Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Purple Innovation, Inc.PRPL · Entity 7764 | Chief Financial Officer | September 23, 2020 | September 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Purple Innovation, Inc.
Report date September 23, 2020 · Filed September 28, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,000 |
Last balance in matching sequence
After 2020-09-25 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2020-09-23 · Exercise / conversion · Acquired 51,310 · Balance 54,310 Row 2 · 2020-09-23 · Sale · Disposed 51,310 · Balance 3,000 Row 3 · 2020-09-25 · Exercise / conversion · Acquired 48,690 · Balance 51,690 Row 4 · 2020-09-25 · Sale · Disposed 48,690 · Balance 3,000 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.17 · Expires 2024-10-01 | Direct | 273,690 |
Reported balance
After 2020-09-23 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2020-09-23 · Exercise / conversion · Disposed 51,310 · Balance 273,690 F1: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. F2: The original Form 4 filed on September 25, 2020 is amended by this Form 4 Amendment to correct the number of derivative securities beneficially owned following the reported transactions. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.17 · Expires 2024-10-01 | Direct | 225,000 |
Reported balance
After 2020-09-25 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2020-09-25 · Exercise / conversion · Disposed 48,690 · Balance 225,000 F1: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. F2: The original Form 4 filed on September 25, 2020 is amended by this Form 4 Amendment to correct the number of derivative securities beneficially owned following the reported transactions. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years.
F2: The original Form 4 filed on September 25, 2020 is amended by this Form 4 Amendment to correct the number of derivative securities beneficially owned following the reported transactions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2020 Filed Sep 25, 2020 20:24 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,690 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001213900-20-028466 · ownership.xml · derivative · entry 6 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,293 Underlying: Class A Common Stock · 48,690 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:24 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | SaleClass A Common Stock | 48,690 | $24.00 | $1,168,560.00 |
DisclosureSEC source: 0001213900-20-028466 · ownership.xml · nonDerivative · entry 4 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:24 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionClass A Common Stock | 48,690 | $8.17 | $397,797.30 |
DisclosureSEC source: 0001213900-20-028466 · ownership.xml · nonDerivative · entry 3 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:45 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 48,690 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001213900-20-028620 · ownership.xml · derivative · entry 6 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A Common Stock · 48,690 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. F2 · balance_after: The original Form 4 filed on September 25, 2020 is amended by this Form 4 Amendment to correct the number of derivative securities beneficially owned following the reported transactions. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:45 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | SaleClass A Common Stock | 48,690 | $24.00 | $1,168,560.00 |
DisclosureSEC source: 0001213900-20-028620 · ownership.xml · nonDerivative · entry 4 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:45 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionClass A Common Stock | 48,690 | $8.17 | $397,797.30 |
DisclosureSEC source: 0001213900-20-028620 · ownership.xml · nonDerivative · entry 3 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 20:24 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,310 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001213900-20-028466 · ownership.xml · derivative · entry 5 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,983 Underlying: Class A Common Stock · 51,310 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 20:24 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | SaleClass A Common Stock | 51,310 | $23.89 | $1,225,795.90 |
DisclosureSEC source: 0001213900-20-028466 · ownership.xml · nonDerivative · entry 2 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 20:24 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionClass A Common Stock | 51,310 | $8.17 | $419,202.70 |
DisclosureSEC source: 0001213900-20-028466 · ownership.xml · nonDerivative · entry 1 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2020 Filed Sep 28, 2020 17:45 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,310 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001213900-20-028620 · ownership.xml · derivative · entry 5 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,690 Underlying: Class A Common Stock · 51,310 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the options granted vested and became exercisable on March 16, 2020. The remaining 75% of the options are vesting and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. F2 · balance_after: The original Form 4 filed on September 25, 2020 is amended by this Form 4 Amendment to correct the number of derivative securities beneficially owned following the reported transactions. Read SEC document |
| September 23, 2020 Filed Sep 28, 2020 17:45 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | SaleClass A Common Stock | 51,310 | $23.89 | $1,225,795.90 |
DisclosureSEC source: 0001213900-20-028620 · ownership.xml · nonDerivative · entry 2 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| September 23, 2020 Filed Sep 28, 2020 17:45 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | Exercise / conversionClass A Common Stock | 51,310 | $8.17 | $419,202.70 |
DisclosureSEC source: 0001213900-20-028620 · ownership.xml · nonDerivative · entry 1 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2020 Filed Sep 28, 2020 17:43 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | GrantEmployee Stock Option (right to buy) · Derivative | 18,293 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001213900-20-028618 · ownership.xml · derivative · entry 1 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,293 Underlying: Class A Common Stock · 18,293 shares Expires 2025-05-18 F1 · derivative.exercise_date: 25% of the options granted vest and became exercisable on March 15, 2021. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2021 in the amount of one-forty-eighth of the full amount for the remaining three years. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 19:58 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | GrantClass A Common Stock, par value $0.0001 per share | 2,476 | $8.12 | $20,105.12 |
DisclosureSEC source: 0001213900-20-006477 · ownership.xml · nonDerivative · entry 2 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 19:58 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | GrantClass A Common Stock, par value $0.0001 per share | 524 | $8.02 | $4,202.48 |
DisclosureSEC source: 0001213900-20-006477 · ownership.xml · nonDerivative · entry 1 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524 Read SEC document |
| March 13, 2020 Filed Mar 31, 2020 22:11 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | PurchaseClass A Common Stock, par value $0.0001 per share | 2,476 | $8.12 | $20,105.12 |
DisclosureSEC source: 0001213900-20-008268 · ownership.xml · nonDerivative · entry 2 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · kind: The original Form 4 filed on March 16, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P." Read SEC document |
| March 13, 2020 Filed Mar 31, 2020 22:11 UTC Amendment | Purple Innovation, Inc. PRPL · Entity 7764 | PurchaseClass A Common Stock, par value $0.0001 per share | 524 | $8.02 | $4,202.48 |
DisclosureSEC source: 0001213900-20-008268 · ownership.xml · nonDerivative · entry 1 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524 F1 · kind: The original Form 4 filed on March 16, 2020 is amended by this Form 4 Amendment to correct an error to the Transaction Code, which was mistakenly reported as "A" but should have been reported as "P." Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:36 UTC | Purple Innovation, Inc. PRPL · Entity 7764 | GrantEmployee Stock Option (right to buy) · Derivative | 325,000 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001213900-19-019654 · ownership.xml · derivative · entry 1 Phillips Craig Lee · CIK 0001771311 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Class A Common Stock · 325,000 shares Expires 2024-10-01 F1 · derivative.exercise_date: 25% of the options granted vest and become exercisable on March 16, 2020. The remaining 75% of the options will vest and become exercisable in monthly installments on the first day of each calendar month beginning on April 1, 2020 in the amount of one-forty-eighth of the full amount for the remaining three years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.