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SCHMIDT KARL J

Disclosed activity across 1 company

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165414
SEC CIK
0001202469

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Perma-Pipe International Holdings, Inc.PPIH · Entity 6233VP and CFOJune 28, 2018June 28, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Perma-Pipe International Holdings, Inc.

Report date June 28, 2018 · Filed June 28, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect72,607 Reported balance After 2018-06-28 transaction · row 1
1 source row

Row 1 · 2018-06-28 · Sale · Disposed 299 · Balance 72,607

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2018 Filed Jun 28, 2018 21:33 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 SaleCommon Stock 299 $9.45 $2,825.55
Disclosure

SEC source: 0000914122-18-000056 · wf-form4_153022159442196.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,607

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 10,975 $9.45 $103,713.75
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 9

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,633

Underlying: Restricted Shares · 10,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · derivative.exercise_date: Restricted shares vested on 06/22/2018

F6 · derivative.expiration_date: Restricted shares vested on 06/22/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 12,773 $9.70 $123,898.10
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 8

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,608

Underlying: Restricted Shares · 12,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · derivative.exercise_date: Restricted shares vested on 6/18/2018

F5 · derivative.expiration_date: Restricted shares vested on 6/18/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 11,978 $9.79 $117,264.62
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 7

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,381

Underlying: Restricted Shares · 11,978 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F4 · derivative.exercise_date: Restricted shares vested on 6/14/2018

F4 · derivative.expiration_date: Restricted shares vested on 6/14/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 7,288 $9.55 $69,600.40
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · derivative · entry 6

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,359

Underlying: Restricted Shares · 7,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F3 · derivative.exercise_date: Restricted shares vested on 05/13/2018

F3 · derivative.expiration_date: Restricted shares vested on 05/13/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 SaleCommon Stock 13,422 $9.03 $121,133.55
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 5

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,906

F1 · shares: Shares exercised as a sell-to-cover for tax on vested Restricted Shares

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 10,975 $9.45 $103,713.75
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 4

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 12,773 $9.70 $123,898.10
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 3

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 11,978 $9.79 $117,264.62
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:34 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 7,288 $9.55 $69,600.40
Disclosure

SEC source: 0000914122-18-000052 · wf-form4_153012448042945.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 17:33 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 800 $9.40 $7,520.00
Disclosure

SEC source: 0000914122-18-000048 · wf-form4_152994797493116.xml · nonDerivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,314

Read SEC document
June 25, 2018 Filed Jun 25, 2018 17:33 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 SaleCommon Stock 1,250 $9.45 $11,812.50
Disclosure

SEC source: 0000914122-18-000048 · wf-form4_152994797493116.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,114

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:14 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantRestricted Shares · Derivative 26,705 $0.00 $0.00
Disclosure

SEC source: 0000914122-18-000036 · wf-form4_152935285787526.xml · derivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,647

Underlying: Restricted Shares · 26,705 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F2 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F2 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:27 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantRestricted stock · Derivative 32,925 $0.00 $0.00
Disclosure

SEC source: 0000914122-17-000031 · primary_doc.xml · derivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,942

Underlying: Common stock · 32,925 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Vests 33% 6/22/2018, 33% 6/22/2019 and remaining 6/22/2020

F2 · derivative.expiration_date: Vests 33% 6/22/2018, 33% 6/22/2019 and remaining 6/22/2020

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:33 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 9,276 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000026 · primary_doc.xml · derivative · entry 6

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,017

Underlying: Common stock · 9,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock.

F3 · derivative.exercise_date: restricted stock vested 6/19/2017

F3 · derivative.expiration_date: restricted stock vested 6/19/2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:33 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 6,471 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000026 · primary_doc.xml · derivative · entry 5

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,293

Underlying: Common stock · 6,471 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F3 · derivative.exercise_date: restricted stock vested 6/19/2017

F3 · derivative.expiration_date: restricted stock vested 6/19/2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 20:33 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 9,276 $7.90 $73,280.40
Disclosure

SEC source: 0000914122-17-000026 · primary_doc.xml · nonDerivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 17:56 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 10,064 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000023 · primary_doc.xml · derivative · entry 6

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,017

Underlying: Common stock · 10,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock.

F3 · derivative.exercise_date: restricted stock vested 6/19/2017

F3 · derivative.expiration_date: restricted stock vested 6/19/2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 17:56 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 5,683 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000023 · primary_doc.xml · derivative · entry 5

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,081

Underlying: Common stock · 5,683 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F3 · derivative.exercise_date: restricted stock vested 6/19/2017

F3 · derivative.expiration_date: restricted stock vested 6/19/2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 17:56 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 10,064 $7.90 $79,505.60
Disclosure

SEC source: 0000914122-17-000023 · primary_doc.xml · nonDerivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 20, 2017 20:33 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 7,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000026 · primary_doc.xml · derivative · entry 4

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,764

Underlying: Common stock · 7,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock.

F2 · derivative.exercise_date: restricted stock vested 6/14/2017

F2 · derivative.expiration_date: restricted stock vested 6/14/2017

Read SEC document
June 14, 2017 Filed Jun 20, 2017 20:33 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 4,922 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000026 · primary_doc.xml · derivative · entry 3

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,820

Underlying: Common stock · 4,922 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: restricted stock vested 6/14/2017

F2 · derivative.expiration_date: restricted stock vested 6/14/2017

Read SEC document
June 14, 2017 Filed Jun 20, 2017 20:33 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 7,056 $8.00 $56,448.00
Disclosure

SEC source: 0000914122-17-000026 · primary_doc.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 20, 2017 17:56 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 7,654 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000023 · primary_doc.xml · derivative · entry 4

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,764

Underlying: Common stock · 7,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock.

F2 · derivative.exercise_date: restricted stock vested 6/14/2017

F2 · derivative.expiration_date: restricted stock vested 6/14/2017

Read SEC document
June 14, 2017 Filed Jun 20, 2017 17:56 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 4,324 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000023 · primary_doc.xml · derivative · entry 3

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,418

Underlying: Common stock · 4,324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock.

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: restricted stock vested 6/14/2017

F2 · derivative.expiration_date: restricted stock vested 6/14/2017

Read SEC document
June 14, 2017 Filed Jun 20, 2017 17:56 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 7,654 $8.00 $61,232.00
Disclosure

SEC source: 0000914122-17-000023 · primary_doc.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:03 UTC Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 Exercise / conversionRestricted stock unit · Derivative 5,230 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000001 · primary_doc.xml · derivative · entry 3

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 5,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock

F4 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock

F2 · derivative.exercise_date: restricted stock unit vested 1/31/2017

F2 · derivative.expiration_date: restricted stock unit vested 1/31/2017

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:03 UTC Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 Tax withholdingRestricted stock unit · Derivative 3,694 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000001 · primary_doc.xml · derivative · entry 2

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

Underlying: Common stock · 3,694 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock

F3 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock unit

F2 · derivative.exercise_date: restricted stock unit vested 1/31/2017

F2 · derivative.expiration_date: restricted stock unit vested 1/31/2017

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:03 UTC Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 Exercise / conversionCommon stock 5,230 $8.75 $45,762.50
Disclosure

SEC source: 0000914122-17-000001 · primary_doc.xml · nonDerivative · entry 1

SCHMIDT KARL J · CIK 0001202469 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.