Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2019 Filed Feb 8, 2019 23:55 UTC |
Newell Robert Y IVDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000009 · primary_doc.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 6, 2019. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 6, 2020. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:51 UTC |
Lewis Scott RichardDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000008 · primary_doc.xml · nonDerivative · entry 1 Lewis Scott Richard · CIK 0001757430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Restricted Stock Unit ("RSU") award granted February 6, 2019. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 6, 2020. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 23:47 UTC |
O'Neil Daniel JosephDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000007 · primary_doc.xml · nonDerivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 6, 2019. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 6, 2020 Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:49 UTC |
O'Neil Daniel JosephDirector
|
GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000004 · primary_doc.xml · nonDerivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vested on February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:54 UTC |
Lewis Daniel LeeDirector
|
GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000005 · primary_doc.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vested on February 1, 2019. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:56 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 4,770 | $0.19 | $910.59 |
DisclosureSEC source: 0001645383-19-000003 · primary_doc.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,596 Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:56 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 11,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000003 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019. F1 · price: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019. Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 01:21 UTC Amendment |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 4,770 | $0.19 | $910.59 |
DisclosureSEC source: 0001645383-19-000006 · primary_doc.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,596 Read SEC document |
| January 31, 2019 Filed Feb 6, 2019 01:21 UTC Amendment |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 11,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-19-000006 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019. F1 · price: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019. Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 20:25 UTC |
Lewis Scott RichardDirector
|
Disposition to issuerOption to purchase Common Stock · Derivative | 100,000 | $0.19 Strike: $0.19 | $18,600.00 |
DisclosureSEC source: 0001645383-19-000002 · primary_doc.xml · derivative · entry 1 Lewis Scott Richard · CIK 0001757430 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2025-01-07 F1 · security: Options vest on each anniversary of October 12, 2018 at the rate of 1/3 of the total number of shares subject to the option Read SEC document |
| January 07, 2019 Filed Jan 9, 2019 20:22 UTC |
Newell Robert Y IVDirector
|
Disposition to issuerOption to purchase Common Stock · Derivative | 100,000 | $0.19 Strike: $0.19 | $18,600.00 |
DisclosureSEC source: 0001645383-19-000001 · primary_doc.xml · derivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2025-01-07 F1 · security: Options vest on each anniversary of October 12, 2018 at the rate of 1/3 of the total number of shares subject to the option Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 23:21 UTC |
Lewis Daniel LeeChief Executive Officer
|
PurchaseCommon Stock | 50,000 | $0.19 | $9,680.00 |
DisclosureSEC source: 0001645383-18-000017 · primary_doc.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 16:43 UTC |
Newell Robert Y IVDirector
|
PurchaseCommon Stock | 50,000 | $0.22 | $10,925.00 |
DisclosureSEC source: 0001645383-18-000016 · primary_doc.xml · nonDerivative · entry 1 Newell Robert Y IV · CIK 0001347183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 18:45 UTC |
SULLIVAN JAMESChief Financial Officer
|
Tax withholdingCommon Stock | 3,929 | $1.06 | $4,164.74 |
DisclosureSEC source: 0001645383-18-000012 · primary_doc.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,700 F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 18:45 UTC |
SULLIVAN JAMESChief Financial Officer
|
Exercise / conversionCommon Stock | 11,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000012 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 F1 · price: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 18:52 UTC |
Monson John StearnsVP of Marketing and Sales
|
Tax withholdingCommon Stock | 3,929 | $1.06 | $4,164.74 |
DisclosureSEC source: 0001645383-18-000013 · primary_doc.xml · nonDerivative · entry 2 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,047 F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 18:52 UTC |
Monson John StearnsVP of Marketing and Sales
|
Exercise / conversionCommon Stock | 11,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000013 · primary_doc.xml · nonDerivative · entry 1 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 F1 · price: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:16 UTC | Tax withholdingCommon Stock | 1,362 | $1.50 | $2,043.00 |
DisclosureSEC source: 0001645383-18-000011 · primary_doc.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,962 F1 · security: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units (RSUs) vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting Read SEC document |
|
| March 01, 2018 Filed Mar 5, 2018 17:16 UTC | Exercise / conversionCommon Stock | 3,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000011 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units (RSUs) vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting F1 · price: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1-for-10 reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units (RSUs) vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting Read SEC document |
|
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC |
Monson John StearnsVP of Marketing and Sales
|
Tax withholdingCommon Stock | 817 | $1.50 | $1,225.50 |
DisclosureSEC source: 0001645383-18-000010 · primary_doc.xml · nonDerivative · entry 2 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,309 F1 · security: On July 22, 2016, the reporting person was granted 6,000 restricted stock units, which reflect the impact of a one for ten reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units vest in three equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one for one basis upon vesting. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC |
Monson John StearnsVP of Marketing and Sales
|
Exercise / conversionCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000010 · primary_doc.xml · nonDerivative · entry 1 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On July 22, 2016, the reporting person was granted 6,000 restricted stock units, which reflect the impact of a one for ten reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units vest in three equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one for one basis upon vesting. F1 · price: On July 22, 2016, the reporting person was granted 6,000 restricted stock units, which reflect the impact of a one for ten reverse stock split of the Issuers common stock effected in February 2017. The restricted stock units vest in three equal installments on each of March 1, 2017, 2018, and 2019. Amounts shown represent the conversion of the RSUs into common stock on a one for one basis upon vesting. Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 23:35 UTC | Tax withholdingCommon Stock | 245 | $1.50 | $367.50 |
DisclosureSEC source: 0001645383-18-000008 · primary_doc.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,991 F1 · security: On February 18, 2014, the reporting person was granted 3,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis Read SEC document |
|
| February 18, 2018 Filed Feb 20, 2018 23:35 UTC | Exercise / conversionCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000008 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 18, 2014, the reporting person was granted 3,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis F1 · price: On February 18, 2014, the reporting person was granted 3,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis Read SEC document |
|
| February 18, 2018 Filed Feb 20, 2018 23:39 UTC |
Monson John StearnsVP of Marketing and Sales
|
Tax withholdingCommon Stock | 163 | $1.50 | $244.50 |
DisclosureSEC source: 0001645383-18-000009 · primary_doc.xml · nonDerivative · entry 2 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,126 F1 · security: On February 18, 2014, the reporting person was granted 2,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 23:39 UTC |
Monson John StearnsVP of Marketing and Sales
|
Exercise / conversionCommon Stock | 400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000009 · primary_doc.xml · nonDerivative · entry 1 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On February 18, 2014, the reporting person was granted 2,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis F1 · price: On February 18, 2014, the reporting person was granted 2,000 restricted stock units, which reflects the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on February 15, 2017. The restricted stock units vest in 5 equal installments on February 18, 2014, 2015, 2016, 2017, and 2018. Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:56 UTC |
DOMENIK STEPHEN LDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000005 · primary_doc.xml · nonDerivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 1, 2019. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:53 UTC |
O'Neil Daniel JosephDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000004 · primary_doc.xml · nonDerivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 1, 2019. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 17:50 UTC |
Lewis Daniel LeeDirector
|
GrantRestricted Stock Units | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000003 · primary_doc.xml · nonDerivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · price: Restricted Stock Unit ("RSU") award granted February 1, 2018. Each RSU represents a contingent right to receive one share of the Company's common stock once vested. The entire award vests and becomes non-forfeitable on February 1, 2019. Read SEC document |
| January 31, 2018 Filed Feb 5, 2018 21:52 UTC |
Monson John StearnsVP of Marketing and Sales
|
Tax withholdingCommon Stock | 4,769 | $1.23 | $5,865.87 |
DisclosureSEC source: 0001645383-18-000007 · primary_doc.xml · nonDerivative · entry 2 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
| January 31, 2018 Filed Feb 5, 2018 21:52 UTC |
Monson John StearnsVP of Marketing and Sales
|
Exercise / conversionCommon Stock | 11,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000007 · primary_doc.xml · nonDerivative · entry 1 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 F1 · price: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
| January 31, 2018 Filed Feb 5, 2018 21:47 UTC | Tax withholdingCommon Stock | 4,769 | $1.23 | $5,865.87 |
DisclosureSEC source: 0001645383-18-000006 · primary_doc.xml · nonDerivative · entry 2 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,636 F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
|
| January 31, 2018 Filed Feb 5, 2018 21:47 UTC | Exercise / conversionCommon Stock | 11,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-18-000006 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 F1 · price: On September 26, 2017, the reporting person was granted 35,000 restricted stock units, which vest in 3 equal installments on each of January 31, 2018, July 31, 2018 and January 31, 2019 Read SEC document |
|
| January 04, 2018 Filed Jan 8, 2018 16:28 UTC |
Lewis Daniel LeeDirector
|
Disposition to issuerOption to purchase common stock · Derivative | 20,000 | $1.28 Strike: $1.28 | $25,600.00 |
DisclosureSEC source: 0001645383-18-000002 · primary_doc.xml · derivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-01-04 F1 · security: Option vests on each anniversary of the Vesting Commencement Date, September 26, 2017, at the rate of 1/3 of the total number of shares subject to the option Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 16:25 UTC |
O'Neil Daniel JosephDirector
|
Disposition to issuerOption to purchase common stock · Derivative | 20,000 | $1.28 Strike: $1.28 | $25,600.00 |
DisclosureSEC source: 0001645383-18-000001 · primary_doc.xml · derivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-01-04 F1 · security: Option vests on each anniversary of the Vesting Commencement Date, September 26, 2017, at the rate of 1/3 of the total number of shares subject to the option Read SEC document |
| October 19, 2017 Filed Nov 2, 2017 18:28 UTC |
Lewis Daniel LeeDirector
|
Disposition to issuerOption to purchase common stock · Derivative | 80,000 | $0.75 Strike: $0.75 | $60,000.00 |
DisclosureSEC source: 0001645383-17-000028 · primary_doc.xml · derivative · entry 1 Lewis Daniel Lee · CIK 0001718088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2023-10-19 F1 · security: Options vest on each anniversary of September 26, 2017 at the rate of 1/3 of the total number of shares subject to the option. Read SEC document |
| October 19, 2017 Filed Nov 2, 2017 18:20 UTC |
O'Neil Daniel JosephDirector
|
Disposition to issuerOption to purchase common stock · Derivative | 80,000 | $0.75 Strike: $0.75 | $60,000.00 |
DisclosureSEC source: 0001645383-17-000027 · primary_doc.xml · derivative · entry 1 O'Neil Daniel Joseph · CIK 0001717967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2023-10-19 F1 · security: Options vest on each anniversary of September 26, 2017 at the rate of 1/3 of the total number of shares subject to the option. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC |
DOMENIK STEPHEN LDirector
|
OtherOption to purchase common stock · Derivative | 2,000 | Not disclosed Strike: $30.90 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 6 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2018-07-19 F6 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 2,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F6 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 2,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC |
DOMENIK STEPHEN LDirector
|
OtherOption to purchase common stock · Derivative | 12,000 | Not disclosed Strike: $30.90 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 5 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2018-07-19 F5 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 12,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F5 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 19, 2012 to purchase 12,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2012. The canceled option was exercisable in full as of July 19, 2013. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC |
DOMENIK STEPHEN LDirector
|
OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $41.90 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 4 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2019-07-18 F4 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2013 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC July 19, 2013. The canceled option was exercisable in full as of July 18, 2014 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F4 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2013 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC July 19, 2013. The canceled option was exercisable in full as of July 18, 2014 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC |
DOMENIK STEPHEN LDirector
|
OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $31.00 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 3 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2020-07-18 F3 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2014 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 22, 2014. The canceled option was exercisable in full as of July 18, 2015 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F3 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 18, 2014 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 22, 2014. The canceled option was exercisable in full as of July 18, 2015 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC |
DOMENIK STEPHEN LDirector
|
OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 2 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2021-07-16 F2 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 16, 2015 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2015. The canceled option was exercisable in full as of July 16, 2016. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F2 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 16, 2015 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 20, 2015. The canceled option was exercisable in full as of July 16, 2016. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:48 UTC |
DOMENIK STEPHEN LDirector
|
OtherOption to purchase common stock · Derivative | 4,000 | Not disclosed Strike: $5.30 | Not disclosed |
DisclosureSEC source: 0001645383-17-000022 · primary_doc.xml · derivative · entry 1 DOMENIK STEPHEN L · CIK 0001189256 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2022-07-22 F1 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 22, 2016 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 26, 2016. The canceled option was exercisable in full as of July 22, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F1 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on July 22, 2016 to purchase 4,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on July 26, 2016. The canceled option was exercisable in full as of July 22, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:36 UTC |
Perham Leonard charlesDirector · CEO
|
OtherOption to purchase common stock · Derivative | 20,000 | Not disclosed Strike: $35.40 | Not disclosed |
DisclosureSEC source: 0001645383-17-000021 · primary_doc.xml · derivative · entry 3 Perham Leonard charles · CIK 0001296527 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-11-01 F3 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on November 1, 2011 to purchase 20,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on November 4, 2011. The canceled option was exercisable in full as of November 1, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F3 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on November 1, 2011 to purchase 20,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on November 4, 2011. The canceled option was exercisable in full as of November 1, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:36 UTC |
Perham Leonard charlesDirector · CEO
|
OtherOption to purchase common stock · Derivative | 10,000 | Not disclosed Strike: $44.60 | Not disclosed |
DisclosureSEC source: 0001645383-17-000021 · primary_doc.xml · derivative · entry 2 Perham Leonard charles · CIK 0001296527 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-06-06 F2 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on June 6, 2013 to purchase 10,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on June 10, 2013. The canceled option was exercisable in full as of April 1, 2017. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F2 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on June 6, 2013 to purchase 10,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on June 10, 2013. The canceled option was exercisable in full as of April 1, 2017. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:36 UTC |
Perham Leonard charlesDirector · CEO
|
OtherOption to purchase common stock · Derivative | 25,000 | Not disclosed Strike: $20.50 | Not disclosed |
DisclosureSEC source: 0001645383-17-000021 · primary_doc.xml · derivative · entry 1 Perham Leonard charles · CIK 0001296527 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-03-30 F1 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on March 30, 2015 to purchase 25,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on April 2, 2015. The canceled option was exercisable in full as of January 1, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F1 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on March 30, 2015 to purchase 25,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on April 2, 2015. The canceled option was exercisable in full as of January 1, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| September 26, 2017 Filed Oct 2, 2017 17:13 UTC | GrantRestricted Stock Units | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-17-000019 · primary_doc.xml · nonDerivative · entry 1 SULLIVAN JAMES · CIK 0001254117 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,738 F1 · price: Restricted stock units vest in 3 equal installments on January 31, 2018, July 31, 2018 and January 3, 2019 Read SEC document |
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| September 26, 2017 Filed Oct 2, 2017 17:17 UTC |
Monson John StearnsVP of Marketing and Sales
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GrantRestricted Stock Units | 35,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-17-000020 · primary_doc.xml · nonDerivative · entry 1 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,991 F1 · price: Restricted stock units vest in 3 equal installments on January 31, 2018, July 31, 2018 and January 3, 2019 Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:18 UTC |
RIORDAN THOMASChief Operating Officer
|
Tax withholdingCommon Stock | 1,459 | $2.48 | $3,618.32 |
DisclosureSEC source: 0001645383-17-000007 · primary_doc.xml · nonDerivative · entry 2 RIORDAN THOMAS · CIK 0001211275 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,650 F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2 · balance_after: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:18 UTC |
RIORDAN THOMASChief Operating Officer
|
Exercise / conversionCommon Stock | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-17-000007 · primary_doc.xml · nonDerivative · entry 1 RIORDAN THOMAS · CIK 0001211275 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F1 · price: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2 · balance_after: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:12 UTC |
Monson John StearnsVP of Marketing and Sales
|
Tax withholdingCommon Stock | 875 | $2.48 | $2,170.00 |
DisclosureSEC source: 0001645383-17-000006 · primary_doc.xml · nonDerivative · entry 2 Monson John Stearns · CIK 0001601839 · VP of Marketing and Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,991 F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2 · balance_after: On July 22, 2016, the reporting person was granted 6,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.