Tapewire

Nasdaq · USD

PUBM

PubMatic, Inc.

Export transactions ↓
Tapewire entity
364
SEC CIK
0001422930
Parsed reports
558

Last 12 months

Inside the activity.

0 purchase rows · 80 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 2026012
Feb 202603
Mar 202602
Apr 2026010
May 202604
Jun 202603
Jul 2026015
Aug 202607
Sep 202605
Oct 2026014

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 2,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 4,100 $30.01 $123,041.00
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F8 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 9 to this Form 4.

F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 4,100 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 4,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 3,100 $30.00 $93,000.00
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 0

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Birchwood Trust.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4.

F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 3,100 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Birchwood Trust

Disclosed balance after: 3,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 4,113 $30.01 $123,431.13
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 4,113 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000016 · wf-form4_163493920072897.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 4,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · derivative · entry 9

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 655,952

Underlying: Class A Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · derivative.exercise_date: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 407 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · derivative · entry 8

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 989,593

Underlying: Class A Common Stock · 407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass B Common Stock · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · derivative · entry 7

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 987,700

Underlying: Class A Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F7 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 700 $30.00 $21,000.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 6

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 0

F6 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.

F5 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 5

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By RAJN Trust - A

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · ownership.nature: These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 407 $30.00 $12,210.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 0

F4 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.

F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 407 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marais Irrevocable Trust

Disclosed balance after: 407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 2,300 $30.00 $69,000.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.

F1 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
October 18, 2021 Filed Oct 20, 2021 20:07 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
ConversionClass A Common Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000014 · wf-form4_163476041762645.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tuscan Irrevocable Trust

Disclosed balance after: 2,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:32 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 28,410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 4

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,728

Underlying: Class A Common Stock · 28,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:32 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 28,410 $0.00 Strike: $1.11 $0.00
Disclosure

SEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 28,410 shares

Expires 2026-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:32 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 171,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,318

Underlying: Class A Common Stock · 171,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F2 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 14:32 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative 171,654 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001833465-21-000012 · wf-form4_163370352056813.xml · derivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 171,654 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options are fully vested.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:46 UTC
Kumar MukulPresident, Engineering
SaleClass A Common Stock 565 $25.25 $14,266.25
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · nonDerivative · entry 3

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:22 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 735,835

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:22 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 6,308 $24.65 $155,492.20
Disclosure

SEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.29 to $25.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:22 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 8,692 $23.69 $205,913.48
Disclosure

SEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 6,308

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.28 to $24.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 01:22 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001833511-21-000011 · wf-form4_163339692424221.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 00:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 636 $25.26 $16,065.36
Disclosure

SEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · nonDerivative · entry 3

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 00:32 UTC
Chow Thomas C.General Counsel and Secretary
SaleClass A Common Stock 509 $25.29 $12,872.61
Disclosure

SEC source: 0001834012-21-000008 · wf-form4_163339393788718.xml · nonDerivative · entry 3

Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.85 to $25.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:53 UTC
Hirsch Jeffrey K.Chief Commercial Officer
SaleClass A Common Stock 743 $25.47 $18,924.21
Disclosure

SEC source: 0001834185-21-000012 · wf-form4_163339517996304.xml · nonDerivative · entry 2

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:46 UTC
Kumar MukulPresident, Engineering
SaleClass A Common Stock 490 $25.47 $12,480.30
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · nonDerivative · entry 2

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 00:44 UTC
Pantelick StevenChief Financial Officer
SaleClass A Common Stock 1,196 $25.47 $30,462.12
Disclosure

SEC source: 0001833465-21-000010 · wf-form4_163339464982088.xml · nonDerivative · entry 2

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,030

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 00:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
SaleClass A Common Stock 368 $25.47 $9,372.96
Disclosure

SEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · nonDerivative · entry 2

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 00:32 UTC
Chow Thomas C.General Counsel and Secretary
SaleClass A Common Stock 295 $25.47 $7,513.65
Disclosure

SEC source: 0001834012-21-000008 · wf-form4_163339393788718.xml · nonDerivative · entry 2

Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.38 to $25.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:53 UTC
Hirsch Jeffrey K.Chief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,306 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000012 · wf-form4_163339517996304.xml · derivative · entry 3

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,981

Underlying: Class A Common Stock · 1,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 20,900 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:53 UTC
Hirsch Jeffrey K.Chief Commercial Officer
Exercise / conversionClass A Common Stock 1,306 $0.00 $0.00
Disclosure

SEC source: 0001834185-21-000012 · wf-form4_163339517996304.xml · nonDerivative · entry 1

Hirsch Jeffrey K. · CIK 0001834185 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 01:46 UTC
Kumar MukulPresident, Engineering
Exercise / conversionRestricted Stock Unit · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · derivative · entry 4

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,716

Underlying: Class A Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 16,881 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021.

F6 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 01:46 UTC
Kumar MukulPresident, Engineering
Exercise / conversionClass A Common Stock 1,055 $0.00 $0.00
Disclosure

SEC source: 0001833462-21-000014 · wf-form4_163339836845679.xml · nonDerivative · entry 1

Kumar Mukul · CIK 0001833462 · President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:44 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,261 $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000010 · wf-form4_163339464982088.xml · derivative · entry 3

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,391

Underlying: Class A Common Stock · 2,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 36,174 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021.

F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F4 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:44 UTC
Pantelick StevenChief Financial Officer
Exercise / conversionClass A Common Stock 2,261 $0.00 $0.00
Disclosure

SEC source: 0001833465-21-000010 · wf-form4_163339464982088.xml · nonDerivative · entry 1

Pantelick Steven · CIK 0001833465 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 1,004 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · derivative · entry 4

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,063

Underlying: Class A Common Stock · 1,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 16,077 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021.

F6 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F6 · derivative.expiration_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:47 UTC
Goel Amar K.Director · Chief Innovation Officer · 10% owner
Exercise / conversionClass A Common Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001833508-21-000012 · wf-form4_163339486015419.xml · nonDerivative · entry 1

Goel Amar K. · CIK 0001833508 · Director · Chief Innovation Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:32 UTC
Chow Thomas C.General Counsel and Secretary
Exercise / conversionRestricted Stock Unit · Derivative 804 $0.00 $0.00
Disclosure

SEC source: 0001834012-21-000008 · wf-form4_163339393788718.xml · derivative · entry 4

Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,450

Underlying: Class A Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. On January 29, 2021, the Reporting Person was granted 12,862 RSUs. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission on February 2, 2021.

F6 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 30, 2021 Filed Oct 5, 2021 00:32 UTC
Chow Thomas C.General Counsel and Secretary
Exercise / conversionClass A Common Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001834012-21-000008 · wf-form4_163339393788718.xml · nonDerivative · entry 1

Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:23 UTC ConversionClass B Common Stock · Derivative 2,509,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056634 · doc4.xml · derivative · entry 3

Helion Venture Partners LLC · CIK 0001396792 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018,307

Underlying: Class A Common Stock · 2,509,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

F3 · price: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3 · derivative.exercise_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

F3 · derivative.expiration_date: Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:23 UTC OtherClass A Common Stock 2,509,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056634 · doc4.xml · nonDerivative · entry 2

Helion Venture Partners LLC · CIK 0001396792 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Helion Venture Partners LLC to its members without additional consideration.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:23 UTC ConversionClass A Common Stock 2,509,113 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-056634 · doc4.xml · nonDerivative · entry 1

Helion Venture Partners LLC · CIK 0001396792 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:49 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · derivative · entry 4

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 750,835

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F5 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:49 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 2,671 $29.71 $79,355.41
Disclosure

SEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · nonDerivative · entry 3

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $29.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:49 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
SaleClass A Common Stock 12,329 $29.20 $360,006.80
Disclosure

SEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · nonDerivative · entry 2

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 2,671

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.58 to $29.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 17:49 UTC
Goel Rajeev K.Director · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001833511-21-000009 · wf-form4_163069133956249.xml · nonDerivative · entry 1

Goel Rajeev K. · CIK 0001833511 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Goel Family Trust

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.

Read SEC document
September 01, 2021 Filed Feb 14, 2022 18:09 UTC GiftClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009116 · doc5.xml · nonDerivative · entry 1

Hartenbaum Howard · CIK 0001547424 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,443

F1 · shares: On September 1, 2021, the Reporting Person transferred 20,000 shares of PubMatic, Inc. Class A common stock to family trusts of which the Reporting Person is a trustee. The Reporting Person's immediate family are the sole beneficiaries of the trusts.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.