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QCOM

QUALCOMM INC/DE

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Tapewire entity
2852
SEC CIK
0000804328
Parsed reports
3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2020 Filed Mar 12, 2020 20:19 UTC Tax withholdingCommon Stock 697 $78.89 $54,986.33
Disclosure

SEC source: 0001205233-20-000019 · edgardoc.xml · nonDerivative · entry 2

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 12,664

F1 · ownership.nature: Securities held by Harish and Radha Manwani.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000019 · edgardoc.xml · nonDerivative · entry 1

MANWANI HARISH · CIK 0001527726 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 13,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Harish and Radha Manwani.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:19 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000020 · edgardoc.xml · derivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,062.4573

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000021 · edgardoc.xml · derivative · entry 4

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,454.0584

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,644.6165 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000021 · edgardoc.xml · derivative · entry 3

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0584

Underlying: Common Stock · 4,644.6165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC Disposition to issuerCommon Stock 1,497 $78.89 $118,098.33
Disclosure

SEC source: 0001205233-20-000021 · edgardoc.xml · nonDerivative · entry 2

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 9,749

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000021 · edgardoc.xml · nonDerivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 11,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC Exercise / conversionDeferred Stock Unit · Derivative 4,644.6265 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000022 · edgardoc.xml · derivative · entry 3

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0484

Underlying: Common Stock · 4,644.6265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC Tax withholdingCommon Stock 697 $78.89 $54,986.33
Disclosure

SEC source: 0001205233-20-000022 · edgardoc.xml · nonDerivative · entry 2

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 14,499

F1 · ownership.nature: Securities held by Francisco De Asis Ros Peran and Maria C. Millan Jimenez.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000022 · edgardoc.xml · nonDerivative · entry 1

ROS FRANCISCO · CIK 0001507825 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 15,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Francisco De Asis Ros Peran and Maria C. Millan Jimenez.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000023 · edgardoc.xml · derivative · entry 1

ROSENFELD IRENE B · CIK 0001082930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,085.4014

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC
Smit NeilDirector
GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000024 · edgardoc.xml · derivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,421.5435

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:20 UTC GrantDeferred Stock Unit · Derivative 3,107 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000025 · edgardoc.xml · derivative · entry 1

VINCIQUERRA ANTHONY J · CIK 0001224836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,278.6605

Underlying: Common Stock · 3,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) retirement from the Board, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:21 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,276.2734 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000014 · edgardoc.xml · derivative · entry 6

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955.4573

Underlying: Common Stock · 3,276.2734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash, if election is made within 60 days of the date of grant), three years from the date of grant or the later date specified in a valid deferral election. However, these Deferred Stock Units may be settled earlier upon certain other events.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash, if election is made within 60 days of the date of grant), three years from the date of grant or the later date specified in a valid deferral election. However, these Deferred Stock Units may be settled earlier upon certain other events.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:21 UTC Exercise / conversionDeferred Stock Unit · Derivative 3,216.275 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000014 · edgardoc.xml · derivative · entry 5

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,231.7307

Underlying: Common Stock · 3,216.275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash, if election is made within 60 days of the date of grant), three years from the date of grant or the later date specified in a valid deferral election. However, these Deferred Stock Units may be settled earlier upon certain other events.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash, if election is made within 60 days of the date of grant), three years from the date of grant or the later date specified in a valid deferral election. However, these Deferred Stock Units may be settled earlier upon certain other events.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:21 UTC Disposition to issuerCommon Stock 1,056 $81.80 $86,380.80
Disclosure

SEC source: 0001205233-20-000014 · edgardoc.xml · nonDerivative · entry 4

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 6,602

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:21 UTC Disposition to issuerCommon Stock 1,037 $81.80 $84,826.60
Disclosure

SEC source: 0001205233-20-000014 · edgardoc.xml · nonDerivative · entry 3

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 7,658

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:21 UTC Exercise / conversionCommon Stock 3,276 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000014 · edgardoc.xml · nonDerivative · entry 2

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 8,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:21 UTC Exercise / conversionCommon Stock 3,216 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000014 · edgardoc.xml · nonDerivative · entry 1

Randt Clark T. Jr. · CIK 0001456799 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 5,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Clark T. Randt, Jr. and Sarah T. Randt.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:46 UTC
MODOFF BRIANEVP, Strategy and M&A
SaleCommon Stock 15,957 $89.91 $1,434,693.87
Disclosure

SEC source: 0001205233-20-000013 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 50,001

F1 · price: The sale prices for this transaction ranged from $89.90 to $89.965. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 175 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020.

F3 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 21:16 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
SaleCommon Stock 18,012 $91.47 $1,647,609.87
Disclosure

SEC source: 0001205233-20-000012 · edgardoc.xml · nonDerivative · entry 1

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,319

F1 · price: The sale prices for this transaction ranged from $91.42 to $91.55. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 175 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:24 UTC
POLEK ERIN LSVP & Chief Accounting Officer
SaleCommon Stock 39 $85.57 $3,337.23
Disclosure

SEC source: 0001205233-20-000011 · edgardoc.xml · nonDerivative · entry 1

POLEK ERIN L · CIK 0001760245 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · balance_after: Includes 39 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2020.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 21:03 UTC
ROGERS ALEXANDER HEVP & President, QTL
SaleCommon Stock 735 $95.37 $70,096.95
Disclosure

SEC source: 0001205233-20-000007 · edgardoc.xml · nonDerivative · entry 1

ROGERS ALEXANDER H · CIK 0001687791 · EVP & President, QTL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,247

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 21:20 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
SaleCommon Stock 3,590 $94.00 $337,460.00
Disclosure

SEC source: 0001205233-20-000006 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,428

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 20:59 UTC
Palkhiwala Akash J.EVP & Chief Financial Officer
SaleCommon Stock 5,237 $89.00 $466,093.00
Disclosure

SEC source: 0001205233-20-000005 · edgardoc.xml · nonDerivative · entry 1

Palkhiwala Akash J. · CIK 0001786420 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,018

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:06 UTC GrantCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000001 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533.0685

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:06 UTC
FIELDS MARKDirector
GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000002 · edgardoc.xml · nonDerivative · entry 1

FIELDS MARK · CIK 0001191534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835.4723

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:06 UTC GrantCommon Stock 283 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000003 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072.4513

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:07 UTC
Smit NeilDirector
GrantCommon Stock 212 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000004 · edgardoc.xml · nonDerivative · entry 1

Smit Neil · CIK 0001312168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489.1468

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock upon termination from the Board.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 22:01 UTC SaleCommon Stock 33,932 $84.87 $2,879,639.18
Disclosure

SEC source: 0001205233-19-000108 · edgardoc.xml · nonDerivative · entry 5

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,434

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $84.14 to $85.30. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 22:03 UTC
Rosenberg Donald JEVP & General Counsel
SaleCommon Stock 28,729 $84.51 $2,427,867.68
Disclosure

SEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 5

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

F2 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F3 · price: The sale prices for this transaction ranged from $84.3811 to $84.73. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 20:18 UTC PurchaseCommon Stock 500 $84.60 $42,298.40
Disclosure

SEC source: 0001205233-19-000116 · edgardoc.xml · nonDerivative · entry 1

ROSENFELD IRENE B · CIK 0001082930 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Joint Account

Disclosed balance after: 500

F1 · ownership.nature: Securities held jointly with spouse.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:00 UTC
STERLING MICHELLE MEVP, Human Resources
SaleCommon Stock 17,557 $84.53 $1,484,128.32
Disclosure

SEC source: 0001205233-19-000117 · edgardoc.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,166

F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan.

F2 · price: The sale prices for this transaction ranged from $83.72 to $85.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:01 UTC Tax withholdingCommon Stock 25,293 $83.82 $2,120,059.26
Disclosure

SEC source: 0001205233-19-000108 · edgardoc.xml · nonDerivative · entry 4

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,366

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:01 UTC GrantCommon Stock 51,015 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000108 · edgardoc.xml · nonDerivative · entry 3

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,659

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

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December 08, 2019 Filed Dec 10, 2019 22:01 UTC Tax withholdingCommon Stock 8,074 $83.82 $676,762.68
Disclosure

SEC source: 0001205233-19-000108 · edgardoc.xml · nonDerivative · entry 2

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,644

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December 08, 2019 Filed Dec 10, 2019 22:01 UTC GrantCommon Stock 16,284 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000108 · edgardoc.xml · nonDerivative · entry 1

AMON CRISTIANO R · CIK 0001559665 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,718

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 10,387 $83.82 $870,638.34
Disclosure

SEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 4

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,783

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

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December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantCommon Stock 26,397 $83.82 $2,212,596.54
Disclosure

SEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 3

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,170

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MODOFF BRIANEVP, Strategy and M&A
Tax withholdingCommon Stock 3,316 $83.82 $277,947.12
Disclosure

SEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 2

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,773

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MODOFF BRIANEVP, Strategy and M&A
GrantCommon Stock 8,426 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000109 · edgardoc.xml · nonDerivative · entry 1

MODOFF BRIAN · CIK 0001656712 · EVP, Strategy and M&A

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 53,089

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Brian Modoff & Terry Modoff TTEES the Modoff Family Rev Trust uad 6/22/01 AMD & RSTD 12/3/2015.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 21,415 $83.82 $1,795,005.30
Disclosure

SEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 4

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,372

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
Rosenberg Donald JEVP & General Counsel
GrantCommon Stock 43,193 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 3

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,787

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
Rosenberg Donald JEVP & General Counsel
Tax withholdingCommon Stock 6,837 $83.82 $573,077.34
Disclosure

SEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 2

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,594

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
Rosenberg Donald JEVP & General Counsel
GrantCommon Stock 13,788 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000111 · edgardoc.xml · nonDerivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,431

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 70,503 $83.82 $5,909,561.46
Disclosure

SEC source: 0001205233-19-000110 · edgardoc.xml · nonDerivative · entry 4

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 696,196

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantCommon Stock 142,200 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000110 · edgardoc.xml · nonDerivative · entry 3

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 766,699

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,505 $83.82 $1,886,369.10
Disclosure

SEC source: 0001205233-19-000110 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 624,499

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:02 UTC
MOLLENKOPF STEVEN MDirector · Chief Executive Officer
GrantCommon Stock 45,390 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000110 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 647,004

F1 · shares: These shares represent Performance Stock Units that vested on October 10, 2019. On December 8, 2019, the HR and Compensation Committee determined and certified the number of shares to be paid.

F2 · ownership.nature: Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.

Read SEC document
December 08, 2019 Filed Dec 10, 2019 22:03 UTC
THOMPSON JAMES HEVP, Engineering QTI & CTO
Tax withholdingCommon Stock 8,681 $83.82 $727,641.42
Disclosure

SEC source: 0001205233-19-000112 · edgardoc.xml · nonDerivative · entry 4

THOMPSON JAMES H · CIK 0001559656 · EVP, Engineering QTI & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,156

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.