Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Peraso Inc.MOSY · Entity 8062 | Director · CEO | October 13, 2017 | October 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Peraso Inc.
Report date October 13, 2017 · Filed October 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $20.50 · Expires 2025-03-30 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-10-13 · Other · Disposed 25,000 · Balance 0 F1: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on March 30, 2015 to purchase 25,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on April 2, 2015. The canceled option was exercisable in full as of January 1, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. |
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $44.60 · Expires 2023-06-06 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-10-13 · Other · Disposed 10,000 · Balance 0 F2: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on June 6, 2013 to purchase 10,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on June 10, 2013. The canceled option was exercisable in full as of April 1, 2017. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. |
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $35.40 · Expires 2017-11-01 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-13 · Other · Disposed 20,000 · Balance 0 F3: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on November 1, 2011 to purchase 20,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on November 4, 2011. The canceled option was exercisable in full as of November 1, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on March 30, 2015 to purchase 25,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on April 2, 2015. The canceled option was exercisable in full as of January 1, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017.
F2: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on June 6, 2013 to purchase 10,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on June 10, 2013. The canceled option was exercisable in full as of April 1, 2017. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017.
F3: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on November 1, 2011 to purchase 20,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on November 4, 2011. The canceled option was exercisable in full as of November 1, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2017 Filed Oct 16, 2017 19:36 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 20,000 | Not disclosed Strike: $35.40 | Not disclosed |
DisclosureSEC source: 0001645383-17-000021 · primary_doc.xml · derivative · entry 3 Perham Leonard charles · CIK 0001296527 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-11-01 F3 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on November 1, 2011 to purchase 20,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on November 4, 2011. The canceled option was exercisable in full as of November 1, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F3 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on November 1, 2011 to purchase 20,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on November 4, 2011. The canceled option was exercisable in full as of November 1, 2013 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:36 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 10,000 | Not disclosed Strike: $44.60 | Not disclosed |
DisclosureSEC source: 0001645383-17-000021 · primary_doc.xml · derivative · entry 2 Perham Leonard charles · CIK 0001296527 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-06-06 F2 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on June 6, 2013 to purchase 10,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on June 10, 2013. The canceled option was exercisable in full as of April 1, 2017. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F2 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on June 6, 2013 to purchase 10,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on June 10, 2013. The canceled option was exercisable in full as of April 1, 2017. Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 19:36 UTC | Peraso Inc. MOSY · Entity 8062 | OtherOption to purchase common stock · Derivative | 25,000 | Not disclosed Strike: $20.50 | Not disclosed |
DisclosureSEC source: 0001645383-17-000021 · primary_doc.xml · derivative · entry 1 Perham Leonard charles · CIK 0001296527 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-03-30 F1 · price: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on March 30, 2015 to purchase 25,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on April 2, 2015. The canceled option was exercisable in full as of January 1, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. F1 · derivative.exercise_date: On October 13, 2017, the reporting person and the Company agreed to cancel a stock option granted on March 30, 2015 to purchase 25,000 shares of common stock. The option was previously reported on a Form 4 filed with the SEC on April 2, 2015. The canceled option was exercisable in full as of January 1, 2017 . Shares and price have been adjusted for to reflect 1-for-10 reverse stock split effected in February 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.