TapewireFind a company

person · Reporting owner

Goel Rajeev K.

Disclosed activity across 1 company

Tapewire entity
20816
SEC CIK
0001833511

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PubMatic, Inc.PUBM · Entity 364Director · CHIEF EXECUTIVE OFFICER · 10% ownerOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PubMatic, Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect97,657 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 97,657 · Balance 97,657

Class A Common StockSEC Table I · non-derivativeDirect51,899 Reported balance After 2026-10-02 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-10-02 · Sale · Disposed 45,758 · Balance 51,899

F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Class A Common StockSEC Table I · non-derivativeDirect47,424 Reported balance After 2026-10-02 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-10-02 · Sale · Disposed 4,475 · Balance 47,424

F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.

F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,042 Reported balance After 2026-10-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-10-01 · Exercise / conversion · Disposed 23,043 · Balance 23,042

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct72,052 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Disposed 14,411 · Balance 72,052

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct151,442 Reported balance After 2026-10-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-10-01 · Exercise / conversion · Disposed 16,827 · Balance 151,442

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct563,889 Reported balance After 2026-10-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-10-01 · Exercise / conversion · Disposed 43,376 · Balance 563,889

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F3: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.

F4: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

F5: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7: RSUs do not expire; they either vest or are canceled prior to the vesting date.

F8: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F9: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,475 $19.43 $86,951.04
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,424

F3 · security: Following the sales reported in this Form 4, Mr. Goel holds 2,372,118 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing.

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F4 · price: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $19.42 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Read SEC document
October 02, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 45,758 $18.93 $866,148.61
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,899

F1 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in this line item is a weighted average price. These shares were sold as part of pooled trades for multiple security holders of the Issuer at prices ranging from $18.38 to $19.3725, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the pooled trades.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 43,376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · derivative · entry 7

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,889

Underlying: Class A Common Stock · 43,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F10 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 16,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,442

Underlying: Class A Common Stock · 16,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F9 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2025, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 14,411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,052

Underlying: Class A Common Stock · 14,411 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F8 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2024, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 23,043 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,042

Underlying: Class A Common Stock · 23,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F6 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2023, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 21:49 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass A Common Stock 97,657 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000040 · form4-10052026_091057.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 23:00 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 21,870 $2.15 $47,020.50
Disclosure

SEC source: 0001833511-26-000038 · form4-09252026_070901.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 207,854

Underlying: Class A Common Stock · 21,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 23:00 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 21,870 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001833511-26-000038 · form4-09252026_070901.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,088

Underlying: Class A Common Stock · 21,870 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options are fully vested.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 23:00 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 40,373 $18.54 $748,672.87
Disclosure

SEC source: 0001833511-26-000038 · form4-09252026_070901.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F4 · security: Following the sales reported in this line item, Mr. Goel holds 2,324,694 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on May 1 ,2027.

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $18.41 and the highest price at which shares were sold was $18.70. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 23:00 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 10,080 $18.05 $181,960.13
Disclosure

SEC source: 0001833511-26-000038 · form4-09252026_070901.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,373

F2 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.41 and the highest price at which shares were sold was $18.40. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 24, 2026 Filed Sep 25, 2026 23:00 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 34,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000038 · form4-09252026_070901.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 23:39 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 34,371 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000036 · form4-08212026_110838.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,984

Underlying: Class A Common Stock · 34,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 23:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 21,871 $2.15 $47,022.65
Disclosure

SEC source: 0001833511-26-000036 · form4-08212026_110838.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,355

Underlying: Class A Common Stock · 21,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 23:39 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 21,871 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001833511-26-000036 · form4-08212026_110838.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,958

Underlying: Class A Common Stock · 21,871 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 23:39 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 49,980 $16.49 $824,260.16
Disclosure

SEC source: 0001833511-26-000036 · form4-08212026_110838.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,083

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,375,148 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on May 1 ,2027.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $16.32 and the highest price at which shares were sold was $16.74. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 20, 2026 Filed Aug 21, 2026 23:39 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 34,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000036 · form4-08212026_110838.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 07, 2026 Filed Sep 25, 2026 23:00 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 34,370 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000038 · form4-09252026_070901.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,484

Underlying: Class A Common Stock · 34,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 07, 2026 Filed Aug 8, 2026 01:41 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 211,302 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000034 · form4-08082026_010821.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,484

Underlying: Class A Common Stock · 211,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 07, 2026 Filed Aug 8, 2026 01:41 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 211,302 $3.89 $821,964.78
Disclosure

SEC source: 0001833511-26-000034 · form4-08082026_010821.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 409,786

Underlying: Class A Common Stock · 211,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
August 07, 2026 Filed Aug 8, 2026 01:41 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 211,302 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001833511-26-000034 · form4-08082026_010821.xml · derivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 211,302 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

Read SEC document
August 07, 2026 Filed Aug 8, 2026 01:41 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 211,302 $17.74 $3,749,427.21
Disclosure

SEC source: 0001833511-26-000034 · form4-08082026_010821.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,692

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,381,386 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on May 1 ,2027.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $17.6284 and the highest price at which shares were sold was $17.9125. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 07, 2026 Filed Aug 8, 2026 01:41 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 211,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000034 · form4-08082026_010821.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · derivative · entry 7

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,484

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 21,870 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 21,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 21,870 $2.15 $47,020.50
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 232,854

Underlying: Class A Common Stock · 21,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 21,870 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,829

Underlying: Class A Common Stock · 21,870 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options are fully vested.

F6 · balance_after: Reflects an adjustment to the number of options remaining due to option exercise on November 9, 2020.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 49,979 $12.35 $617,005.75
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,692

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,381,386 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on May 1 ,2027.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $12.25 and the highest price at which shares were sold was $12.56. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 23, 2026 Filed Jul 27, 2026 22:06 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 21,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000032 · form4-07272026_100741.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,962 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · derivative · entry 10

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 8,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 8,962 $3.89 $34,862.18
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · derivative · entry 9

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,946

Underlying: Class A Common Stock · 8,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 8,962 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · derivative · entry 8

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 311,302

Underlying: Class B Common Stock · 8,962 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options are fully vested.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,962 $13.94 $124,955.37
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · nonDerivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,301

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $13.90 and the highest price at which shares were sold was $14.04. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 4,060 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · derivative · entry 7

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 4,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 4,060 $3.89 $15,793.40
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · derivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,044

Underlying: Class A Common Stock · 4,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 4,060 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · derivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320,264

Underlying: Class A Common Stock · 4,060 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options are fully vested.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 4,060 $13.90 $56,447.80
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,301

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,409,495 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on March 13, 2028.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $13.90 and the highest price at which shares were sold was $13.95. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:21 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 4,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000030 · form4-07172026_090742.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 8,500 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 16

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 8,500 $3.89 $33,065.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 15

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,484

Underlying: Class A Common Stock · 8,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 8,500 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 14

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 324,324

Underlying: Class A Common Stock · 8,500 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The options are fully vested.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 8,500 $13.90 $118,150.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · nonDerivative · entry 6

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,301

F2 · security: Following the sales reported in this line item, Mr. Goel holds 2,409,495 shares of Class A Common Stock and Class B Common Stock, which figure does not reflect vested but unexercised options, unvested options, or unvested restricted stock units, each as of the date of filing. The option award under which these shares were exercised expires on May 1, 2027.

F3 · kind: The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2026.

F4 · shares: These securities were transferred by the Reporting Person to The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries, and were sold by the Goel Family Trust as reported herein.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass A Common Stock 8,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · nonDerivative · entry 5

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 SaleClass A Common Stock 50,354 $13.65 $687,256.57
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · nonDerivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,301

F6 · kind: The sales reported in this line item represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F7 · price: The price reported in this line item is a weighted average price. These shares were sold as part of block trades for multiple security holders of the Issuer at prices ranging from $13.50 to $13.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trades.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 ConversionClass B Common Stock · Derivative 17,176 $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 13

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,984

Underlying: Class A Common Stock · 17,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionClass B Common Stock · Derivative 17,176 $3.89 $66,814.64
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 12

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,160

Underlying: Class A Common Stock · 17,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionStock Option (Right to Buy Class B Common Stock) · Derivative 17,176 $0.00 Strike: $3.89 $0.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 11

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 332,824

Underlying: Class A Common Stock · 17,176 shares

Expires 2028-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The options are fully vested.

Read SEC document
July 01, 2026 Filed Jul 6, 2026 22:23 UTC PubMatic, Inc. PUBM · Entity 364 Exercise / conversionRestricted Stock Unit · Derivative 43,376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833511-26-000028 · form4-07062026_100755.xml · derivative · entry 10

Goel Rajeev K. · CIK 0001833511 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 607,265

Underlying: Class A Common Stock · 43,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of settlement for no consideration.

F13 · derivative.exercise_date: The RSUs vested as to 1/16th of the total award on April 1, 2026, and 1/16th of the total award will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F10 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.