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PPL

PPL Corp

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346
SEC CIK
0000922224
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750

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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2021 Filed Oct 5, 2021 20:23 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059391 · doc4.xml · derivative · entry 3

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 1,886 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 10/05/2021, total performance units beneficially owned is 22,944.326. This total includes the 01/24/2019 grants of 3,340.883 and 3,340.883 performance units, the 01/23/2020 grants of 2,741.693 and 2,741.693 performance units, and the 01/21/2021 grants of 3,503.587 and 3,503.587 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 10/01/2021 grants of 1,886 and 1,886 performance units.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:23 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 1,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059391 · doc4.xml · derivative · entry 2

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Underlying: Common Stock · 1,886 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 10/05/2021, total performance units beneficially owned is 22,944.326. This total includes the 01/24/2019 grants of 3,340.883 and 3,340.883 performance units, the 01/23/2020 grants of 2,741.693 and 2,741.693 performance units, and the 01/21/2021 grants of 3,503.587 and 3,503.587 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 10/01/2021 grants of 1,886 and 1,886 performance units.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 20:23 UTC
Crockett John R IIIPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 943 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059391 · doc4.xml · derivative · entry 1

Crockett John R III · CIK 0001884355 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Underlying: Common Stock · 943 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 10/01/2024.

F2 · derivative.expiration_date: The units will vest on 10/01/2024.

F3 · balance_after: As of 10/05/2021, total restricted stock units beneficially owned is 5,278. This total includes the 01/24/2019 grant of 1,426 restricted stock units, the 01/23/2020 grant of 1,232 restricted stock units, the 01/21/2021 grant of 1,677 restricted stock units, and the 10/01/2021 grant of 943 restricted stock units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:27 UTC GrantStock Unit (DDCP) · Derivative 2,521.232 $28.26 $71,250.02
Disclosure

SEC source: 0001209191-21-045463 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,804.395

Underlying: Common Stock · 2,521.232 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:26 UTC GrantStock Unit (DDCP) · Derivative 1,326.964 $28.26 $37,500.00
Disclosure

SEC source: 0001209191-21-045462 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,590.955

Underlying: Common Stock · 1,326.964 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:24 UTC GrantStock Unit (DDCP) · Derivative 1,326.964 $28.26 $37,500.00
Disclosure

SEC source: 0001209191-21-045458 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,514.79

Underlying: Common Stock · 1,326.964 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:25 UTC GrantStock Unit (DDCP) · Derivative 1,326.964 $28.26 $37,500.00
Disclosure

SEC source: 0001209191-21-045460 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,184.321

Underlying: Common Stock · 1,326.964 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:24 UTC GrantStock Unit (DDCP) · Derivative 1,326.964 $28.26 $37,500.00
Disclosure

SEC source: 0001209191-21-045455 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,149.885

Underlying: Common Stock · 1,326.964 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:23 UTC GrantStock Unit (DDCP) · Derivative 1,326.964 $28.26 $37,500.00
Disclosure

SEC source: 0001209191-21-045451 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,201.515

Underlying: Common Stock · 1,326.964 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:22 UTC GrantStock Unit (DDCP) · Derivative 1,326.964 $28.26 $37,500.00
Disclosure

SEC source: 0001209191-21-045450 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,788.713

Underlying: Common Stock · 1,326.964 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:21 UTC GrantStock Unit (DDCP) · Derivative 1,835.633 $28.26 $51,874.99
Disclosure

SEC source: 0001209191-21-045445 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,568.563

Underlying: Common Stock · 1,835.633 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:23 UTC
Beers Marlene CVice President and Controller
GrantStock Unit (SIP) · Derivative 1,743 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041549 · doc4.xml · derivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

Underlying: Common Stock · 1,743 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 06/15/2024.

F2 · derivative.expiration_date: The units will vest on 06/15/2024.

F3 · balance_after: As of 06/17/2021, total restricted stock units beneficially owned is 6,117.383. This total includes the 01/24/2019 grant of 1,321.867 restricted stock units, the 01/23/2020 grant of 1,270.172 restricted stock units, and the 01/21/2021 grant of 1,782.344 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/15/2021 grant of 1,743 restricted stock units.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:24 UTC
Henninger Tadd JVP-Finance and Treasurer
GrantStock Unit (SIP) · Derivative 2,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041554 · doc4.xml · derivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,792

Underlying: Common Stock · 2,792 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 06/15/2024.

F2 · derivative.expiration_date: The units will vest on 06/15/2024.

F3 · balance_after: As of 06/17/2021, total restricted stock units beneficially owned is 7,781.318. This total includes the 01/24/2019 grant of 1,594.884 restricted stock units, the 07/29/2019 grant of 65.37 restricted stock units, the 01/23/2020 grant of 1,461.508 restricted stock units, and the 01/21/2021 grant of 1,867.556 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 06/15/2021 grant of 2,792 restricted stock units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:15 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 5,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026645 · doc4.xml · derivative · entry 3

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087

Underlying: Common Stock · 5,087 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 27,518.864. This total includes the 01/24/2019 grants of 3,022.548 and 3,022.548 performance units, the 01/23/2020 grants of 2,479.806 and 2,479.806 performance units, and the 01/21/2021 grants of 3,170.078 and 3,170.078 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,087 and 5,087 performance units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:15 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
GrantPerformance Stock Unit (SIP) · Derivative 5,087 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026645 · doc4.xml · derivative · entry 2

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,087

Underlying: Common Stock · 5,087 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 27,518.864. This total includes the 01/24/2019 grants of 3,022.548 and 3,022.548 performance units, the 01/23/2020 grants of 2,479.806 and 2,479.806 performance units, and the 01/21/2021 grants of 3,170.078 and 3,170.078 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,087 and 5,087 performance units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:15 UTC
Raymond Stephanie RPresident of a PPL Subsidiary
GrantStock Unit (SIP) · Derivative 2,544 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026645 · doc4.xml · derivative · entry 1

Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544

Underlying: Common Stock · 2,544 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 04/12/2024.

F2 · derivative.expiration_date: The units will vest on 04/12/2024.

F3 · balance_after: As of 04/14/2021, total restricted stock units beneficially owned is 6,583. This total includes the 01/24/2019 grant of 1,329 restricted stock units, the 01/23/2020 grant of 1,147 restricted stock units, the 01/21/2021 grant of 1,563 restricted stock units, and the 04/12/2021 grant of 2,544 restricted stock units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:14 UTC
Stark Wendy ESVP, GC and Corp Sec
GrantPerformance Stock Unit (SIP) · Derivative 8,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026644 · doc4.xml · derivative · entry 3

Stark Wendy E · CIK 0001856194 · SVP, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

Underlying: Common Stock · 8,498 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:14 UTC
Stark Wendy ESVP, GC and Corp Sec
GrantPerformance Stock Unit (SIP) · Derivative 8,498 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026644 · doc4.xml · derivative · entry 2

Stark Wendy E · CIK 0001856194 · SVP, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498

Underlying: Common Stock · 8,498 shares

Expires not disclosed

F3 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:14 UTC
Stark Wendy ESVP, GC and Corp Sec
GrantStock Unit (SIP) · Derivative 4,249 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026644 · doc4.xml · derivative · entry 1

Stark Wendy E · CIK 0001856194 · SVP, GC and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

Underlying: Common Stock · 4,249 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 04/12/2024.

F2 · derivative.expiration_date: The units will vest on 04/12/2024.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:11 UTC
Dudkin Gregory NEVP and COO
GrantPerformance Stock Unit (SIP) · Derivative 5,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026643 · doc4.xml · derivative · entry 3

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Underlying: Common Stock · 5,234 shares

Expires not disclosed

F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 100,580.982. This total includes the 01/24/2019 grants of 15,700.875 and 15,700.875 performance units, the 01/23/2020 grants of 12,884.401 and 12,884.401 performance units, and the 01/21/2021 grants of 16,471.215 and 16,471.215 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,234 and 5,234 performance units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:11 UTC
Dudkin Gregory NEVP and COO
GrantPerformance Stock Unit (SIP) · Derivative 5,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026643 · doc4.xml · derivative · entry 2

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234

Underlying: Common Stock · 5,234 shares

Expires not disclosed

F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024.

F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 100,580.982. This total includes the 01/24/2019 grants of 15,700.875 and 15,700.875 performance units, the 01/23/2020 grants of 12,884.401 and 12,884.401 performance units, and the 01/21/2021 grants of 16,471.215 and 16,471.215 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,234 and 5,234 performance units.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:11 UTC
Dudkin Gregory NEVP and COO
GrantStock Unit (SIP) · Derivative 2,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026643 · doc4.xml · derivative · entry 1

Dudkin Gregory N · CIK 0001467343 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,617

Underlying: Common Stock · 2,617 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date.

F2 · derivative.exercise_date: The units will vest on 04/12/2024.

F2 · derivative.expiration_date: The units will vest on 04/12/2024.

F3 · balance_after: As of 04/14/2021, total restricted stock units beneficially owned is 25,146.294. This total includes the 01/24/2019 grant of 7,850.439 restricted stock units, the 01/23/2020 grant of 6,442.74 restricted stock units, the 01/21/2021 grant of 8,236.115 restricted stock units, plus in each case, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 04/12/2021 grant of 2,617 restricted stock units.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:40 UTC GrantStock Unit (DDCP) · Derivative 61.981 $26.89 $1,666.67
Disclosure

SEC source: 0001209191-21-025425 · doc4.xml · derivative · entry 2

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,323.877

Underlying: Common Stock · 61.981 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F4 · price: Represents the closing price on 03/01/2021 for a pro rata amount of deferred stock awarded to Mr. Zagalo de Lima in connection with his appointment as the new Chair of the Finance Committee.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:40 UTC GrantStock Unit (DDCP) · Derivative 2,476.538 $28.77 $71,250.00
Disclosure

SEC source: 0001209191-21-025425 · doc4.xml · derivative · entry 1

DE LIMA ARMANDO ZAGALO · CIK 0001274560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,261.896

Underlying: Common Stock · 2,476.538 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:59 UTC GrantStock Unit (DDCP) · Derivative 1,303.441 $28.77 $37,500.00
Disclosure

SEC source: 0001209191-21-025337 · doc4.xml · derivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,985.193

Underlying: Common Stock · 1,303.441 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:56 UTC GrantStock Unit (DDCP) · Derivative 1,303.441 $28.77 $37,500.00
Disclosure

SEC source: 0001209191-21-025328 · doc4.xml · derivative · entry 1

von Althann Natica · CIK 0001477502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,229.921

Underlying: Common Stock · 1,303.441 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:58 UTC GrantStock Unit (DDCP) · Derivative 1,303.441 $28.77 $37,500.00
Disclosure

SEC source: 0001209191-21-025334 · doc4.xml · derivative · entry 1

Williamson Keith H · CIK 0001336916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,513.475

Underlying: Common Stock · 1,303.441 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:55 UTC GrantStock Unit (DDCP) · Derivative 1,303.441 $28.77 $37,500.00
Disclosure

SEC source: 0001209191-21-025325 · doc4.xml · derivative · entry 1

ROGERSON CRAIG A · CIK 0001236555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,596.713

Underlying: Common Stock · 1,303.441 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:54 UTC GrantStock Unit (DDCP) · Derivative 1,303.441 $28.77 $37,500.00
Disclosure

SEC source: 0001209191-21-025324 · doc4.xml · derivative · entry 1

Madabhushi Venkata R · CIK 0001462769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,065.904

Underlying: Common Stock · 1,303.441 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:53 UTC GrantStock Unit (DDCP) · Derivative 673.206 $28.77 $19,368.14
Disclosure

SEC source: 0001209191-21-025319 · doc4.xml · derivative · entry 1

CONWAY JOHN W · CIK 0001199461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,598.184

Underlying: Common Stock · 673.206 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:54 UTC GrantStock Unit (DDCP) · Derivative 1,303.441 $28.77 $37,500.00
Disclosure

SEC source: 0001209191-21-025323 · doc4.xml · derivative · entry 1

ELLIOTT STEVEN G · CIK 0001180506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,586.714

Underlying: Common Stock · 1,303.441 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:52 UTC GrantStock Unit (DDCP) · Derivative 1,803.093 $28.77 $51,874.99
Disclosure

SEC source: 0001209191-21-025317 · doc4.xml · derivative · entry 1

BEATTIE ART P · CIK 0001187458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,649.96

Underlying: Common Stock · 1,803.093 shares

Expires not disclosed

F1 · derivative.exercise_price: No conversion or exercise price applies as, under the terms of the Directors Deferred Compensation Plan (DDCP), payout of the underlying securities will occur following a director's retirement.

F2 · derivative.exercise_date: Payout of the underlying securities occurs as noted above in Note 1.

F2 · derivative.expiration_date: Payout of the underlying securities occurs as noted above in Note 1.

F3 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:17 UTC
Raphael Joanne HEVP, GC & Corp Sec
SaleCommon Stock 3,002 $27.50 $82,539.99
Disclosure

SEC source: 0001209191-21-013176 · doc4.xml · nonDerivative · entry 3

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,558.596

F1 · kind: Represents the sale of 19,188 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:17 UTC
Raphael Joanne HEVP, GC & Corp Sec
SaleCommon Stock 2,898 $27.49 $79,666.02
Disclosure

SEC source: 0001209191-21-013176 · doc4.xml · nonDerivative · entry 2

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,560.596

F1 · kind: Represents the sale of 19,188 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:17 UTC
Raphael Joanne HEVP, GC & Corp Sec
SaleCommon Stock 13,288 $27.48 $365,154.24
Disclosure

SEC source: 0001209191-21-013176 · doc4.xml · nonDerivative · entry 1

Raphael Joanne H · CIK 0001656784 · EVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,458.596

F1 · kind: Represents the sale of 19,188 shares of common stock pursuant to a 10b5-1 plan, dated September 10, 2020.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:15 UTC
Henninger Tadd JVP-Finance and Treasurer
Exercise / conversionStock Unit (ICPKE) · Derivative 1,694 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013169 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The units vested on 02/22/2021.

F3 · derivative.expiration_date: The units vested on 02/22/2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:15 UTC
Henninger Tadd JVP-Finance and Treasurer
Tax withholdingCommon Stock 479 $27.48 $13,162.92
Disclosure

SEC source: 0001209191-21-013169 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,348.737

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:15 UTC
Henninger Tadd JVP-Finance and Treasurer
Exercise / conversionCommon Stock 1,694 $27.48 $46,551.12
Disclosure

SEC source: 0001209191-21-013169 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,827.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 21:40 UTC
Dudkin Gregory NPresident of a PPL Subsidiary
SaleCommon Stock 19,789 $27.78 $549,738.42
Disclosure

SEC source: 0001209191-21-012727 · doc4.xml · nonDerivative · entry 3

Dudkin Gregory N · CIK 0001467343 · President of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,626.791

F2 · kind: Represents the sale of 19,789 shares of common stock pursuant to a 10b5-1 plan, dated August 19, 2020.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 16:39 UTC
Beers Marlene CVice President and Controller
Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative 4,184 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012721 · doc4.xml · derivative · entry 4

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 17,244.482. This total includes the 01/24/2019 grants of 2,605.021 and 2,605.021 performance units, the 01/23/2020 grants of 2,504.22 and 2,504.22 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,513 and 3,513 performance units.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 16:39 UTC
Beers Marlene CVice President and Controller
Tax withholdingCommon Stock 1,347 $27.77 $37,406.19
Disclosure

SEC source: 0001209191-21-012721 · doc4.xml · nonDerivative · entry 2

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).

Read SEC document
February 18, 2021 Filed Feb 22, 2021 16:39 UTC
Beers Marlene CVice President and Controller
Exercise / conversionCommon Stock 4,184 $27.77 $116,189.68
Disclosure

SEC source: 0001209191-21-012721 · doc4.xml · nonDerivative · entry 1

Beers Marlene C · CIK 0001769609 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:27 UTC
Henninger Tadd JVP-Finance and Treasurer
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 3,828 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012804 · doc4.xml · derivative · entry 4

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 19,666.94. This total includes the 01/24/2019 grants of 3,143.294 and 3,143.294 performance units, the 07/29/2019 grants of 127.791 and 127.791 performance units, and the 01/23/2020 grants of 2,880.385 and 2,880.385 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 3,682 and 3,682 performance units

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:27 UTC
Henninger Tadd JVP-Finance and Treasurer
Tax withholdingCommon Stock 1,237 $27.77 $34,351.49
Disclosure

SEC source: 0001209191-21-012804 · doc4.xml · nonDerivative · entry 2

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,133.737

F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

Read SEC document
February 18, 2021 Filed Feb 22, 2021 22:27 UTC
Henninger Tadd JVP-Finance and Treasurer
Exercise / conversionCommon Stock 3,828 $27.77 $106,303.56
Disclosure

SEC source: 0001209191-21-012804 · doc4.xml · nonDerivative · entry 1

Henninger Tadd J · CIK 0001726245 · VP-Finance and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,370.737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:45 UTC Exercise / conversionPerformance Stock Unit (SIP) · Derivative 156,886 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012746 · doc4.xml · derivative · entry 6

SPENCE WILLIAM H · CIK 0001181274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Total includes the reinvestment of dividends.

F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F1 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F5 · balance_after: As of 02/22/2021, total performance units beneficially owned is 219,115.021. This total includes the 01/24/2019 grants of 77,684.123 and 77,684.123 performance units and the 01/23/2020 grant of 63,746.755 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units. Mr. Spence forfeited 61,869.811 performance units in connection with his retirement pursuant to the terms of the Stock Incentive Plan.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:45 UTC Tax withholdingCommon Stock 63,506 $27.77 $1,763,561.62
Disclosure

SEC source: 0001209191-21-012746 · doc4.xml · nonDerivative · entry 2

SPENCE WILLIAM H · CIK 0001181274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,357.25

F2 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

F1 · balance_after: Total includes the reinvestment of dividends.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:45 UTC Exercise / conversionCommon Stock 156,886 $27.77 $4,356,724.22
Disclosure

SEC source: 0001209191-21-012746 · doc4.xml · nonDerivative · entry 1

SPENCE WILLIAM H · CIK 0001181274 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,863.25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes the reinvestment of dividends.

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February 18, 2021 Filed Feb 22, 2021 21:44 UTC
Thompson Paul WCEO of a PPL Subsidiary
Exercise / conversionPerformance Stock Unit (SIP) · Derivative 26,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012743 · doc4.xml · derivative · entry 3

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,047 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Total includes the reinvestment of dividends.

F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2020. Determination of the percentage of the award earned was made by the Compensation Committee on 01/21/2021 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2021.

F2 · derivative.underlying_shares: Total includes the reinvestment of dividends.

F4 · balance_after: As of 02/22/2021, total performance units beneficially owned is 80,746.364. This total includes the 01/24/2019 grants of 14,069.131 and 14,069.131 performance units, and the 01/23/2020 grants of 11,546.051 and 11,546.051 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 01/21/2021 grants of 14,758 and 14,758 performance units.

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February 18, 2021 Filed Feb 22, 2021 21:44 UTC
Thompson Paul WCEO of a PPL Subsidiary
Tax withholdingCommon Stock 8,218 $27.77 $228,213.86
Disclosure

SEC source: 0001209191-21-012743 · doc4.xml · nonDerivative · entry 2

Thompson Paul W · CIK 0001693122 · CEO of a PPL Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,879.094

F1 · kind: Shares withheld by the Company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.