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PPIH

Perma-Pipe International Holdings, Inc.

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6233
SEC CIK
0000914122
Parsed reports
157

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2019 Filed Jun 28, 2019 15:24 UTC
Bosch WayneVice President, CHRO
Exercise / conversionRestricted Shares · Derivative 2,091 $9.08 $18,986.28
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 4

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,652

Underlying: Restricted Shares · 2,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F3 · price: Restricted shares reported as disposed herein were settled for shares of the issuers stock

F5 · derivative.exercise_date: Restricted shares vested on 6/22/19

F5 · derivative.expiration_date: Restricted shares vested on 6/22/19

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:24 UTC
Bosch WayneVice President, CHRO
Exercise / conversionCommon Stock 2,091 $9.08 $18,986.28
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:34 UTC GrantDeferred Stock Units · Derivative 5,501 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013028 · rdgdoc.xml · derivative · entry 1

Boiter Cynthia · CIK 0001765251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,501

Underlying: Deferred Stock Units · 5,501 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:31 UTC
Norwood D BryanVice President, CFO
GrantRestricted Shares · Derivative 12,748 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013026 · rdgdoc.xml · derivative · entry 1

Norwood D Bryan · CIK 0001378560 · Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,748

Underlying: Restricted Shares · 12,748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F2 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F2 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:29 UTC
Mansfield David JPresident & CEO
Exercise / conversionRestricted Shares · Derivative 63,531 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 7

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,379

Underlying: Restricted Shares · 63,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F4 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F4 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:24 UTC
Bosch WayneVice President, CHRO
Exercise / conversionRestricted Shares · Derivative 8,560 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 7

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,663

Underlying: Restricted Shares · 8,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F6 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F6 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:20 UTC GrantDeferred Stock Units · Derivative 6,601 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013020 · rdgdoc.xml · derivative · entry 1

Barrie David S · CIK 0001561676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,873

Underlying: Deferred Stock Units · 6,601 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:18 UTC GrantDeferred Stock Units · Derivative 5,501 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013018 · rdgdoc.xml · derivative · entry 1

Brown David B · CIK 0001507086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,504

Underlying: Deferred Stock Units · 5,501 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:15 UTC GrantDeferred Stock Units · Derivative 5,501 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013015 · rdgdoc.xml · derivative · entry 1

Walker Jerome T. · CIK 0001453436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,921

Underlying: Deferred Stock Units · 5,501 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.exercise_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

F1 · derivative.expiration_date: Deferred Stock Units are payable to the reporting person in Common Stock, on a one-to-one basis, upon separation of service as a member of the board.

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:29 UTC
Mansfield David JPresident & CEO
Tax withholdingRestricted Shares · Derivative 4,334 $9.18 $39,786.12
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 5

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,022

Underlying: Restricted Shares · 4,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:29 UTC
Mansfield David JPresident & CEO
Exercise / conversionRestricted Shares · Derivative 13,464 $9.18 $123,599.52
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 3

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,432

Underlying: Restricted Shares · 13,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · price: Restricted stock reported as disposed herein were settled for shares of the issuers stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:29 UTC
Mansfield David JPresident & CEO
Exercise / conversionCommon Stock 13,464 $9.18 $123,599.52
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:24 UTC
Bosch WayneVice President, CHRO
Tax withholdingRestricted Shares · Derivative 1,682 $9.18 $15,440.76
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 5

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,970

Underlying: Restricted Shares · 1,682 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:24 UTC
Bosch WayneVice President, CHRO
Exercise / conversionRestricted Shares · Derivative 4,119 $9.18 $37,812.42
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 3

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Underlying: Restricted Shares · 4,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F3 · price: Restricted shares reported as disposed herein were settled for shares of the issuers stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:24 UTC
Bosch WayneVice President, CHRO
Exercise / conversionCommon Stock 4,119 $9.18 $37,812.42
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
Exercise / conversionCommon Stock · Derivative 2,900 $6.19 Strike: $6.19 $17,951.00
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · derivative · entry 9

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stock Option Right to buy

Disclosed balance after: 0

Underlying: Common Stock · 2,900 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
Exercise / conversionCommon Stock · Derivative 2,500 $6.89 Strike: $6.89 $17,212.50
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · derivative · entry 8

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stock Option Right to buy

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
SaleCommon Stock 2,500 $8.53 $21,328.50
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · nonDerivative · entry 6

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
SaleCommon Stock 2,900 $8.53 $24,741.06
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · nonDerivative · entry 5

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
Exercise / conversionCommon Stock 2,500 $6.89 $17,212.50
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · nonDerivative · entry 3

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
Exercise / conversionCommon Stock 2,900 $6.19 $17,951.00
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · nonDerivative · entry 2

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
Exercise / conversionCommon Stock · Derivative 7,100 $6.19 Strike: $6.19 $43,949.00
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · derivative · entry 7

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Stock Option Right to buy

Disclosed balance after: 2,900

Underlying: Common Stock · 7,100 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
SaleCommon Stock 7,100 $8.57 $60,816.47
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · nonDerivative · entry 4

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 22:28 UTC
Zorko Mark ADirector
Exercise / conversionCommon Stock 7,100 $6.19 $43,949.00
Disclosure

SEC source: 0000914122-19-000003 · wf-form4_154750486426774.xml · nonDerivative · entry 1

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 17:39 UTC
Zorko Mark ADirector
SaleCommon Stock 7,483 $8.47 $63,381.01
Disclosure

SEC source: 0000914122-19-000001 · wf-form4_154688273223934.xml · nonDerivative · entry 2

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 03, 2019 Filed Jan 7, 2019 17:39 UTC
Zorko Mark ADirector
SaleCommon Stock 500 $8.75 $4,375.00
Disclosure

SEC source: 0000914122-19-000001 · wf-form4_154688273223934.xml · nonDerivative · entry 1

Zorko Mark A · CIK 0001346585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,483

Read SEC document
June 28, 2018 Filed Jun 28, 2018 21:33 UTC
SCHMIDT KARL JVP and CFO
SaleCommon Stock 299 $9.45 $2,825.55
Disclosure

SEC source: 0000914122-18-000056 · wf-form4_153022159442196.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,607

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionRestricted Shares · Derivative 2,958 $9.45 $27,953.10
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 9

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,862

Underlying: Restricted Shares · 2,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · derivative.exercise_date: Restricted shares vested on 06/22/2018

F6 · derivative.expiration_date: Restricted shares vested on 06/22/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionRestricted Shares · Derivative 3,442 $9.70 $33,387.40
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 8

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,820

Underlying: Restricted Shares · 3,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · derivative.exercise_date: Restricted shares vested on 6/18/2018

F5 · derivative.expiration_date: Restricted shares vested on 6/18/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionRestricted Shares · Derivative 3,229 $9.79 $31,611.91
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 7

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,262

Underlying: Restricted Shares · 3,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F4 · derivative.exercise_date: Restricted shares vested on 6/14/2018

F4 · derivative.expiration_date: Restricted shares vested on 6/14/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionRestricted Shares · Derivative 1,854 $9.55 $17,705.70
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 6

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,491

Underlying: Restricted Shares · 1,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F3 · derivative.exercise_date: Restricted shares vested on 05/13/2018

F3 · derivative.expiration_date: Restricted shares vested on 05/13/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
SaleCommon Stock 3,682 $9.03 $33,230.05
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 5

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,944

F1 · shares: Shares exercised as a sell-to-cover for tax on vested Restricted Shares

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionCommon Stock 2,958 $9.45 $27,953.10
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 4

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionCommon Stock 3,442 $9.70 $33,387.40
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 3

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionCommon Stock 3,229 $9.79 $31,611.91
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC
Bosch WayneVP and Chief HR Officer
Exercise / conversionCommon Stock 1,854 $9.55 $17,705.70
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:33 UTC
Mansfield David JDirector · President and CEO
Exercise / conversionRestricted Shares · Derivative 21,250 $9.45 $200,812.50
Disclosure

SEC source: 0000914122-18-000050 · wf-form4_153012438120848.xml · derivative · entry 3

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,896

Underlying: Restricted Shares · 21,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F3 · derivative.exercise_date: Restricted shares vested on 06/22/2018

F3 · derivative.expiration_date: Restricted shares vested on 06/22/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:33 UTC
Mansfield David JDirector · President and CEO
SaleCommon Stock 5,398 $9.03 $48,716.95
Disclosure

SEC source: 0000914122-18-000050 · wf-form4_153012438120848.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,990

F1 · shares: Shares exercised as a sell-to-cover for tax on vested Restricted Shares

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:33 UTC
Mansfield David JDirector · President and CEO
Exercise / conversionCommon Stock 21,250 $9.45 $200,812.50
Disclosure

SEC source: 0000914122-18-000050 · wf-form4_153012438120848.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionRestricted Shares · Derivative 10,975 $9.45 $103,713.75
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 9

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,633

Underlying: Restricted Shares · 10,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · derivative.exercise_date: Restricted shares vested on 06/22/2018

F6 · derivative.expiration_date: Restricted shares vested on 06/22/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionRestricted Shares · Derivative 12,773 $9.70 $123,898.10
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 8

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,608

Underlying: Restricted Shares · 12,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · derivative.exercise_date: Restricted shares vested on 6/18/2018

F5 · derivative.expiration_date: Restricted shares vested on 6/18/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionRestricted Shares · Derivative 11,978 $9.79 $117,264.62
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 7

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,381

Underlying: Restricted Shares · 11,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F4 · derivative.exercise_date: Restricted shares vested on 6/14/2018

F4 · derivative.expiration_date: Restricted shares vested on 6/14/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionRestricted Shares · Derivative 7,288 $9.55 $69,600.40
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 6

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,359

Underlying: Restricted Shares · 7,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F3 · derivative.exercise_date: Restricted shares vested on 05/13/2018

F3 · derivative.expiration_date: Restricted shares vested on 05/13/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
SaleCommon Stock 13,422 $9.03 $121,133.55
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 5

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,906

F1 · shares: Shares exercised as a sell-to-cover for tax on vested Restricted Shares

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionCommon Stock 10,975 $9.45 $103,713.75
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 4

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionCommon Stock 12,773 $9.70 $123,898.10
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 3

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionCommon Stock 11,978 $9.79 $117,264.62
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC
SCHMIDT KARL JVP and CFO
Exercise / conversionCommon Stock 7,288 $9.55 $69,600.40
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 17:33 UTC
SCHMIDT KARL JVP and CFO
GrantCommon Stock 800 $9.40 $7,520.00
Disclosure

SEC source: 0000914122-18-000048 · wf-form4_152994797493116.xml · nonDerivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,314

Read SEC document
June 25, 2018 Filed Jun 25, 2018 17:33 UTC
SCHMIDT KARL JVP and CFO
SaleCommon Stock 1,250 $9.45 $11,812.50
Disclosure

SEC source: 0000914122-18-000048 · wf-form4_152994797493116.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,114

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.