Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PubMatic, Inc.PUBM · Entity 364 | General Counsel and Secretary | July 05, 2022 | July 08, 2022 |
| Strategy IncMSTR · Entity 3031 | EVP & General Counsel | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PubMatic, Inc.
Report date July 05, 2022 · Filed July 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,910 |
Reported balance
After 2022-07-05 transaction · row 1
1 source rowRow 1 · 2022-07-05 · Sale · Disposed 461 · Balance 4,910 F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Strategy Inc
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-09-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-04 · Sale · Disposed 106 · Balance 0 F1: Reflects 106 shares of class A common stock of Strategy Inc ("Strategy") acquired under the Strategy Employee Stock Purchase Plan on August 31, 2026 and, as reported herein, subsequently disposed on September 4, 2026. |
| Series A Perpetual Stretch Preferred StockSEC Table I · non-derivative | Direct | 100 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 100 |
| Series A Perpetual Strike Preferred StockSEC Table I · non-derivative | Direct | 11 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 106 shares of class A common stock of Strategy Inc ("Strategy") acquired under the Strategy Employee Stock Purchase Plan on August 31, 2026 and, as reported herein, subsequently disposed on September 4, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 8, 2026 20:01 UTC | Strategy Inc MSTR · Entity 3031 | SaleClass A Common Stock | 106 | $138.75 | $14,707.50 |
DisclosureSEC source: 0001193125-26-385183 · ownership.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Reflects 106 shares of class A common stock of Strategy Inc ("Strategy") acquired under the Strategy Employee Stock Purchase Plan on August 31, 2026 and, as reported herein, subsequently disposed on September 4, 2026. Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:30 UTC | Strategy Inc MSTR · Entity 3031 | PurchaseSeries A Perpetual Strike Preferred Stock | 11 | $66.10 | $727.10 |
DisclosureSEC source: 0001834012-26-000002 · ownership.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11 Read SEC document |
| June 16, 2026 Filed Jun 17, 2026 20:30 UTC | Strategy Inc MSTR · Entity 3031 | PurchaseSeries A Perpetual Stretch Preferred Stock | 100 | $92.71 | $9,271.00 |
DisclosureSEC source: 0001834012-26-000002 · ownership.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100 Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 21:45 UTC | Strategy Inc MSTR · Entity 3031 | GrantPerformance Stock Units · Derivative | 4,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-116279 · ownership.xml · derivative · entry 1 Chow Thomas C. · CIK 0001834012 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,481 Underlying: Class A Common Stock · 4,481 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive shares of Strategy class A common stock of between 0% and 200% of the target number of units, with the percentage determined based on Strategy's relative total shareholder return ("TSR") as compared to the TSR of members of the Nasdaq Composite Index over a three-year performance period (March 17, 2026 to March 16, 2029). Vesting is subject to certification by Strategy's Compensation Committee of the level of achievement of the performance goal and the participant's continued service through that date. The "target" number of PSUs is reported on this Form 4. F1 · derivative.exercise_date: Each performance stock unit ("PSU") represents a contingent right to receive shares of Strategy class A common stock of between 0% and 200% of the target number of units, with the percentage determined based on Strategy's relative total shareholder return ("TSR") as compared to the TSR of members of the Nasdaq Composite Index over a three-year performance period (March 17, 2026 to March 16, 2029). Vesting is subject to certification by Strategy's Compensation Committee of the level of achievement of the performance goal and the participant's continued service through that date. The "target" number of PSUs is reported on this Form 4. F1 · derivative.expiration_date: Each performance stock unit ("PSU") represents a contingent right to receive shares of Strategy class A common stock of between 0% and 200% of the target number of units, with the percentage determined based on Strategy's relative total shareholder return ("TSR") as compared to the TSR of members of the Nasdaq Composite Index over a three-year performance period (March 17, 2026 to March 16, 2029). Vesting is subject to certification by Strategy's Compensation Committee of the level of achievement of the performance goal and the participant's continued service through that date. The "target" number of PSUs is reported on this Form 4. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:30 UTC | Strategy Inc MSTR · Entity 3031 | GrantRestricted Stock Units · Derivative | 11,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-312813 · ownership.xml · derivative · entry 2 Chow Thomas C. · CIK 0001834012 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,772 Underlying: Class A Common Stock · 11,772 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Strategy Inc class A common stock. F3 · derivative.exercise_date: 25 percent of these RSUs vest on the first anniversary of the grant date, and an additional 25 percent of the original number of RSUs vest on each anniversary thereafter until the RSUs are vested in full. F3 · derivative.expiration_date: 25 percent of these RSUs vest on the first anniversary of the grant date, and an additional 25 percent of the original number of RSUs vest on each anniversary thereafter until the RSUs are vested in full. Read SEC document |
| December 05, 2025 Filed Dec 9, 2025 21:30 UTC | Strategy Inc MSTR · Entity 3031 | GrantEmployee Stock Option (Right to buy) · Derivative | 9,843 | $0.00 Strike: $178.99 | $0.00 |
DisclosureSEC source: 0001193125-25-312813 · ownership.xml · derivative · entry 1 Chow Thomas C. · CIK 0001834012 · EVP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,843 Underlying: Class A Common Stock · 9,843 shares Expires 2035-12-05 F1 · derivative.exercise_date: 25 percent of the shares subject to this option vest on the first anniversary of the grant date, and an additional 25 percent of the shares originally subject to this option vest on each anniversary thereafter until the option is vested in full. Read SEC document |
| July 05, 2022 Filed Jul 8, 2022 00:49 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 461 | $15.28 | $7,044.86 |
DisclosureSEC source: 0001209191-22-041522 · doc4.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,910 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.05 to $15.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 01:16 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 294 | $15.87 | $4,665.07 |
DisclosureSEC source: 0001209191-22-040947 · doc4.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,311 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $16.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:59 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,060 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041409 · doc4.xml · derivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,841 Underlying: Class A Common Stock · 2,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| July 01, 2022 Filed Jul 7, 2022 00:59 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-041409 · doc4.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:16 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 804 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040947 · doc4.xml · derivative · entry 3 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,039 Underlying: Class A Common Stock · 804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F4 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| June 30, 2022 Filed Jul 6, 2022 01:16 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040947 · doc4.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 4,166 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · derivative · entry 8 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,922 Underlying: Class B Common Stock · 4,166 shares Expires 2030-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F7 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 944 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · derivative · entry 7 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,958 Underlying: Class B Common Stock · 944 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F6 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 646 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · derivative · entry 6 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,487 Underlying: Class B Common Stock · 646 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F5 · derivative.exercise_date: The option vested as to 25% of the total shares on July 10, 2019, and 1/4 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.underlying: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,756 | $20.28 | $116,728.80 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · nonDerivative · entry 5 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 1,250 | $20.50 | $25,625.00 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · nonDerivative · entry 4 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,557 F2 · shares: These securities were acquired by the Reporting Person on May 31, 2021 pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 4,166 | $2.16 | $8,998.56 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · nonDerivative · entry 3 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 944 | $2.97 | $2,803.68 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 21:45 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 646 | $3.89 | $2,512.94 |
DisclosureSEC source: 0001209191-22-034270 · doc4.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan. Read SEC document |
| May 17, 2022 Filed May 19, 2022 23:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030754 · doc4.xml · derivative · entry 5 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| May 17, 2022 Filed May 19, 2022 23:03 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030754 · doc4.xml · derivative · entry 4 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F3 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| May 17, 2022 Filed May 19, 2022 23:03 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 10,000 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001209191-22-030754 · doc4.xml · derivative · entry 3 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,902 Underlying: Class B Common Stock · 10,000 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| May 17, 2022 Filed May 19, 2022 23:03 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 10,000 | $21.74 | $217,440.00 |
DisclosureSEC source: 0001209191-22-030754 · doc4.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.53 to $21.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 17, 2022 Filed May 19, 2022 23:03 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030754 · doc4.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 306 | $28.01 | $8,571.06 |
DisclosureSEC source: 0001834012-22-000009 · wf-form4_164911868698886.xml · nonDerivative · entry 4 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $28.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| April 04, 2022 Filed Apr 5, 2022 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 560 | $27.59 | $15,450.40 |
DisclosureSEC source: 0001834012-22-000009 · wf-form4_164911868698886.xml · nonDerivative · entry 3 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.88 to $27.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000009 · wf-form4_164911868698886.xml · derivative · entry 6 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,901 Underlying: Class A Common Stock · 2,060 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F7 · derivative.exercise_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. F7 · derivative.expiration_date: The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000009 · wf-form4_164911868698886.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 803 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000009 · wf-form4_164911868698886.xml · derivative · entry 5 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,843 Underlying: Class A Common Stock · 803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F5 · derivative.exercise_date: The restricted stock units vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F5 · derivative.expiration_date: The restricted stock units vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F6 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:32 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 803 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000009 · wf-form4_164911868698886.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:54 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000007 · wf-form4_164679087536868.xml · derivative · entry 6 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:54 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000007 · wf-form4_164679087536868.xml · derivative · entry 5 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F4 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:54 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 3,125 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001834012-22-000007 · wf-form4_164679087536868.xml · derivative · entry 4 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,083 Underlying: Class B Common Stock · 3,125 shares Expires 2030-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:54 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 1,875 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001834012-22-000007 · wf-form4_164679087536868.xml · derivative · entry 3 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,902 Underlying: Class B Common Stock · 1,875 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vests monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:54 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 5,000 | $21.82 | $109,100.00 |
DisclosureSEC source: 0001834012-22-000007 · wf-form4_164679087536868.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $22.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4. Read SEC document |
| March 04, 2022 Filed Mar 9, 2022 01:54 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000007 · wf-form4_164679087536868.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 23:48 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantStock Option (Right to buy Class A Common Stock) · Derivative | 21,389 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001834012-22-000005 · wf-form4_164427766938898.xml · derivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,389 Underlying: Class A Common Stock · 21,389 shares Expires 2032-02-03 F4 · derivative.exercise_date: The option vests as to 1/48 of the total shares on April 1, 2022, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 23:48 UTC | PubMatic, Inc. PUBM · Entity 364 | GrantRestricted Stock Unit · Derivative | 32,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000005 · wf-form4_164427766938898.xml · derivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,961 Underlying: Class A Common Stock · 32,961 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vest as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares will vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:33 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionRestricted Stock Unit · Derivative | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000003 · wf-form4_164133916161151.xml · derivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,646 Underlying: Class A Common Stock · 804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. F2 · derivative.exercise_date: The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 23:33 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass A Common Stock | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-22-000003 · wf-form4_164133916161151.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 22:34 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 634 | $37.57 | $23,819.38 |
DisclosureSEC source: 0001834012-21-000014 · wf-form4_163857084534229.xml · nonDerivative · entry 1 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · shares: Includes 634 shares of the Issuer's Class A common stock acquired on November 30, 2021 pursuant to the Issuer's Employee Stock Purchase Plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.55 to $37.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | ConversionClass B Common Stock · Derivative | 66,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · derivative · entry 9 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 66,882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionClass B Common Stock · Derivative | 66,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · derivative · entry 8 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,882 Underlying: Class A Common Stock · 66,882 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.exercise_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. F8 · derivative.expiration_date: Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 18,223 | $0.00 Strike: $2.97 | $0.00 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · derivative · entry 7 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,777 Underlying: Class B Common Stock · 18,223 shares Expires 2029-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 38,867 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · derivative · entry 6 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,133 Underlying: Class B Common Stock · 38,867 shares Expires 2028-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 25% of the total shares on July 10, 2019, and 1/4 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 9,792 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · derivative · entry 5 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,208 Underlying: Class B Common Stock · 9,792 shares Expires 2030-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 2,600 | $39.06 | $101,556.00 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · nonDerivative · entry 4 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $38.83 to $39.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 25,678 | $38.26 | $982,440.28 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · nonDerivative · entry 3 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $37.81 to $38.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. Read SEC document |
| November 26, 2021 Filed Dec 1, 2021 01:33 UTC | PubMatic, Inc. PUBM · Entity 364 | SaleClass A Common Stock | 38,604 | $37.45 | $1,445,719.80 |
DisclosureSEC source: 0001834012-21-000012 · wf-form4_163832238785965.xml · nonDerivative · entry 2 Chow Thomas C. · CIK 0001834012 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,278 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $36.81 to $37.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.