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PTC

PTC INC.

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3317
SEC CIK
0000857005
Parsed reports
643

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 2025010
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202601
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2022 Filed Jun 1, 2022 20:03 UTC
Kniker CatherineChief Strategy Officer
GrantRestricted Stock Units · Derivative 2,145 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-007802 · section16.xml · derivative · entry 1

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

Underlying: Common Stock · 2,145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F2 · derivative.expiration_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 20:04 UTC
Ditullio MichaelPresident, Digital Thread
GrantRestricted Stock Units · Derivative 4,290 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-007803 · section16.xml · derivative · entry 1

Ditullio Michael · CIK 0001804048 · President, Digital Thread

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,290

Underlying: Common Stock · 4,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F2 · derivative.expiration_date: RSUs granted on May 31, 2022 that vest in three substantially equal installments on May 15, 2023, 2024 and 2025.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
May 15, 2022 Filed May 16, 2022 20:08 UTC
Ditullio MichaelEVP, Velocity
Exercise / conversionRestricted Stock Units · Derivative 4,833 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-006970 · section16.xml · derivative · entry 3

Ditullio Michael · CIK 0001804048 · EVP, Velocity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,833

Underlying: Common Stock · 4,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on May 18, 2020 that vest in three substantially equal installments on May 15, 2021, 2022 and 2023.

F3 · derivative.expiration_date: RSUs granted on May 18, 2020 that vest in three substantially equal installments on May 15, 2021, 2022 and 2023.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
May 15, 2022 Filed May 16, 2022 20:08 UTC
Ditullio MichaelEVP, Velocity
Tax withholdingCommon Stock 1,416 $109.55 $155,122.80
Disclosure

SEC source: 0001654954-22-006970 · section16.xml · nonDerivative · entry 2

Ditullio Michael · CIK 0001804048 · EVP, Velocity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,118

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
May 15, 2022 Filed May 16, 2022 20:08 UTC
Ditullio MichaelEVP, Velocity
Exercise / conversionCommon Stock 4,833 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-006970 · section16.xml · nonDerivative · entry 1

Ditullio Michael · CIK 0001804048 · EVP, Velocity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 386 $115.43 $44,555.44
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 4

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,512

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $115.21 to $115.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 1,585 $114.43 $181,372.34
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,898

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $114.07 to $115.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 2,275 $113.48 $258,156.99
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,483

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $113.01 to $113.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2022 Filed May 3, 2022 20:25 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 754 $112.27 $84,651.73
Disclosure

SEC source: 0001654954-22-005862 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,758

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $111.86 to $112.67. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 29, 2022 Filed May 3, 2022 20:24 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 1,800 $116.46 $209,633.58
Disclosure

SEC source: 0001654954-22-005861 · section16.xml · nonDerivative · entry 1

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,293

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $116.13 to $116.735. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:06 UTC GrantRestrcted Stock Units · Derivative 3,512 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-004561 · section16.xml · derivative · entry 2

Hanspal Amarpreet · CIK 0001394887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,512

Underlying: Common Stock · 3,512 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on April 1, 2022 that vest in two substantially equal installments on April 1, 2023 and 2024.

F3 · derivative.expiration_date: RSUs granted on April 1, 2022 that vest in two substantially equal installments on April 1, 2023 and 2024.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:06 UTC GrantRestricted Stock Units · Derivative 2,020 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-004561 · section16.xml · derivative · entry 1

Hanspal Amarpreet · CIK 0001394887 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Underlying: Common Stock · 2,020 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 15, 2022 Filed Mar 4, 2022 02:44 UTC
Kniker CatherineChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 1,936 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-002495 · section16.xml · derivative · entry 6

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,936

Underlying: Common Stock · 1,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F4 · derivative.exercise_date: RSUs granted on February 11, 2020 that vest in three substantially equal installments on February 15, 2021, 2022 and 2023.

F4 · derivative.expiration_date: RSUs granted on February 11, 2020 that vest in three substantially equal installments on February 15, 2021, 2022 and 2023.

Read SEC document
February 15, 2022 Filed Mar 4, 2022 02:44 UTC
Kniker CatherineChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-002495 · section16.xml · derivative · entry 5

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on February 15, 2019 that vested in three substantially equal installments on February 15, 2020, 2021 and 2022.

F3 · derivative.expiration_date: RSUs granted on February 15, 2019 that vested in three substantially equal installments on February 15, 2020, 2021 and 2022.

Read SEC document
February 15, 2022 Filed Mar 4, 2022 02:44 UTC
Kniker CatherineChief Strategy Officer
Tax withholdingCommon Stock 606 $113.20 $68,599.20
Disclosure

SEC source: 0001654954-22-002495 · section16.xml · nonDerivative · entry 4

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
February 15, 2022 Filed Mar 4, 2022 02:44 UTC
Kniker CatherineChief Strategy Officer
Exercise / conversionCommon Stock 1,936 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-002495 · section16.xml · nonDerivative · entry 3

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Mar 4, 2022 02:44 UTC
Kniker CatherineChief Strategy Officer
Tax withholdingCommon Stock 4 $113.20 $452.80
Disclosure

SEC source: 0001654954-22-002495 · section16.xml · nonDerivative · entry 2

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609

F1 · shares: Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.

Read SEC document
February 15, 2022 Filed Mar 4, 2022 02:44 UTC
Kniker CatherineChief Strategy Officer
Exercise / conversionCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-002495 · section16.xml · nonDerivative · entry 1

Kniker Catherine · CIK 0001914751 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:16 UTC Exercise / conversionRestricted Stock Units · Derivative 1,296 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001492 · section16.xml · derivative · entry 3

Benjamin Mark D · CIK 0001525550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vested on February 10, 2022.

F3 · derivative.expiration_date: Time-based restricted stock units that vested on February 10, 2022.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:16 UTC Exercise / conversionCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001492 · section16.xml · nonDerivative · entry 1

Benjamin Mark D · CIK 0001525550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 21:05 UTC SaleCommon Stock 2,670 $120.17 $320,856.30
Disclosure

SEC source: 0001654954-22-001487 · section16.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 10,571,340

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F3 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.5700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:22 UTC GrantRestricted Stock Units · Derivative 2,497 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001498 · section16.xml · derivative · entry 1

SCHECHTER ROBERT · CIK 0001211069 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497

Underlying: Common Stock · 2,497 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:21 UTC GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001497 · section16.xml · derivative · entry 1

Lathan Corinna · CIK 0001714701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:20 UTC
LACY PAUL ADirector
GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001496 · section16.xml · derivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:19 UTC
Katz MichalDirector
GrantRestricted Stock Units · Derivative 3,122 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001495 · section16.xml · derivative · entry 2

Katz Michal · CIK 0001751561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,122

Underlying: Common Stock · 3,122 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: RSUs granted on February 9, 2022 that vest in two substantially equal installments on February 15, 2023 and 2024.

F3 · derivative.expiration_date: RSUs granted on February 9, 2022 that vest in two substantially equal installments on February 15, 2023 and 2024.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:19 UTC
Katz MichalDirector
GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001495 · section16.xml · derivative · entry 1

Katz Michal · CIK 0001751561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:18 UTC
HOEHN KLAUSDirector
GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001494 · section16.xml · derivative · entry 1

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:17 UTC GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001493 · section16.xml · derivative · entry 1

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:16 UTC GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001492 · section16.xml · derivative · entry 2

Benjamin Mark D · CIK 0001525550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholders Meeting or March 15, 2023.

F2 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholders Meeting or March 15, 2023.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:05 UTC GrantRestricted Stock Units · Derivative 2,081 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001487 · section16.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F6 · derivative.exercise_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F6 · derivative.expiration_date: Time-based restricted stock units that vest on the earlier of the date of PTC's 2023 Annual Stockholder Meeting or March 15, 2023.

F7 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 21:05 UTC SaleCommon Stock 8,000 $120.09 $960,748.80
Disclosure

SEC source: 0001654954-22-001487 · section16.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rockwell Automation

Disclosed balance after: 10,574,010

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan dated December 10, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.1500 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: These securities are held indirectly by Rockwell Automation, Inc. ("Rockwell Automation"). Mr. Moret is the Chief Executive Officer and Chairman of the Board of Directors of Rockwell Automation and, in these capacities, may be deemed to share voting and dispositive power with respect to the securities held by Rockwell Automation. Mr. Moret disclaims beneficial ownership of the securities held by Rockwell Automation, and the inclusion of these securities in this report shall not be deemed an admission by Mr. Moret of beneficial ownership of the reported securities for any purpose.

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February 01, 2022 Filed Feb 2, 2022 22:13 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 1,906 $116.60 $222,245.32
Disclosure

SEC source: 0001654954-22-001030 · section16.xml · nonDerivative · entry 4

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,898

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $116.43 to $116.95. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2022 Filed Feb 2, 2022 22:13 UTC
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 1,835 $115.93 $212,724.76
Disclosure

SEC source: 0001654954-22-001030 · section16.xml · nonDerivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,804

F2 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $115.37 to $116.36. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2022 Filed Feb 2, 2022 22:14 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 98 $116.95 $11,461.10
Disclosure

SEC source: 0001654954-22-001031 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,096

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

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February 01, 2022 Filed Feb 2, 2022 22:14 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 3,741 $116.37 $435,324.83
Disclosure

SEC source: 0001654954-22-001031 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,194

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $115.84 to $116.82. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2022 Filed Feb 2, 2022 22:14 UTC
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 1,161 $115.43 $134,018.29
Disclosure

SEC source: 0001654954-22-001031 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,935

F1 · shares: Shares sold pursuant to a pre-established 10b5-1(c) trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $114.79 to $115.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 01, 2022 Filed May 3, 2022 20:22 UTC Amendment
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 98 $116.95 $11,461.10
Disclosure

SEC source: 0001654954-22-005860 · section16.xml · nonDerivative · entry 3

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,512

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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February 01, 2022 Filed May 3, 2022 20:22 UTC Amendment
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 3,741 $116.37 $435,324.83
Disclosure

SEC source: 0001654954-22-005860 · section16.xml · nonDerivative · entry 2

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,610

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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February 01, 2022 Filed May 3, 2022 20:22 UTC Amendment
HEPPELMANN JAMES EDirector · President and CEO
SaleCommon Stock 1,161 $115.43 $134,018.29
Disclosure

SEC source: 0001654954-22-005860 · section16.xml · nonDerivative · entry 1

HEPPELMANN JAMES E · CIK 0001186555 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,351

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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February 01, 2022 Filed May 3, 2022 20:21 UTC Amendment
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 1,906 $116.60 $222,245.32
Disclosure

SEC source: 0001654954-22-005859 · section16.xml · nonDerivative · entry 4

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,093

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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February 01, 2022 Filed May 3, 2022 20:21 UTC Amendment
VON STAATS AARON CEVP, GC and Secretary
SaleCommon Stock 1,835 $115.93 $212,724.76
Disclosure

SEC source: 0001654954-22-005859 · section16.xml · nonDerivative · entry 3

VON STAATS AARON C · CIK 0001252191 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,999

F1 · balance_after: This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.

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January 31, 2022 Filed Feb 1, 2022 21:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000987 · section16.xml · derivative · entry 2

Benjamin Mark D · CIK 0001525550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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January 31, 2022 Filed Feb 1, 2022 21:08 UTC Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000987 · section16.xml · nonDerivative · entry 1

Benjamin Mark D · CIK 0001525550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:07 UTC Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000986 · section16.xml · derivative · entry 2

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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January 31, 2022 Filed Feb 1, 2022 21:07 UTC Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000986 · section16.xml · nonDerivative · entry 1

CHAFFIN JANICE · CIK 0001202443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:05 UTC
LACY PAUL ADirector
Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000984 · section16.xml · derivative · entry 3

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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January 31, 2022 Filed Feb 1, 2022 21:05 UTC
LACY PAUL ADirector
Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000984 · section16.xml · nonDerivative · entry 1

LACY PAUL A · CIK 0001193635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:06 UTC
HOEHN KLAUSDirector
Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000985 · section16.xml · derivative · entry 2

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F2 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022.

F2 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022.

F3 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:06 UTC
HOEHN KLAUSDirector
Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000985 · section16.xml · nonDerivative · entry 1

HOEHN KLAUS · CIK 0001643501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,727 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000982 · section16.xml · derivative · entry 3

Moret Blake D. · CIK 0001515154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.

F3 · derivative.exercise_date: Time-based restricted stock units that vested on January 31, 2022.

F3 · derivative.expiration_date: Time-based restricted stock units that vested on January 31, 2022.

F4 · balance_after: This amount represents the total number of derivative securities beneficially owned of the class shown.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.