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QCOM

QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2009 Filed Jul 2, 2009 20:21 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 18,000 $29.21 $525,780.00
Disclosure

SEC source: 0001234452-09-000258 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 989,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 00:59 UTC GrantCommon Stock 276.549 $0.00 $0.00
Disclosure

SEC source: 0001234452-09-000232 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,767.566

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 00:59 UTC GrantCommon Stock 553.097 $0.00 $0.00
Disclosure

SEC source: 0001234452-09-000233 · edgardoc.xml · nonDerivative · entry 1

BENNETT STEPHEN M · CIK 0001188887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291.673

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2020.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 00:59 UTC GrantCommon Stock 414.823 $0.00 $0.00
Disclosure

SEC source: 0001234452-09-000234 · edgardoc.xml · nonDerivative · entry 1

DITTAMORE RAYMOND V · CIK 0001203772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,151.348

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2020.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 01:00 UTC
STERN MARC IDirector
GrantCommon Stock 553.097 $0.00 $0.00
Disclosure

SEC source: 0001234452-09-000235 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048.973

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:17 UTC GrantPhantom Stock Unit · Derivative 264 $45.44 Strike: $1.00 $11,994.84
Disclosure

SEC source: 0001234452-09-000248 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 45,669.917

Underlying: Common Stock · 264 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:17 UTC
JACOBS PAUL EDirector · Chairman & CEO
GrantPhantom Stock Unit · Derivative 384 $45.44 Strike: $1.00 $17,447.04
Disclosure

SEC source: 0001234452-09-000249 · edgardoc.xml · derivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 44,703.221

Underlying: Common Stock · 384 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:18 UTC
PADOVANI ROBERTOEVP & Chief Technology Officer
GrantPhantom Stock Unit · Derivative 207 $45.44 Strike: $1.00 $9,405.05
Disclosure

SEC source: 0001234452-09-000250 · edgardoc.xml · derivative · entry 1

PADOVANI ROBERTO · CIK 0001191314 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 29,868.869

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:18 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantPhantom Stock Unit · Derivative 136 $45.44 Strike: $1.00 $6,179.16
Disclosure

SEC source: 0001234452-09-000251 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 39,807.099

Underlying: Common Stock · 136 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:18 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
GrantPhantom Stock Unit · Derivative 268 $45.44 Strike: $1.00 $12,176.58
Disclosure

SEC source: 0001234452-09-000252 · edgardoc.xml · derivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 30,302.444

Underlying: Common Stock · 268 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:18 UTC
Lauer Len JEVP & Chief Operating Officer
GrantPhantom Stock Unit · Derivative 290 $45.44 Strike: $1.00 $13,176.15
Disclosure

SEC source: 0001234452-09-000253 · edgardoc.xml · derivative · entry 1

Lauer Len J · CIK 0001202231 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 6,637.673

Underlying: Common Stock · 290 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:19 UTC
WANG JINGExecutive Vice President
GrantPhantom Stock Unit · Derivative 163 $45.44 Strike: $1.00 $7,405.91
Disclosure

SEC source: 0001234452-09-000254 · edgardoc.xml · derivative · entry 1

WANG JING · CIK 0001423879 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 8,319.546

Underlying: Common Stock · 163 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:19 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantPhantom Stock Unit · Derivative 270 $45.44 Strike: $1.00 $12,267.45
Disclosure

SEC source: 0001234452-09-000255 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 4,562.739

Underlying: Common Stock · 270 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:19 UTC
ABERLE DEREK KExecutive Vice President
GrantPhantom Stock Unit · Derivative 171 $45.44 Strike: $1.00 $7,769.39
Disclosure

SEC source: 0001234452-09-000256 · edgardoc.xml · derivative · entry 1

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 4,860.91

Underlying: Common Stock · 171 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:21 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001234452-09-000259 · edgardoc.xml · derivative · entry 3

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,919

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest as to 5,973 shares on the second, third, fourth and fifth anniversary of the date of grant. The option is fully vested five years after the date of grant.

F3 · derivative.expiration_date: On the Form 3 filed on January 15, 2008, this option was reported with an expiration date of March 15, 2012. The correct expiration date for this option is two and one-half months after the end of the calendar year in which each respective tranche becomes vested and exercisable.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:21 UTC
GILBERT ANDREW MExecutive Vice President
SaleCommon Stock 1,000 $46.00 $46,000.00
Disclosure

SEC source: 0001234452-09-000259 · edgardoc.xml · nonDerivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,884

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 30, 2009 Filed Jul 2, 2009 20:21 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 1,000 $0.33 $330.00
Disclosure

SEC source: 0001234452-09-000259 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001234452-09-000225 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock · 15,000 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000225 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,600

Underlying: Common Stock · 15,000 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC SaleCommon Stock 30,000 $45.93 $1,377,900.00
Disclosure

SEC source: 0001234452-09-000225 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,734

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $45.90 to $45.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC Exercise / conversionCommon Stock 15,000 $43.00 $645,000.00
Disclosure

SEC source: 0001234452-09-000225 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 161,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC Exercise / conversionCommon Stock 15,000 $41.75 $626,250.00
Disclosure

SEC source: 0001234452-09-000225 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 146,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,200 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000226 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,200

Underlying: Common Stock · 27,200 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC SaleCommon Stock 27,200 $46.02 $1,251,744.00
Disclosure

SEC source: 0001234452-09-000226 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,450,406

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $46.00 to $46.10. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC Exercise / conversionCommon Stock 27,200 $41.75 $1,135,600.00
Disclosure

SEC source: 0001234452-09-000226 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,477,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC GiftCommon Stock 26,132 $0.00 $0.00
Disclosure

SEC source: 0001234452-09-000226 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,450,406

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001234452-09-000227 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock · 15,000 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

Read SEC document
June 29, 2009 Filed Jul 1, 2009 17:43 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000227 · edgardoc.xml · derivative · entry 7

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,600

Underlying: Common Stock · 15,000 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

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June 29, 2009 Filed Jul 1, 2009 17:43 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 30,000 $45.93 $1,377,900.00
Disclosure

SEC source: 0001234452-09-000227 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 971,372

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $45.90 to $45.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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June 29, 2009 Filed Jul 1, 2009 17:43 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 15,000 $43.00 $645,000.00
Disclosure

SEC source: 0001234452-09-000227 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,001,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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June 29, 2009 Filed Jul 1, 2009 17:43 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 15,000 $41.75 $626,250.00
Disclosure

SEC source: 0001234452-09-000227 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 986,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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June 25, 2009 Filed Jun 29, 2009 17:05 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001234452-09-000219 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,000

Underlying: Common Stock · 28,000 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

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June 25, 2009 Filed Jun 29, 2009 17:05 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000219 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,600

Underlying: Common Stock · 28,000 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 28,000 $46.49 $1,301,720.00
Disclosure

SEC source: 0001234452-09-000219 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 971,372

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $46.46 to $46.54. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 28,000 $43.00 $1,204,000.00
Disclosure

SEC source: 0001234452-09-000219 · edgardoc.xml · nonDerivative · entry 3

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 999,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 28,000 $46.49 $1,301,720.00
Disclosure

SEC source: 0001234452-09-000219 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 971,372

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $46.46 to $46.54. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionCommon Stock 28,000 $41.75 $1,169,000.00
Disclosure

SEC source: 0001234452-09-000219 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 999,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 53,778 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000220 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,400

Underlying: Common Stock · 53,778 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

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June 25, 2009 Filed Jun 29, 2009 17:05 UTC SaleCommon Stock 53,778 $46.04 $2,475,939.12
Disclosure

SEC source: 0001234452-09-000220 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,476,538

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $46.00 to $46.10. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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June 25, 2009 Filed Jun 29, 2009 17:05 UTC Exercise / conversionCommon Stock 53,778 $41.75 $2,245,231.50
Disclosure

SEC source: 0001234452-09-000220 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,530,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC GiftCommon Stock 26,184 $0.00 $0.00
Disclosure

SEC source: 0001234452-09-000220 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,476,538

F1 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001234452-09-000221 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,000

Underlying: Common Stock · 28,000 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000221 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,600

Underlying: Common Stock · 28,000 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC SaleCommon Stock 28,000 $46.49 $1,301,720.00
Disclosure

SEC source: 0001234452-09-000221 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,734

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $46.46 to $46.54. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 225 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2009.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

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June 25, 2009 Filed Jun 29, 2009 17:05 UTC Exercise / conversionCommon Stock 28,000 $43.00 $1,204,000.00
Disclosure

SEC source: 0001234452-09-000221 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 159,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC SaleCommon Stock 28,000 $46.49 $1,301,720.00
Disclosure

SEC source: 0001234452-09-000221 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,734

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $46.46 to $46.54. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 25, 2009 Filed Jun 29, 2009 17:05 UTC Exercise / conversionCommon Stock 28,000 $41.75 $1,169,000.00
Disclosure

SEC source: 0001234452-09-000221 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 159,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 22, 2009 Filed Jun 24, 2009 16:49 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $43.00 $0.00
Disclosure

SEC source: 0001234452-09-000214 · edgardoc.xml · derivative · entry 9

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 15,000 shares

Expires 2010-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001.

Read SEC document
June 22, 2009 Filed Jun 24, 2009 16:49 UTC
JACOBS PAUL EDirector · Chairman & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $41.75 $0.00
Disclosure

SEC source: 0001234452-09-000214 · edgardoc.xml · derivative · entry 8

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,600

Underlying: Common Stock · 15,000 shares

Expires 2009-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999.

Read SEC document
June 22, 2009 Filed Jun 24, 2009 16:49 UTC
JACOBS PAUL EDirector · Chairman & CEO
SaleCommon Stock 15,000 $45.31 $679,650.00
Disclosure

SEC source: 0001234452-09-000214 · edgardoc.xml · nonDerivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 971,372

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.