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QUALCOMM INC/DE

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2852
SEC CIK
0000804328
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3,870

Last 12 months

Inside the activity.

0 purchase rows · 113 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025014
Jan 202603
Feb 202605
Mar 202606
Apr 202604
May 2026030
Jun 2026011
Jul 2026011
Aug 202608
Sep 2026011
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2010 Filed Aug 18, 2010 18:31 UTC
JACOBS PAUL EDirector · Chairman & CEO
OtherCommon Stock 60,516 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000153 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 586,012

F1 · kind: This transaction represents the distribution of shares from Mrs. Stacy Jacobs's GRAT to the Paul and Stacy Jacobs Family Trust Dtd 5/3/2000.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

Read SEC document
August 16, 2010 Filed Aug 18, 2010 18:31 UTC
JACOBS PAUL EDirector · Chairman & CEO
OtherCommon Stock 60,516 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000153 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 475,611

F1 · kind: This transaction represents the distribution of shares from Mrs. Stacy Jacobs's GRAT to the Paul and Stacy Jacobs Family Trust Dtd 5/3/2000.

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.

Read SEC document
August 13, 2010 Filed Aug 16, 2010 21:34 UTC SaleCommon Stock 32,500 $37.97 $1,234,025.00
Disclosure

SEC source: 0001234452-10-000149 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,703,614

F1 · price: The sale prices for this transaction ranged from $37.89 to $38.08. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Stock options held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

Read SEC document
August 13, 2010 Filed Aug 16, 2010 21:34 UTC SaleCommon Stock 32,500 $37.97 $1,234,025.00
Disclosure

SEC source: 0001234452-10-000149 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 8,703,614

F1 · price: The sale prices for this transaction ranged from $37.89 to $38.08. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Stock options held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

Read SEC document
August 11, 2010 Filed Aug 12, 2010 22:05 UTC
MOLLENKOPF STEVEN MExecutive Vice President
SaleCommon Stock 10,468 $38.66 $404,692.88
Disclosure

SEC source: 0001234452-10-000147 · edgardoc.xml · nonDerivative · entry 2

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,733.6282

Read SEC document
August 11, 2010 Filed Aug 18, 2010 18:31 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftNon-Qualified Stock Option (right to buy) · Derivative 288,750 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-10-000153 · edgardoc.xml · derivative · entry 5

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust S

Disclosed balance after: 288,750

Underlying: Common Stock · 288,750 shares

Expires 2016-11-06

F6 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F7 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.

Read SEC document
August 11, 2010 Filed Aug 18, 2010 18:31 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftNon-Qualified Stock Option (right to buy) · Derivative 288,750 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-10-000153 · edgardoc.xml · derivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,500

Underlying: Common Stock · 288,750 shares

Expires 2016-11-09

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 11, 2010 Filed Oct 4, 2010 22:32 UTC GiftNon-Qualified Stock Option (right to buy) · Derivative 213,750 $0.00 Strike: $34.86 $0.00
Disclosure

SEC source: 0001234452-10-000179 · edgardoc.xml · derivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust S

Disclosed balance after: 213,750

Underlying: Common Stock · 213,750 shares

Expires 2016-11-09

F2 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F3 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.

Read SEC document
August 11, 2010 Filed Oct 4, 2010 22:32 UTC GiftNon-Qualified Stock Option (right to buy) · Derivative 213,750 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-10-000179 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,500

Underlying: Common Stock · 213,750 shares

Expires 2016-11-09

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
August 11, 2010 Filed Feb 17, 2011 22:15 UTC Amendment GiftNon-Qualified Stock Option (right to buy) · Derivative 213,750 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-11-000119 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust S

Disclosed balance after: 213,750

Underlying: Common Stock · 213,750 shares

Expires 2016-11-09

F1 · derivative.exercise_price: This form corrects the exercise price of the Non-Qualified Stock Option noted in Table II. The original Form 4 was filed on October 4, 2010.

F2 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F4 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.

Read SEC document
August 10, 2010 Filed Aug 12, 2010 22:04 UTC
LEDERER JAMES PExecutive Vice President
Tax withholdingCommon Stock 2,274.9069 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000146 · edgardoc.xml · nonDerivative · entry 1

LEDERER JAMES P · CIK 0001434807 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665.8661

Read SEC document
August 10, 2010 Filed Aug 12, 2010 22:05 UTC
MOLLENKOPF STEVEN MExecutive Vice President
Tax withholdingCommon Stock 6,065.0858 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000147 · edgardoc.xml · nonDerivative · entry 1

MOLLENKOPF STEVEN M · CIK 0001434806 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,201.6282

Read SEC document
August 02, 2010 Filed Aug 4, 2010 17:18 UTC SaleCommon Stock 62,887 $38.21 $2,402,723.61
Disclosure

SEC source: 0001234452-10-000143 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,736,114

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $38.02 to $38.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Stock options held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

Read SEC document
August 02, 2010 Filed Aug 4, 2010 17:18 UTC SaleCommon Stock 62,887 $38.21 $2,402,723.61
Disclosure

SEC source: 0001234452-10-000143 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 8,736,114

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $38.02 to $38.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

Read SEC document
July 01, 2010 Filed Aug 4, 2010 17:18 UTC GiftCommon Stock 108,511 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000143 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,303,948

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:07 UTC GrantCommon Stock 380.633 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000130 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049.664

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:07 UTC GrantCommon Stock 761.267 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000131 · edgardoc.xml · nonDerivative · entry 1

BENNETT STEPHEN M · CIK 0001188887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800.176

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock on December 31, 2020.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:07 UTC GrantCommon Stock 761.267 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000132 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360.346

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:07 UTC
STERN MARC IDirector
GrantCommon Stock 761.267 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000133 · edgardoc.xml · nonDerivative · entry 1

STERN MARC I · CIK 0001191328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,570.483

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:08 UTC
ABERLE DEREK KExecutive Vice President
GrantPhantom Stock Unit · Derivative 404 $34.97 Strike: $1.00 $14,125.86
Disclosure

SEC source: 0001234452-10-000134 · edgardoc.xml · derivative · entry 1

ABERLE DEREK K · CIK 0001445355 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 7,793.718

Underlying: Common Stock · 404 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:08 UTC GrantPhantom Stock Unit · Derivative 565 $34.97 Strike: $1.00 $19,755.23
Disclosure

SEC source: 0001234452-10-000135 · edgardoc.xml · derivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 51,006.803

Underlying: Common Stock · 565 shares

Expires not disclosed

F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:08 UTC
JACOBS PAUL EDirector · Chairman & CEO
GrantPhantom Stock Unit · Derivative 808 $34.97 Strike: $1.00 $28,251.72
Disclosure

SEC source: 0001234452-10-000136 · edgardoc.xml · derivative · entry 4

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 55,922.614

Underlying: Common Stock · 808 shares

Expires not disclosed

F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:08 UTC
KEITEL WILLIAM EEVP & Chief Financial Officer
GrantPhantom Stock Unit · Derivative 387 $34.97 Strike: $1.00 $13,531.46
Disclosure

SEC source: 0001234452-10-000137 · edgardoc.xml · derivative · entry 1

KEITEL WILLIAM E · CIK 0001191312 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 34,402

Underlying: Common Stock · 387 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:09 UTC
PADOVANI ROBERTOEVP & Chief Technology Officer
GrantPhantom Stock Unit · Derivative 324 $34.97 Strike: $1.00 $11,328.66
Disclosure

SEC source: 0001234452-10-000138 · edgardoc.xml · derivative · entry 1

PADOVANI ROBERTO · CIK 0001191314 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 32,378.155

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:09 UTC
Rosenberg Donald JEVP & Corporate Secretary
GrantPhantom Stock Unit · Derivative 419 $34.97 Strike: $1.00 $14,650.34
Disclosure

SEC source: 0001234452-10-000139 · edgardoc.xml · derivative · entry 1

Rosenberg Donald J · CIK 0001347420 · EVP & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 8,085.209

Underlying: Common Stock · 419 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:09 UTC
SULLIVAN DANIEL LExecutive Vice President
GrantPhantom Stock Unit · Derivative 224 $34.97 Strike: $1.00 $7,832.16
Disclosure

SEC source: 0001234452-10-000140 · edgardoc.xml · derivative · entry 1

SULLIVAN DANIEL L · CIK 0001282710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 42,224.683

Underlying: Common Stock · 224 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:09 UTC
WANG JINGExecutive Vice President
GrantPhantom Stock Unit · Derivative 257 $34.97 Strike: $1.00 $8,986.01
Disclosure

SEC source: 0001234452-10-000141 · edgardoc.xml · derivative · entry 1

WANG JING · CIK 0001423879 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 10,286.14

Underlying: Common Stock · 257 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
June 17, 2010 Filed Jun 18, 2010 22:07 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000117 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,412,459

F6 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

Read SEC document
June 17, 2010 Filed Jun 18, 2010 22:07 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000117 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,799,001

F3 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

Read SEC document
June 16, 2010 Filed Jun 18, 2010 22:07 UTC OtherCommon Stock 642,874 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000117 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 6,412,459

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F5 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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June 16, 2010 Filed Jun 18, 2010 22:07 UTC OtherCommon Stock 642,874 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000117 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 7,799,001

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Irwin Mark Jacobs' Grantor Retained Annuity Trust.

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June 08, 2010 Filed Jun 9, 2010 17:43 UTC OtherCommon Stock 297,010 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000115 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,126,711

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F3 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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June 08, 2010 Filed Jun 9, 2010 17:43 UTC OtherCommon Stock 297,010 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000115 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,441,875

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

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May 28, 2010 Filed Jun 1, 2010 14:42 UTC SaleCommon Stock 2,829 $35.68 $100,939.29
Disclosure

SEC source: 0001234452-10-000113 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Foundation

Disclosed balance after: 0

F1 · ownership.nature: Securities beneficially owned by Irwin M. Jacobs through the Dunaway Foundation which Dr. Jacobs has voting and disposition power.

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May 18, 2010 Filed May 20, 2010 23:19 UTC SaleCommon Stock 537 $36.96 $19,847.52
Disclosure

SEC source: 0001234452-10-000111 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Foundation

Disclosed balance after: 0

F1 · ownership.nature: Securities beneficially owned by Irwin M. Jacobs through the Dunaway Foundation which Dr. Jacobs has voting and disposition power.

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May 12, 2010 Filed Jul 2, 2010 17:08 UTC GiftNon-Qualified Stock Option (right to buy) · Derivative 138,958 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-10-000135 · edgardoc.xml · derivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust S

Disclosed balance after: 138,958

Underlying: Common Stock · 138,958 shares

Expires 2017-11-11

F2 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust.

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F3 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.

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May 12, 2010 Filed Jul 2, 2010 17:08 UTC GiftNon-Qualified Stock Option (right to buy) · Derivative 138,958 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-10-000135 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,084

Underlying: Common Stock · 138,958 shares

Expires 2017-11-11

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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April 30, 2010 Filed May 20, 2010 23:19 UTC GiftCommon Stock 128,370 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000111 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,536,057

F2 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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April 29, 2010 Filed May 3, 2010 19:56 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,973 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0001234452-10-000109 · edgardoc.xml · derivative · entry 2

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

Underlying: Common Stock · 5,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest as to 5,973 shares on the second, third, fourth and fifth anniversary of the date of grant. The option is fully vested five years after the date of grant.

F2 · derivative.expiration_date: The expiration date for this option is two and one-half months after the end of the calendar year in which each respective tranche becomes vested and exercisable.

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April 29, 2010 Filed May 3, 2010 19:56 UTC
GILBERT ANDREW MExecutive Vice President
Exercise / conversionCommon Stock 5,973 $0.33 $1,971.09
Disclosure

SEC source: 0001234452-10-000109 · edgardoc.xml · nonDerivative · entry 1

GILBERT ANDREW M · CIK 0001423878 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2010 Filed Apr 30, 2010 00:37 UTC OtherCommon Stock 561,561 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000107 · edgardoc.xml · nonDerivative · entry 4

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,664,427

F3 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F4 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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April 28, 2010 Filed Apr 30, 2010 00:37 UTC OtherCommon Stock 561,561 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000107 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,738,885

F3 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

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April 27, 2010 Filed Apr 30, 2010 00:37 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000107 · edgardoc.xml · nonDerivative · entry 3

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,541,305

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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April 27, 2010 Filed Apr 30, 2010 00:37 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000107 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 9,300,446

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Securities held by Nicholas S. Oliva, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

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April 27, 2010 Filed Jul 2, 2010 17:08 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000136 · edgardoc.xml · nonDerivative · entry 2

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 464,980

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.

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April 27, 2010 Filed Jul 2, 2010 17:08 UTC
JACOBS PAUL EDirector · Chairman & CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000136 · edgardoc.xml · nonDerivative · entry 1

JACOBS PAUL E · CIK 0001191310 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 536,127

F1 · kind: Gift to Spouse's Grantor Retained Annuity Trust (GRAT) who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by Mrs. Jacobs' GRAT, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Annuity Trust.

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April 26, 2010 Filed Apr 27, 2010 23:31 UTC OtherCommon Stock 653,312 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000105 · edgardoc.xml · nonDerivative · entry 2

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,541,305

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F3 · ownership.nature: Securities held by Irwin M. Jacobs & Joan Klein Jacobs as Trustees of the Irwin Mark Jacobs & Joan Klein Jacobs Family Trust UTA dtd 6/2/80, as amended 6/30/92.

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April 26, 2010 Filed Apr 27, 2010 23:31 UTC OtherCommon Stock 653,312 $0.00 $0.00
Disclosure

SEC source: 0001234452-10-000105 · edgardoc.xml · nonDerivative · entry 1

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT S

Disclosed balance after: 8,300,446

F1 · kind: This transaction represents the distribution of shares from Mrs. Jacobs' GRAT to the Jacobs Family Trust.

F2 · ownership.nature: Securities held by Joan Klein Jacobs, Trustee of the Joan Klein Jacobs' Grantor Retained Annuity Trust.

Read SEC document
April 23, 2010 Filed Apr 27, 2010 23:31 UTC GiftNon-Qualified Stock Option (right to buy) · Derivative 195,000 $0.00 Strike: $22.23 $0.00
Disclosure

SEC source: 0001234452-10-000105 · edgardoc.xml · derivative · entry 6

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust S

Disclosed balance after: 300,000

Underlying: Common Stock · 195,000 shares

Expires 2013-11-27

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

F6 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse.

Read SEC document
April 23, 2010 Filed Apr 27, 2010 23:31 UTC GiftNon-Qualified Stock Option (right to buy) · Derivative 195,000 $0.00 Strike: $22.23 $0.00
Disclosure

SEC source: 0001234452-10-000105 · edgardoc.xml · derivative · entry 5

JACOBS IRWIN M · CIK 0000902269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,000 shares

Expires 2013-11-27

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.