Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mellanox Technologies, Ltd.MLNX · Entity 13120 | Director | May 16, 2018 | May 18, 2018 |
| Peraso Inc.MOSY · Entity 8062 | Chief Operating Officer | March 01, 2017 | March 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mellanox Technologies, Ltd.
Report date May 16, 2018 · Filed May 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 70,144 |
Reported balance
After 2018-05-16 transaction · row 1
1 source rowRow 1 · 2018-05-16 · Exercise / conversion · Acquired 10,000 · Balance 70,144 F1: Represents the exercise of a fully vested option to purchase ordinary shares that was due to expire on May 19, 2018. |
| Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.56 · Expires 2018-05-19 | Direct | 0 |
Reported balance
After 2018-05-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-05-16 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Represents the exercise of a fully vested option to purchase ordinary shares that was due to expire on May 19, 2018. F2: The ordinary shares subject to this option are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the exercise of a fully vested option to purchase ordinary shares that was due to expire on May 19, 2018.
F2: The ordinary shares subject to this option are fully vested and exercisable.
Peraso Inc.
Report date March 01, 2017 · Filed March 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,650 |
Last balance in matching sequence
After 2017-03-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-03-01 · Exercise / conversion · Acquired 3,334 · Balance 13,109 F1: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Row 2 · 2017-03-01 · Tax withholding · Disposed 1,459 · Balance 11,650 F1: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis.
F2: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2018 Filed May 18, 2018 17:14 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | Exercise / conversionStock Option (Right To Buy) · Derivative | 10,000 | $0.00 Strike: $15.56 | $0.00 |
DisclosureSEC source: 0001209191-18-031486 · doc4.xml · derivative · entry 2 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 10,000 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of a fully vested option to purchase ordinary shares that was due to expire on May 19, 2018. F2 · derivative.exercise_date: The ordinary shares subject to this option are fully vested and exercisable. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:14 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | Exercise / conversionOrdinary Shares | 10,000 | $15.56 | $155,600.00 |
DisclosureSEC source: 0001209191-18-031486 · doc4.xml · nonDerivative · entry 1 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the exercise of a fully vested option to purchase ordinary shares that was due to expire on May 19, 2018. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 16:20 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | SaleOrdinary Shares | 1,000 | $47.45 | $47,450.00 |
DisclosureSEC source: 0001209191-17-058843 · doc4.xml · nonDerivative · entry 1 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,144 F1 · balance_after: Includes 2,100 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 16:38 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | GrantOrdinary Shares | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028427 · doc4.xml · nonDerivative · entry 1 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,144 F1 · shares: Restricted Share Units ("RSU's"). The Reporting Person is entitled to receive one (1) ordinary share for each one (1) RSU. F2 · shares: The RSU's shall vest in equal monthly installments over a one year period beginning on May 1, 2017 and will be 100% vested on May 1, 2018 provided the director continues to serve as a non-employee director. F3 · balance_after: Includes 4,575 unvested Restricted Share Units (RSU's). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:18 UTC | Peraso Inc. MOSY · Entity 8062 | Tax withholdingCommon Stock | 1,459 | $2.48 | $3,618.32 |
DisclosureSEC source: 0001645383-17-000007 · primary_doc.xml · nonDerivative · entry 2 RIORDAN THOMAS · CIK 0001211275 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,650 F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2 · balance_after: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Read SEC document |
| March 01, 2017 Filed Mar 4, 2017 00:18 UTC | Peraso Inc. MOSY · Entity 8062 | Exercise / conversionCommon Stock | 3,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001645383-17-000007 · primary_doc.xml · nonDerivative · entry 1 RIORDAN THOMAS · CIK 0001211275 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F1 · price: Represents the conversion upon vesting of restricted stock units (RSU) into common stock. RSU converts into common stock on a one-for-one basis. F2 · balance_after: On July 22, 2016, the reporting person was granted 10,000 restricted stock units, which reflect the impact of a 1 for 10 reverse stock split of the Issuers Common Stock effected on 2/15/17. The restricted stock units vest in 3 equal installments on each of March 1, 2017, 2018, and 2019. Read SEC document |
| November 29, 2016 Filed Dec 12, 2016 16:47 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089387 · doc1.xml · nonDerivative · entry 3 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,944 F1 · balance_after: Includes 2,250 restricted share units. Read SEC document |
| November 29, 2016 Filed Dec 12, 2016 16:47 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089387 · doc1.xml · nonDerivative · entry 2 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,094 F1 · balance_after: Includes 2,250 restricted share units. Read SEC document |
| November 29, 2016 Filed Dec 12, 2016 16:47 UTC | Mellanox Technologies, Ltd. MLNX · Entity 13120 | GiftCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089387 · doc1.xml · nonDerivative · entry 1 RIORDAN THOMAS · CIK 0001211275 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,344 F1 · balance_after: Includes 2,250 restricted share units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.