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Nasdaq · USD

PUBM

PubMatic, Inc.

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364
SEC CIK
0001422930
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 80 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 2026012
Feb 202603
Mar 202602
Apr 2026010
May 202604
Jun 202603
Jul 2026015
Aug 202607
Sep 202605
Oct 2026014

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2021 Filed Jun 28, 2021 20:42 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 765,835

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:42 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 1,693 $41.18 $69,717.74
Disclosure

SEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 4, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.01 to $41.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

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June 24, 2021 Filed Jun 28, 2021 20:42 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 13,307 $40.35 $536,937.45
Disclosure

SEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 1,693

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust on March 4, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:42 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001833511-21-000007 · wf-form4_162491294543438.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
ConversionClass B Common Stock · Derivative 21,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 10

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,664

Underlying: Class A Common Stock · 21,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 21,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 9

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,318

Underlying: Class A Common Stock · 21,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 21,654 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 8

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,346

Underlying: Class B Common Stock · 21,654 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest as to 1/48 of the total shares on February 1, 2018, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
ConversionClass B Common Stock · Derivative 3,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 7

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,664

Underlying: Class A Common Stock · 3,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 3,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 6

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,010

Underlying: Class A Common Stock · 3,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F6 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 3,346 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · derivative · entry 5

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,654

Underlying: Class B Common Stock · 3,346 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
SaleClass A Common Stock 300 $42.09 $12,627.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · nonDerivative · entry 4

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.07 to $42.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
SaleClass A Common Stock 7,788 $41.32 $321,800.16
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · nonDerivative · entry 3

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
SaleClass A Common Stock 16,912 $40.37 $682,737.44
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,088

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:40 UTC
Pantelick StevenChief Financial Officer
ConversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000006 · wf-form4_162491280359015.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 5,000 $33.75 $168,750.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 45

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 50,500

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F30 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F4 · ownership.nature: Directly held by Duk Ho Cho.

Read SEC document
June 16, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 1,978 $33.96 $67,172.88
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 30

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 42,500

F21 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
June 16, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 3,022 $33.23 $100,421.06
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 29

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 40,522

F20 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 23:12 UTC ConversionClass B Common Stock · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000006 · wf-form4_162379870431958.xml · derivative · entry 3

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,840

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 23:12 UTC SaleClass A Common Stock 2,500 $33.53 $83,825.00
Disclosure

SEC source: 0001844595-21-000006 · wf-form4_162379870431958.xml · nonDerivative · entry 2

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $34.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
June 15, 2021 Filed Jun 15, 2021 23:12 UTC ConversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001844595-21-000006 · wf-form4_162379870431958.xml · nonDerivative · entry 1

van der Zweep Michael · CIK 0001844595 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 5,000 $33.38 $166,900.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 28

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 37,500

F19 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
June 14, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 5,000 $33.72 $168,600.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 27

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 32,500

F18 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 14:20 UTC
Hirsch Jeffrey K.Chief Commercial Officer
ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000006 · wf-form4_162343560421980.xml · derivative · entry 5

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 14:20 UTC
Hirsch Jeffrey K.Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000006 · wf-form4_162343560421980.xml · derivative · entry 4

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 14:20 UTC
Hirsch Jeffrey K.Chief Commercial Officer
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 5,000 $0.00 Strike: $2.97 $0.00
Disclosure

SEC source: 0001834185-21-000006 · wf-form4_162343560421980.xml · derivative · entry 3

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class B Common Stock · 5,000 shares

Expires 2029-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 14:20 UTC
Hirsch Jeffrey K.Chief Commercial Officer
SaleClass A Common Stock 5,000 $35.00 $175,000.00
Disclosure

SEC source: 0001834185-21-000006 · wf-form4_162343560421980.xml · nonDerivative · entry 2

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.

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June 09, 2021 Filed Jun 11, 2021 14:20 UTC
Hirsch Jeffrey K.Chief Commercial Officer
ConversionClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000006 · wf-form4_162343560421980.xml · nonDerivative · entry 1

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 2,500 $30.02 $75,050.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 44

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 36,000

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F29 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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June 08, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 7,000 $30.35 $212,450.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 26

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 850,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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June 08, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 5,000 $30.04 $150,200.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 25

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 197,050

F17 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F3 · ownership.nature: Directly held by CNH Capital.

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June 07, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 3,000 $28.79 $86,370.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 24

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 843,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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June 07, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 2,500 $27.59 $68,975.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 23

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 27,500

F16 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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June 07, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 5,000 $27.46 $137,300.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 22

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 192,050

F15 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F3 · ownership.nature: Directly held by CNH Capital.

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June 04, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
ConversionClass B Common Stock · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · derivative · entry 10

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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June 04, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · derivative · entry 9

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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June 04, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · derivative · entry 8

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 50,000 shares

Expires 2021-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

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June 04, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
SaleClass A Common Stock 50,000 $28.31 $1,415,500.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · nonDerivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $29.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

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June 04, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 2,500 $28.70 $71,750.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 43

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 33,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F28 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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June 04, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 2,500 $27.85 $69,625.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 42

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 31,000

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F1 · ownership.nature: Directly by Granite Holdings Co, Ltd. (?Granite?). CNH Co., Ltd. (?CNH?) is a subsidiary of Granite. Each of CNH Capital Co., Ltd. (?CNH Capital?) and CNH Hospitality Co., Ltd. (?CNH Hospitality?) is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

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June 04, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 5,000 $27.35 $136,750.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 21

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 840,000

F4 · ownership.nature: Directly held by Duk Ho Cho.

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June 04, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 1,300 $29.01 $37,713.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 20

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 187,050

F14 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F3 · ownership.nature: Directly held by CNH Capital.

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June 04, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseClass A Common Stock 8,700 $28.15 $244,905.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · nonDerivative · entry 19

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 185,750

F13 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F3 · ownership.nature: Directly held by CNH Capital.

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June 03, 2021 Filed Jun 3, 2021 18:50 UTC
Hornik David10% owner
SaleClass A Common stock 26,630 $29.43 $783,720.90
Disclosure

SEC source: 0001104659-21-076531 · tm2118467d3_4.xml · nonDerivative · entry 5

August Capital Management V, L.L.C. · CIK 0001547399 · 10% owner

August Capital V, L.P. · CIK 0001452198 · 10% owner

August Capital Strategic Partners V, L.P. · CIK 0001464232 · 10% owner

Hornik David · CIK 0001547378 · 10% owner

Hartenbaum Howard · CIK 0001547424 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,244

F6 · price: The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.13 to $29.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: Shares held directly by Howard Hartenbaum.

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June 03, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
ConversionClass B Common Stock · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · derivative · entry 7

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
Exercise / conversionClass B Common Stock · Derivative 50,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · derivative · entry 6

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

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June 03, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 50,000 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · derivative · entry 5

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2021-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options are fully vested.

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June 03, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
SaleClass A Common Stock 50,000 $28.34 $1,417,000.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.62 to $29.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

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June 03, 2021 Filed Jun 7, 2021 20:26 UTC
Kumar MukulPresident, Engineering
ConversionClass A Common Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000010 · wf-form4_162309757079820.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Mar 22, 2022 21:48 UTC PurchaseContract For Difference · Derivative 5,000 $28.76 $143,800.00
Disclosure

SEC source: 0001214659-22-004238 · ownership.xml · derivative · entry 41

CNH Capital Co Ltd · CIK 0001916745 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 45,500

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

F31 · derivative.exercise_price: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F27 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

F31 · derivative.exercise_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F31 · derivative.expiration_date: A Contract For Differences (?CFD?) is a financial contract that pays the difference in the settlement price between the open and closing trades. CFDs have no maturity and can be closed at the option of the Reporting Person.

F4 · ownership.nature: Directly held by Duk Ho Cho.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.