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PRPL

Purple Innovation, Inc.

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7764
SEC CIK
0001643953
Parsed reports
350

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2020 Filed Jun 18, 2020 17:32 UTC
McGarvey Casey KaleChief Legal Officer
SaleClass A Common Stock 300,000 $17.00 $5,100,000.00
Disclosure

SEC source: 0001213900-20-015290 · ownership.xml · nonDerivative · entry 2

McGarvey Casey Kale · CIK 0001731810 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 17:32 UTC
McGarvey Casey KaleChief Legal Officer
ConversionClass A Common Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015290 · ownership.xml · nonDerivative · entry 1

McGarvey Casey Kale · CIK 0001731810 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2020.

F1 · price: The shares of Class B Common Stock are convertible (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended, and have no expiration date.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:12 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
ConversionClass B Common Stock · Derivative 1,618,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015580 · ownership.xml · derivative · entry 6

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 16,750,450

Underlying: Class A Common Stock · 1,618,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F4 · kind: On June 1, 2020, InnoHold converted 1,618,405 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,618,405 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:12 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
SaleClass A Common Stock 1,618,405 $10.50 $16,993,252.50
Disclosure

SEC source: 0001213900-20-015580 · ownership.xml · nonDerivative · entry 4

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 0

F5 · price: On June 1, 2020, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 1,618,405 shares of Class A Common Stock for a price per share of $10.50. Such price per share does not reflect underwriter discounts or fees.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:12 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
ConversionClass A Common Stock 1,618,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015580 · ownership.xml · nonDerivative · entry 3

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 1,618,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On June 1, 2020, InnoHold converted 1,618,405 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,618,405 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:10 UTC
Pearce Terry VernonDirector · Co-Director of R&D · 10% owner
ConversionClass B Common Stock · Derivative 1,618,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015578 · ownership.xml · derivative · entry 6

Pearce Terry Vernon · CIK 0001731237 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 16,750,450

Underlying: Class A Common Stock · 1,618,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F4 · kind: On June 1, 2020, InnoHold converted 1,618,405 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,618,405 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:10 UTC
Pearce Terry VernonDirector · Co-Director of R&D · 10% owner
SaleClass A Common Stock 1,618,405 $10.50 $16,993,252.50
Disclosure

SEC source: 0001213900-20-015578 · ownership.xml · nonDerivative · entry 4

Pearce Terry Vernon · CIK 0001731237 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 0

F5 · price: On June 1, 2020, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 1,618,405 shares of Class A Common Stock for a price per share of $10.50. Such price per share does not reflect underwriter discounts or fees.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:10 UTC
Pearce Terry VernonDirector · Co-Director of R&D · 10% owner
ConversionClass A Common Stock 1,618,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015578 · ownership.xml · nonDerivative · entry 3

Pearce Terry Vernon · CIK 0001731237 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 1,618,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On June 1, 2020, InnoHold converted 1,618,405 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,618,405 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:09 UTC
InnoHold, LLC10% owner
ConversionClass B Common Stock · Derivative 1,618,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015575 · ownership.xml · derivative · entry 6

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,750,450

Underlying: Class A Common Stock · 1,618,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F4 · kind: On June 1, 2020, InnoHold, LLC ("InnoHold"), converted 1,618,405 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,618,405 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:09 UTC
InnoHold, LLC10% owner
SaleClass A Common Stock 1,618,405 $10.50 $16,993,252.50
Disclosure

SEC source: 0001213900-20-015575 · ownership.xml · nonDerivative · entry 4

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: On June 1, 2020, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 1,618,405 shares of Class A Common Stock for a price per share of $10.50. Such price per share does not reflect underwriter discounts or fees.

Read SEC document
June 01, 2020 Filed Jun 23, 2020 20:09 UTC
InnoHold, LLC10% owner
ConversionClass A Common Stock 1,618,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015575 · ownership.xml · nonDerivative · entry 3

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,618,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: On June 1, 2020, InnoHold, LLC ("InnoHold"), converted 1,618,405 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,618,405 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:48 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
OtherCommon Stock 1,800,000 $10.50 $18,900,000.00
Disclosure

SEC source: 0000899243-20-013802 · doc4.xml · nonDerivative · entry 2

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Co-Invest Debt Fund, L.P. · CIK 0001670736 · Director · 10% owner

Coliseum Capital Co-Invest III, L.P. · CIK 0001807345 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 10,029,975

F2 · kind: Purchase in an underwritten secondary offering.

F3 · shares: 1,734,476 of these shares are directly held by Coliseum Capital Co-Invest III, L.P. ("CCC III"), and have been disclosed on a separate Form 3 filed by CCC III on May 20, 2020.

F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) CCC III (and together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F5 · ownership.nature: Christopher Shackelton ("Shackelton") and Gray are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, Coliseum Co-Invest Debt Fund, L.P. ("COC"), CCC III, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transactions reported herein, CCP, the Separate Account and CCC III directly owned 6,086,828, 2,208,671 and 1,734,476 shares of Common Stock, respectively.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:12 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
ConversionClass B Common Stock · Derivative 10,789,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015580 · ownership.xml · derivative · entry 5

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 18,368,855

Underlying: Class A Common Stock · 10,789,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F1 · kind: On May 19, 2020, InnoHold, LLC ("InnoHold"), converted 10,789,372 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 10,789,372 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:12 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
SaleClass A Common Stock 10,789,372 $10.50 $113,288,406.00
Disclosure

SEC source: 0001213900-20-015580 · ownership.xml · nonDerivative · entry 2

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 0

F2 · price: On May 19, 2020, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 10,789,372 shares of Class A Common Stock for a price per share of $10.50. Such price per share does not reflect underwriter discounts or fees.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:12 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
ConversionClass A Common Stock 10,789,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015580 · ownership.xml · nonDerivative · entry 1

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 10,789,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 19, 2020, InnoHold, LLC ("InnoHold"), converted 10,789,372 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 10,789,372 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:10 UTC
Pearce Terry VernonDirector · Co-Director of R&D · 10% owner
ConversionClass B Common Stock · Derivative 10,789,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015578 · ownership.xml · derivative · entry 5

Pearce Terry Vernon · CIK 0001731237 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 18,368,855

Underlying: Class A Common Stock · 10,789,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F1 · kind: On May 19, 2020, InnoHold, LLC ("InnoHold"), converted 10,789,372 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 10,789,372 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:10 UTC
Pearce Terry VernonDirector · Co-Director of R&D · 10% owner
SaleClass A Common Stock 10,789,372 $10.50 $113,288,406.00
Disclosure

SEC source: 0001213900-20-015578 · ownership.xml · nonDerivative · entry 2

Pearce Terry Vernon · CIK 0001731237 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 0

F2 · price: On May 19, 2020, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 10,789,372 shares of Class A Common Stock for a price per share of $10.50. Such price per share does not reflect underwriter discounts or fees.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:10 UTC
Pearce Terry VernonDirector · Co-Director of R&D · 10% owner
ConversionClass A Common Stock 10,789,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015578 · ownership.xml · nonDerivative · entry 1

Pearce Terry Vernon · CIK 0001731237 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 10,789,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 19, 2020, InnoHold, LLC ("InnoHold"), converted 10,789,372 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 10,789,372 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F6 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:09 UTC
InnoHold, LLC10% owner
ConversionClass B Common Stock · Derivative 10,789,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015575 · ownership.xml · derivative · entry 5

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,368,855

Underlying: Class A Common Stock · 10,789,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F1 · kind: On May 19, 2020, InnoHold, LLC ("InnoHold"), converted 10,789,372 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 10,789,372 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:09 UTC
InnoHold, LLC10% owner
SaleClass A Common Stock 10,789,372 $10.50 $113,288,406.00
Disclosure

SEC source: 0001213900-20-015575 · ownership.xml · nonDerivative · entry 2

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: On May 19, 2020, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 10,789,372 shares of Class A Common Stock for a price per share of $10.50. Such price per share does not reflect underwriter discounts or fees.

Read SEC document
May 19, 2020 Filed Jun 23, 2020 20:09 UTC
InnoHold, LLC10% owner
ConversionClass A Common Stock 10,789,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-015575 · ownership.xml · nonDerivative · entry 1

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,789,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 19, 2020, InnoHold, LLC ("InnoHold"), converted 10,789,372 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 10,789,372 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

Read SEC document
May 18, 2020 Filed May 20, 2020 21:48 UTC
Shackelton Christopher SDirector · 10% owner
Coliseum Capital, LLCDirector · 10% owner
COLISEUM CAPITAL PARTNERS, L.P.Director · 10% owner
Gray AdamDirector · 10% owner
GrantClass A Common Stock ("Common Stock") 3,826 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-013802 · doc4.xml · nonDerivative · entry 1

Coliseum Capital Management, LLC · CIK 0001409751 · Director · 10% owner

Shackelton Christopher S · CIK 0001430708 · Director · 10% owner

Coliseum Capital, LLC · CIK 0001409585 · Director · 10% owner

COLISEUM CAPITAL PARTNERS, L.P. · CIK 0001356974 · Director · 10% owner

Coliseum Co-Invest Debt Fund, L.P. · CIK 0001670736 · Director · 10% owner

Coliseum Capital Co-Invest III, L.P. · CIK 0001807345 · Director · 10% owner

Gray Adam · CIK 0001454123 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,229,975

F1 · shares: The Common Stock was received by Adam Gray ("Gray") in connection with his service as a member of the board of directors of the Issuer. Gray has agreed that all equity awards he receives for serving as a director of the Issuer shall be issued to Coliseum Capital Partners, L.P. ("CCP").

F4 · ownership.nature: The Common Stock is held directly by (a) CCP, an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, (b) CCC III (and together with CCP, the "Funds"), an investment limited partnership of which CC is general partner and for which CCM serves as investment adviser, and (c) a separate account investment advisory client of CCM (the "Separate Account").

F5 · ownership.nature: Christopher Shackelton ("Shackelton") and Gray are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CCP, Coliseum Co-Invest Debt Fund, L.P. ("COC"), CCC III, the Separate Account, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.

F6 · ownership.nature: Following the transactions reported herein, CCP, the Separate Account and CCC III directly owned 6,086,828, 2,208,671 and 1,734,476 shares of Common Stock, respectively.

Read SEC document
May 18, 2020 Filed Sep 28, 2020 13:47 UTC
McGarvey Casey KaleChief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,777 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001213900-20-028622 · ownership.xml · derivative · entry 1

McGarvey Casey Kale · CIK 0001731810 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,777

Underlying: Class A Common Stock · 15,777 shares

Expires 2025-05-18

F1 · derivative.exercise_date: 25% of the options granted vest and became exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years.

Read SEC document
May 18, 2020 Filed Sep 28, 2020 17:43 UTC
Phillips Craig LeeChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 18,293 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001213900-20-028618 · ownership.xml · derivative · entry 1

Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,293

Underlying: Class A Common Stock · 18,293 shares

Expires 2025-05-18

F1 · derivative.exercise_date: 25% of the options granted vest and became exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years.

Read SEC document
May 18, 2020 Filed Sep 29, 2020 10:10 UTC GrantClass A Common Stock 3,826 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-028755 · ownership.xml · nonDerivative · entry 1

Kiedaisch Gary Alan · CIK 0001731425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566

Read SEC document
May 18, 2020 Filed Sep 29, 2020 18:00 UTC GrantClass A Common Stock 4,782 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-028948 · ownership.xml · nonDerivative · entry 1

DICAMILLO GARY T · CIK 0001184987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,642

Read SEC document
May 18, 2020 Filed Sep 29, 2020 14:30 UTC GrantClass A Common Stock 4,208 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-028805 · ownership.xml · nonDerivative · entry 1

HOLLINGSWORTH CLAUDIA · CIK 0001216702 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned by i2CEO, LLC; see footnote

Disclosed balance after: 19,918

F1 · ownership.nature: As the sole member of i2CEO, LLC, Ms. Hollingsworth has voting and investment control over and may be considered the beneficial owner of all stock owned by i2CEO, LLC.

Read SEC document
May 18, 2020 Filed Sep 30, 2020 18:58 UTC
Legg John A.Chief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 16,006 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001213900-20-029333 · ownership.xml · derivative · entry 5

Legg John A. · CIK 0001529244 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,006

Underlying: Class A Common Stock · 16,006 shares

Expires 2025-05-18

F1 · derivative.exercise_date: 25% of the options granted vest and become exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years.

Read SEC document
May 18, 2020 Filed Sep 30, 2020 22:58 UTC
White Verdi Ray IIIChief Retail Officer
GrantEmployee Stock Option (right to buy) · Derivative 12,576 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001213900-20-029334 · ownership.xml · derivative · entry 3

White Verdi Ray III · CIK 0001772838 · Chief Retail Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,576

Underlying: Class A Common Stock · 12,576 shares

Expires 2025-05-18

F1 · derivative.exercise_date: 25% of the options granted vest and become exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years.

Read SEC document
May 18, 2020 Filed Oct 1, 2020 23:15 UTC
Megibow Joseph BChief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 34,299 $0.00 Strike: $13.12 $0.00
Disclosure

SEC source: 0001213900-20-029662 · ownership.xml · derivative · entry 1

Megibow Joseph B · CIK 0001703013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,299

Underlying: Class A Common Stock · 34,299 shares

Expires 2025-05-18

F1 · derivative.exercise_date: 25% of the options granted vest and became exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years.

Read SEC document
May 18, 2020 Filed Oct 1, 2020 16:05 UTC
Anthos PanoDirector
GrantClass A Common Stock 3,826 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-029475 · ownership.xml · nonDerivative · entry 1

Anthos Pano · CIK 0001649230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,262

Read SEC document
May 18, 2020 Filed Nov 17, 2020 11:56 UTC Amendment GrantClass A Common Stock 3,826 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-037596 · ownership.xml · nonDerivative · entry 1

Kiedaisch Gary Alan · CIK 0001731425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,566

F1 · balance_after: This Amended Form 4 amends the Form 4 previously filed on September 29, 2020 and is filed to correct an administrative error in the calculation of Amount of Securities Beneficially Owned Following Reported Transaction(s). The additional 20,000 shares of Class A Common Stock reported in this Amended Form 4 were properly reported in the Form 4 filed March 16, 2020.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 15:57 UTC GrantClass A Common Stock, par value $0.0001 per share 20,000 $7.94 $158,816.00
Disclosure

SEC source: 0001213900-20-006473 · ownership.xml · nonDerivative · entry 1

Kiedaisch Gary Alan · CIK 0001731425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,740

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.79 to $8.035. The reporting person undertakes to provide to Purple Innovation, Inc., any security holder of Purple Innovation, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 19:58 UTC
Phillips Craig LeeChief Financial Officer
GrantClass A Common Stock, par value $0.0001 per share 2,476 $8.12 $20,105.12
Disclosure

SEC source: 0001213900-20-006477 · ownership.xml · nonDerivative · entry 2

Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
March 13, 2020 Filed Mar 16, 2020 19:58 UTC
Phillips Craig LeeChief Financial Officer
GrantClass A Common Stock, par value $0.0001 per share 524 $8.02 $4,202.48
Disclosure

SEC source: 0001213900-20-006477 · ownership.xml · nonDerivative · entry 1

Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:01 UTC
Megibow Joseph BChief Executive Officer
GrantClass A Common Stock, par value $0.0001 per share 3,250 $8.56 $27,814.80
Disclosure

SEC source: 0001213900-20-006672 · ownership.xml · nonDerivative · entry 2

Megibow Joseph B · CIK 0001703013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,500

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:01 UTC
Megibow Joseph BChief Executive Officer
GrantClass A Common Stock, par value $0.0001 per share 250 $8.50 $2,125.00
Disclosure

SEC source: 0001213900-20-006672 · ownership.xml · nonDerivative · entry 1

Megibow Joseph B · CIK 0001703013 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,250

Read SEC document
March 13, 2020 Filed Mar 31, 2020 18:10 UTC Amendment PurchaseClass A Common Stock, par value $0.0001 per share 20,000 $7.94 $158,816.00
Disclosure

SEC source: 0001213900-20-008266 · ownership.xml · nonDerivative · entry 1

Kiedaisch Gary Alan · CIK 0001731425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,740

F2 · kind: The original Form 4 filed on March 16, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P."

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.79 to $8.035. The reporting person undertakes to provide to Purple Innovation, Inc., any security holder of Purple Innovation, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
March 13, 2020 Filed Mar 31, 2020 22:12 UTC Amendment
Megibow Joseph BDirector · Chief Executive Officer
PurchaseClass A Common Stock, par value $0.0001 per share 3,250 $8.56 $27,814.80
Disclosure

SEC source: 0001213900-20-008270 · ownership.xml · nonDerivative · entry 2

Megibow Joseph B · CIK 0001703013 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,500

F1 · kind: The original Form 4 filed on March 17, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P."

Read SEC document
March 13, 2020 Filed Mar 31, 2020 22:12 UTC Amendment
Megibow Joseph BDirector · Chief Executive Officer
PurchaseClass A Common Stock, par value $0.0001 per share 250 $8.50 $2,125.00
Disclosure

SEC source: 0001213900-20-008270 · ownership.xml · nonDerivative · entry 1

Megibow Joseph B · CIK 0001703013 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,250

F1 · kind: The original Form 4 filed on March 17, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P."

Read SEC document
March 13, 2020 Filed Mar 31, 2020 22:11 UTC Amendment
Phillips Craig LeeChief Financial Officer
PurchaseClass A Common Stock, par value $0.0001 per share 2,476 $8.12 $20,105.12
Disclosure

SEC source: 0001213900-20-008268 · ownership.xml · nonDerivative · entry 2

Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · kind: The original Form 4 filed on March 16, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P."

Read SEC document
March 13, 2020 Filed Mar 31, 2020 22:11 UTC Amendment
Phillips Craig LeeChief Financial Officer
PurchaseClass A Common Stock, par value $0.0001 per share 524 $8.02 $4,202.48
Disclosure

SEC source: 0001213900-20-008268 · ownership.xml · nonDerivative · entry 1

Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524

F1 · kind: The original Form 4 filed on March 16, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P."

Read SEC document
December 31, 2019 Filed Jan 17, 2020 21:01 UTC
Pearce Tony MarionDirector · CO-DIRECTOR OF R&D · 10% owner
GiftCLASS B COMMON STOCK · Derivative 900,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-001272 · ownership.xml · derivative · entry 1

Pearce Tony Marion · CIK 0001731174 · Director · CO-DIRECTOR OF R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 29,158,227

Underlying: CLASS A COMMON STOCK · 900,474 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F2 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold, LLC ("InnoHold"). As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

Read SEC document
December 31, 2019 Filed Jan 17, 2020 21:01 UTC
Pearce Terry VernonDirector · CO-DIRECTOR OF R&D · 10% owner
GiftCLASS B COMMON STOCK · Derivative 900,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-001271 · ownership.xml · derivative · entry 1

Pearce Terry Vernon · CIK 0001731237 · Director · CO-DIRECTOR OF R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 29,158,227

Underlying: CLASS A COMMON STOCK · 900,474 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F2 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold, LLC ("InnoHold"). As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Tony M. Pearce or any other individuals.

Read SEC document
December 31, 2019 Filed Jan 17, 2020 21:00 UTC
InnoHold, LLC10% owner
GiftCLASS B COMMON STOCK · Derivative 900,474 $0.00 $0.00
Disclosure

SEC source: 0001213900-20-001270 · ownership.xml · derivative · entry 1

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,158,227

Underlying: CLASS A COMMON STOCK · 900,474 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's Current Report on Form 8-K filed February 8, 2018, as amended.

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December 17, 2019 Filed Dec 19, 2019 21:01 UTC
InnoHold, LLC10% owner
ConversionClass B Common Stock · Derivative 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-026562 · ownership.xml · derivative · entry 3

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,058,701

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F1 · kind: On December 17, 2019, InnoHold, LLC ("InnoHold"), converted 1,500,000 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,500,000 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

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December 17, 2019 Filed Dec 19, 2019 21:01 UTC
InnoHold, LLC10% owner
SaleClass A Common Stock 1,500,000 $7.00 $10,500,000.00
Disclosure

SEC source: 0001213900-19-026562 · ownership.xml · nonDerivative · entry 2

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: On December 17, 2019, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 1,500,000 shares of Class A Common Stock for a price per share of $7.00. Such price per share does not reflect underwriter discounts or fees.

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December 17, 2019 Filed Dec 19, 2019 21:01 UTC
InnoHold, LLC10% owner
ConversionClass A Common Stock 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-026562 · ownership.xml · nonDerivative · entry 1

InnoHold, LLC · CIK 0001731293 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 17, 2019, InnoHold, LLC ("InnoHold"), converted 1,500,000 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,500,000 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

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December 17, 2019 Filed Dec 19, 2019 21:02 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
ConversionClass B Common Stock · Derivative 1,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-026565 · ownership.xml · derivative · entry 3

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 30,058,701

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F1 · kind: On December 17, 2019, InnoHold, LLC ("InnoHold"), converted 1,500,000 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,500,000 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

F1 · price: On December 17, 2019, InnoHold, LLC ("InnoHold"), converted 1,500,000 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,500,000 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible at any time (together with a corresponding number of Class B Units of Purple Innovation LLC) for shares of the Issuer's Class A Common Stock, par value $0.0001 per share, as described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended.

F4 · ownership.nature: Includes shares of Class B Common Stock held directly by InnoHold, LLC ("InnoHold"). As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

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December 17, 2019 Filed Dec 19, 2019 21:02 UTC
Pearce Tony MarionDirector · Co-Director of R&D · 10% owner
SaleClass A Common Stock 1,500,000 $7.00 $10,500,000.00
Disclosure

SEC source: 0001213900-19-026565 · ownership.xml · nonDerivative · entry 2

Pearce Tony Marion · CIK 0001731174 · Director · Co-Director of R&D · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By InnoHold, LLC

Disclosed balance after: 0

F2 · price: On December 17, 2019, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 1,500,000 shares of Class A Common Stock for a price per share of $7.00. Such price per share does not reflect underwriter discounts or fees.

F1 · ownership.nature: On December 17, 2019, InnoHold, LLC ("InnoHold"), converted 1,500,000 shares of Class B Common Stock (together with a corresponding number of Class B Units of Purple Innovation LLC) for 1,500,000 shares of Class A Common Stock, in the manner described under the heading "Exchange Agreement" in the Issuer's current report on Form 8-K filed February 8, 2018, as amended. As one of the two managers of InnoHold, Mr. Pearce has voting and investment control over and may be considered the beneficial owner of all stock owned by InnoHold. Mr. Pearce disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Pearce is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein, if any. Mr. Pearce is not deemed to beneficially own the shares held directly by Terry V. Pearce or any other individuals.

F2 · ownership.nature: On December 17, 2019, in an underwritten offering of the Issuer's Class A Common Stock by certain selling stockholders, InnoHold sold an aggregate amount of 1,500,000 shares of Class A Common Stock for a price per share of $7.00. Such price per share does not reflect underwriter discounts or fees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.