,732 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 3

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 2

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
POLEK ERIN LSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,040 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000098 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 12,718.0146 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · derivative · entry 10

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,716.9356

Underlying: Common Stock · 12,718.0146 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

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November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 7,666.0873 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · derivative · entry 9

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,666.0873 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2017, 2018 and 2019.

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November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionRestricted Stock Unit · Derivative 7,272.5097 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · derivative · entry 8

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,666.0873

Underlying: Common Stock · 7,272.5097 shares

Expires 2019-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in four equal amounts on November 20, 2016, 2017, 2018 and 2019.

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November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 6,007 $85.62 $514,319.34
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 6

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,982

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 3,621 $85.62 $310,030.02
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 5

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,989

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Tax withholdingCommon Stock 3,606 $85.62 $308,745.72
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 4

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,610

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 12,718 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 3

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 2

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:50 UTC
ROGERS ALEXANDER HEVP & President, QTL
Exercise / conversionCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000099 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 14,306.0131 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000100 · edgardoc.xml · derivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,307.0921

Underlying: Common Stock · 14,306.0131 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 6,757 $85.62 $578,534.34
Disclosure

SEC source: 0001205233-19-000100 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,192

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
Rosenberg Donald JEVP & General Counsel
Exercise / conversionCommon Stock 14,306 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000100 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 16:51 UTC
STERLING MICHELLE MEVP, Human Resources
Exercise / conversionRestricted Stock Unit · Derivative 8,743.7023 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000101 · edgardoc.xml · derivative · entry 6

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,742.6235

Underlying: Common Stock · 8,743.7023 shares

Expires 2020-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.

F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2018, 2019 and 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.