Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PPL CorpPPL · Entity 346 | President of a PPL Subsidiary | February 17, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PPL Corp
Report date February 17, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,690 |
Ending reported balance
After 2023-02-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-17 · Exercise / conversion · Acquired 4,608 · Balance 28,446 Row 2 · 2023-02-17 · Tax withholding · Disposed 1,756 · Balance 26,690 F1: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). |
| Stock Unit (ICPKE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-02-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-17 · Exercise / conversion · Disposed 4,608 · Balance 0 F2: Total includes the reinvestment of dividends. F3: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (172.5% or an additional 1,937.193 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023. F4: As of 02/22/2023, total performance units beneficially owned is 59,195.851. This total includes the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units. |
| Common StockSEC Table I · non-derivative | IndirectHeld in trust pursuant to the Employee Stock Ownership Plan. | 45.842 |
Reported balance
Holding disclosure · report date 2023-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 45.842 F2: Total includes the reinvestment of dividends. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE).
F2: Total includes the reinvestment of dividends.
F3: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (172.5% or an additional 1,937.193 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023.
F4: As of 02/22/2023, total performance units beneficially owned is 59,195.851. This total includes the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (ICPKE) · Derivative | 4,608 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011697 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (172.5% or an additional 1,937.193 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023. F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (172.5% or an additional 1,937.193 units) based on the Company's return on equity over a three-year performance period ending 12/31/2022. Determination of the percentage of the award earned was made by the Compensation Committee on 01/20/2023 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/17/2023. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. F4 · balance_after: As of 02/22/2023, total performance units beneficially owned is 59,195.851. This total includes the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 1,756 | $28.81 | $50,590.36 |
DisclosureSEC source: 0001209191-23-011697 · doc4.xml · nonDerivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,690 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:42 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 4,608 | $28.81 | $132,756.48 |
DisclosureSEC source: 0001209191-23-011697 · doc4.xml · nonDerivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (ICPKE) · Derivative | 1,147 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · derivative · entry 9 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,147 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The units vested on 01/23/2023. F12 · derivative.expiration_date: The units vested on 01/23/2023. Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 491 | $29.32 | $14,396.12 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · nonDerivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,838 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| January 23, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 1,147 | $29.32 | $33,630.04 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · nonDerivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | OtherPerformance Stock Unit (ICPKE) · Derivative | 2,670.807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · derivative · entry 8 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,670.807 shares Expires not disclosed F10 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. F11 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2020 will be paid out at 0%. F2 · shares: Total includes the reinvestment of dividends. F10 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F10 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 61,866.658. This total includes the 01/23/2020 grant of 2,670.807 performance units, the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · derivative · entry 7 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 Underlying: Common Stock · 5,254 shares Expires not disclosed F9 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F9 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F9 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 61,866.658. This total includes the 01/23/2020 grant of 2,670.807 performance units, the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · derivative · entry 6 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 Underlying: Common Stock · 5,254 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 61,866.658. This total includes the 01/23/2020 grant of 2,670.807 performance units, the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 10,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · derivative · entry 5 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,508 Underlying: Common Stock · 10,508 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2025. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2026. F7 · balance_after: As of 01/24/2023, total performance units beneficially owned is 61,866.658. This total includes the 01/23/2020 grant of 2,670.807 performance units, the 01/21/2021 grants of 3,414.247 and 3,414.247 performance units, the 04/12/2021 grants of 5,478.815 and 5,478.815 performance units, and the three 01/27/2022 grants of (a) 10,196.349, (b) 5,098.689, and (c) 5,098.689 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/20/2023 grants of (a) 10,508, (b) 5,254, and (c) 5,254 performance units. Read SEC document |
| January 20, 2023 Filed Jan 24, 2023 23:11 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 5,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004677 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 Underlying: Common Stock · 5,254 shares Expires not disclosed F3 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F4 · derivative.exercise_date: The units will vest on 01/20/2026. F4 · derivative.expiration_date: The units will vest on 01/20/2026. F5 · balance_after: As of 01/24/2023, total restricted stock units beneficially owned is 14,655.635. This total includes the 01/21/2021 grant of 1,563 restricted stock units, the 04/12/2022 grant of 2,739.946 restricted stock units, and the 01/27/2022 grant of 5,098.689 restricted stock units, plus in the case of the 04/12/2021 and 01/27/2022 grants, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/20/2023 grant of 5,254 restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 18,580 | $0.00 Strike: $26.59 | $0.00 |
DisclosureSEC source: 0001209191-23-000962 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,580 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 18,580 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021. F3 · derivative.exercise_date: Represents the exercise of 18,580 stock options that vested in three equal annual installments beginning on 01/24/2014. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:32 UTC | PPL Corp PPL · Entity 346 | SaleCommon Stock | 18,580 | $29.31 | $544,579.80 |
DisclosureSEC source: 0001209191-23-000962 · doc4.xml · nonDerivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,182 F1 · kind: This Form 4 report reflects the exercise of 18,580 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 21:32 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 18,580 | $26.59 | $494,042.20 |
DisclosureSEC source: 0001209191-23-000962 · doc4.xml · nonDerivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 18,580 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 20:10 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,374 | $0.00 Strike: $25.22 | $0.00 |
DisclosureSEC source: 0001209191-22-035363 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,374 shares Expires 2022-07-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 3,374 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021. F3 · derivative.exercise_date: Represents the exercise of 3,374 stock options that vested in three equal annual installments beginning on 07/10/2013. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 20:10 UTC | PPL Corp PPL · Entity 346 | SaleCommon Stock | 3,374 | $30.45 | $102,738.30 |
DisclosureSEC source: 0001209191-22-035363 · doc4.xml · nonDerivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,182 F1 · kind: This Form 4 report reflects the exercise of 3,374 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 20:10 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 3,374 | $25.22 | $85,092.28 |
DisclosureSEC source: 0001209191-22-035363 · doc4.xml · nonDerivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This Form 4 report reflects the exercise of 3,374 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated 06/01/2021. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:03 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionPerformance Stock Unit (ICPKE) · Derivative | 6,311 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012306 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,311 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Total includes the reinvestment of dividends. F3 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022. F3 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Incentive Compensation Plan for Key Employees (ICPKE), the underlying securities were earned (200%) based on the Company's return on equity over a three-year performance period ending 12/31/2021. Determination of the percentage of the award earned was made by the Compensation Committee on 01/27/2022 and calculation of the underlying shares to be delivered, net of withholding, was completed on 02/18/2022. F2 · derivative.underlying_shares: Total includes the reinvestment of dividends. F4 · balance_after: As of 02/23/2022, total performance units beneficially owned is 42,183.988. This total includes the 01/23/2020 grants of 2,588.729 and 2,588.729 performance units, the 01/21/2021 grants of 3,309.322 and 3,309.322 performance units, and the 04/12/2021 grants of 5,310.443 and 5,310.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 9,883, (b) 4,942, and (c) 4,942 performance units. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:03 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 2,458 | $26.10 | $64,153.80 |
DisclosureSEC source: 0001209191-22-012306 · doc4.xml · nonDerivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,182 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 22:03 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 6,311 | $26.10 | $164,717.10 |
DisclosureSEC source: 0001209191-22-012306 · doc4.xml · nonDerivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:40 UTC | PPL Corp PPL · Entity 346 | OtherPerformance Stock Unit (ICPKE) · Derivative | 3,155.311 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005574 · doc4.xml · derivative · entry 5 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,155.311 shares Expires not disclosed F8 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. F9 · kind: The Company did not achieve the threshold percentile ranking in the applicable index to trigger share awards, therefore performance units based on TSR granted in 2019 will be paid out at 0%. F10 · shares: Total includes the reinvestment of dividends. F8 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. F8 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. F10 · derivative.underlying_shares: Total includes the reinvestment of dividends. F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 45,339.299. This total includes the 01/24/2019 grant of 3,155.311 performance units, the 01/23/2020 grants of 2,588.729 and 2,588.729 performance units, the 01/21/2021 grants of 3,309.322 and 3,309.322 performance units, and the 04/12/2021 grants of 5,310.443 and 5,310.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 9,883, (b) 4,942, and (c) 4,942 performance units. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:40 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 4,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005574 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 Underlying: Common Stock · 4,942 shares Expires not disclosed F7 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F7 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F7 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's achievement of certain ESG-related metrics over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 45,339.299. This total includes the 01/24/2019 grant of 3,155.311 performance units, the 01/23/2020 grants of 2,588.729 and 2,588.729 performance units, the 01/21/2021 grants of 3,309.322 and 3,309.322 performance units, and the 04/12/2021 grants of 5,310.443 and 5,310.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 9,883, (b) 4,942, and (c) 4,942 performance units. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:40 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 4,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005574 · doc4.xml · derivative · entry 3 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 Underlying: Common Stock · 4,942 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's earnings growth over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 45,339.299. This total includes the 01/24/2019 grant of 3,155.311 performance units, the 01/23/2020 grants of 2,588.729 and 2,588.729 performance units, the 01/21/2021 grants of 3,309.322 and 3,309.322 performance units, and the 04/12/2021 grants of 5,310.443 and 5,310.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 9,883, (b) 4,942, and (c) 4,942 performance units. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:40 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 9,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005574 · doc4.xml · derivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,883 Underlying: Common Stock · 9,883 shares Expires not disclosed F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2024. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2025. F5 · balance_after: As of 01/31/2022, total performance units beneficially owned is 45,339.299. This total includes the 01/24/2019 grant of 3,155.311 performance units, the 01/23/2020 grants of 2,588.729 and 2,588.729 performance units, the 01/21/2021 grants of 3,309.322 and 3,309.322 performance units, and the 04/12/2021 grants of 5,310.443 and 5,310.443 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the three 01/27/2022 grants of (a) 9,883, (b) 4,942, and (c) 4,942 performance units. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 21:40 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 4,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005574 · doc4.xml · derivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 Underlying: Common Stock · 4,942 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 01/27/2025. F2 · derivative.expiration_date: The units will vest on 01/27/2025. F3 · balance_after: As of 01/31/2022, total restricted stock units beneficially owned is 10,307.743. This total includes the 01/23/2020 grant of 1,147 restricted stock units, the 01/21/2021 grant of 1,563 restricted stock units, and the 04/12/2021 grant of 2,655.743 restricted stock units, plus in the case of the 04/12/2021 grant, the incremental addition of restricted stock units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such restricted stock units, and the 01/27/2022 grant of 4,942 restricted stock units. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:15 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionStock Unit (ICPKE) · Derivative | 1,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005065 · doc4.xml · derivative · entry 4 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The units vested on 01/24/2022. F3 · derivative.expiration_date: The units vested on 01/24/2022. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:15 UTC | PPL Corp PPL · Entity 346 | Tax withholdingCommon Stock | 569 | $29.56 | $16,819.64 |
DisclosureSEC source: 0001209191-22-005065 · doc4.xml · nonDerivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,329 F1 · kind: Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Incentive Compensation Plan for Key Employees (ICPKE). Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 21:15 UTC | PPL Corp PPL · Entity 346 | Exercise / conversionCommon Stock | 1,329 | $29.56 | $39,285.24 |
DisclosureSEC source: 0001209191-22-005065 · doc4.xml · nonDerivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:15 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 5,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026645 · doc4.xml · derivative · entry 3 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087 Underlying: Common Stock · 5,087 shares Expires not disclosed F6 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. F6 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. F6 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's return on equity over a one-year performance period ending 12/31/2021, but will not vest, if at all, until the end of the three-year period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 27,518.864. This total includes the 01/24/2019 grants of 3,022.548 and 3,022.548 performance units, the 01/23/2020 grants of 2,479.806 and 2,479.806 performance units, and the 01/21/2021 grants of 3,170.078 and 3,170.078 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,087 and 5,087 performance units. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:15 UTC | PPL Corp PPL · Entity 346 | GrantPerformance Stock Unit (SIP) · Derivative | 5,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026645 · doc4.xml · derivative · entry 2 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087 Underlying: Common Stock · 5,087 shares Expires not disclosed F4 · derivative.exercise_price: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. F4 · derivative.exercise_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. F4 · derivative.expiration_date: No conversion or exercise price or exercise or expiration date applies. Under the terms of the Stock Incentive Plan (SIP), all, some or none of the underlying securities will be earned depending on the Company's performance relative to an industry peer group over a three-year performance period ending 12/31/2023. Determination of number of underlying securities that have been earned, if any, will be made by the Compensation Committee in January 2024. F5 · balance_after: As of 04/14/2021, total performance units beneficially owned is 27,518.864. This total includes the 01/24/2019 grants of 3,022.548 and 3,022.548 performance units, the 01/23/2020 grants of 2,479.806 and 2,479.806 performance units, and the 01/21/2021 grants of 3,170.078 and 3,170.078 performance units, plus in each case, the incremental addition of performance units credited to the original grant in amounts equal to dividend equivalents deemed earned on shares underlying such performance units, and the 04/12/2021 grants of 5,087 and 5,087 performance units. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 20:15 UTC | PPL Corp PPL · Entity 346 | GrantStock Unit (SIP) · Derivative | 2,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026645 · doc4.xml · derivative · entry 1 Raymond Stephanie R · CIK 0001856197 · President of a PPL Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,544 Underlying: Common Stock · 2,544 shares Expires not disclosed F1 · derivative.exercise_price: No conversion or exercise price applies. Under the terms of the Stock Incentive Plan (SIP), a restricted stock unit converts to a share of common stock on the applicable vesting date. F2 · derivative.exercise_date: The units will vest on 04/12/2024. F2 · derivative.expiration_date: The units will vest on 04/12/2024. F3 · balance_after: As of 04/14/2021, total restricted stock units beneficially owned is 6,583. This total includes the 01/24/2019 grant of 1,329 restricted stock units, the 01/23/2020 grant of 1,147 restricted stock units, the 01/21/2021 grant of 1,563 restricted stock units, and the 04/12/2021 grant of 2,544 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.