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person · Reporting owner

Mansfield David J

Disclosed activity across 1 company

Tapewire entity
76051
SEC CIK
0001689708

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Perma-Pipe International Holdings, Inc.

Report date August 25, 2025 · Filed August 27, 2025 · Amendment

Section 16 reporting ended · disclosed 2025-08-27. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect270,945 Reported balance After 2025-07-25 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-07-25 · Tax withholding · Disposed 6,349 · Balance 270,945

F1: Amending previous Form 4 to show amended tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: Amending previous Form 4 to show amended tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2025 Filed Jul 28, 2025 22:55 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 5,846 $24.02 $140,420.92
Disclosure

SEC source: 0001437749-25-023700 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · Former President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 271,448

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
July 25, 2025 Filed Aug 27, 2025 21:53 UTC Amendment Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 6,349 $24.02 $152,502.98
Disclosure

SEC source: 0001437749-25-027892 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · Former President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,945

F1 · shares: Amending previous Form 4 to show amended tax withholding.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 21:27 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 9,181 $23.51 $215,845.31
Disclosure

SEC source: 0001437749-25-023436 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,294

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
July 25, 2024 Filed Jul 29, 2024 23:09 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 41,413 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023777 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,475

Read SEC document
June 24, 2024 Filed Jun 26, 2024 23:42 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 9,181 $8.93 $81,986.33
Disclosure

SEC source: 0001437749-24-021326 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,062

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 5,828 $9.30 $54,200.40
Disclosure

SEC source: 0001437749-24-020670 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,243

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 22, 2023 Filed Jun 27, 2023 21:00 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 34,242 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-018638 · rdgdoc.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,071

F2 · kind: Restricted shares that vest 1/3 on each of the three anniversaries of the grant date.

Read SEC document
June 22, 2023 Filed Jun 27, 2023 21:00 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 3,834 $9.70 $37,189.80
Disclosure

SEC source: 0001437749-23-018638 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,829

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 19:53 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 5,854 $9.80 $57,369.20
Disclosure

SEC source: 0001437749-23-017557 · rdgdoc.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,663

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 12, 2023 Filed Jun 15, 2023 19:53 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 6,676 $10.62 $70,899.12
Disclosure

SEC source: 0001437749-23-017557 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,517

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 19:20 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 30,789 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-015866 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,193

F1 · shares: Restricted shares that vest 1/3 on each of the three anniversaries of the grant date.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 22:00 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 7,910 $7.90 $62,489.00
Disclosure

SEC source: 0001437749-22-015649 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,404

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:13 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 5,854 $8.51 $49,817.54
Disclosure

SEC source: 0001437749-22-015088 · rdgdoc.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,314

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 21:13 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 6,676 $8.50 $56,746.00
Disclosure

SEC source: 0001437749-22-015088 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,168

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:41 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 7,910 $6.70 $52,997.00
Disclosure

SEC source: 0001437749-21-015392 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,844

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:14 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 47,015 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014870 · rdgdoc.xml · nonDerivative · entry 3

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,754

F2 · shares: Restricted shares that vest 1/3 on each of the three anniversaries of the grant date.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:14 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 6,647 $7.14 $47,459.58
Disclosure

SEC source: 0001437749-21-014870 · rdgdoc.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,739

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:14 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 6,648 $7.17 $47,666.16
Disclosure

SEC source: 0001437749-21-014870 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,386

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:18 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 7,936 $5.51 $43,727.36
Disclosure

SEC source: 0001437749-20-013780 · rdgdoc.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,034

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:18 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 7,909 $5.51 $43,578.59
Disclosure

SEC source: 0001437749-20-013780 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,970

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 21:48 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 6,648 $5.75 $38,226.00
Disclosure

SEC source: 0001567619-20-012166 · doc1.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,879

F3 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:48 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 53,618 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012166 · doc1.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,527

F1 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date.

F2 · balance_after: Includes restricted shares that were previously reported in Table II.

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted Shares · Derivative 5,174 $9.08 $46,979.92
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 6

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,848

Underlying: Restricted Shares · 5,174 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F3 · derivative.exercise_date: Restricted shares vested on 6/22/2019

F3 · derivative.expiration_date: Restricted shares vested on 6/22/2019

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 16,076 $9.08 $145,970.08
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 4

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,356

Underlying: Restricted Shares · 16,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · price: Restricted stock reported as disposed herein were settled for shares of the issuers stock

F3 · derivative.exercise_date: Restricted shares vested on 6/22/2019

F3 · derivative.expiration_date: Restricted shares vested on 6/22/2019

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 16,076 $9.08 $145,970.08
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 63,531 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 7

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,379

Underlying: Restricted Shares · 63,531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F4 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F4 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted Shares · Derivative 4,334 $9.18 $39,786.12
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 5

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,022

Underlying: Restricted Shares · 4,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 13,464 $9.18 $123,599.52
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · derivative · entry 3

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,432

Underlying: Restricted Shares · 13,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · price: Restricted stock reported as disposed herein were settled for shares of the issuers stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 13,464 $9.18 $123,599.52
Disclosure

SEC source: 0001437749-19-013024 · rdgdoc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:33 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 21,250 $9.45 $200,812.50
Disclosure

SEC source: 0000914122-18-000050 · wf-form4_153012438120848.xml · derivative · entry 3

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,896

Underlying: Restricted Shares · 21,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F3 · derivative.exercise_date: Restricted shares vested on 06/22/2018

F3 · derivative.expiration_date: Restricted shares vested on 06/22/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:33 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 SaleCommon Stock 5,398 $9.03 $48,716.95
Disclosure

SEC source: 0000914122-18-000050 · wf-form4_153012438120848.xml · nonDerivative · entry 2

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,990

F1 · shares: Shares exercised as a sell-to-cover for tax on vested Restricted Shares

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:33 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 21,250 $9.45 $200,812.50
Disclosure

SEC source: 0000914122-18-000050 · wf-form4_153012438120848.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:22 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantRestricted Shares · Derivative 53,396 $0.00 $0.00
Disclosure

SEC source: 0000914122-18-000044 · wf-form4_152935331417820.xml · derivative · entry 2

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,146

Underlying: Restricted Shares · 53,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F2 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F2 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
November 08, 2017 Filed Nov 13, 2017 22:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 9,138 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000038 · primary_doc.xml · derivative · entry 3

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

Underlying: Common stock · 9,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F4 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock

F2 · derivative.expiration_date: restricted stock vested 11/8/2017

Read SEC document
November 08, 2017 Filed Nov 13, 2017 22:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 3,440 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000038 · primary_doc.xml · derivative · entry 2

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,888

Underlying: Common stock · 3,440 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F3 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.expiration_date: restricted stock vested 11/8/2017

Read SEC document
November 08, 2017 Filed Nov 13, 2017 22:29 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 9,138 $8.35 $76,302.30
Disclosure

SEC source: 0000914122-17-000038 · primary_doc.xml · nonDerivative · entry 1

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:21 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantRestricted stock · Derivative 63,750 $0.00 $0.00
Disclosure

SEC source: 0000914122-17-000030 · primary_doc.xml · derivative · entry 1

Mansfield David J · CIK 0001689708 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,328

Underlying: Common stock · 63,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Vests 33% 6/22/2018, 33% 6/22/2019 and remaining 6/22/2020

F2 · derivative.expiration_date: Vests 33% 6/22/2018, 33% 6/22/2019 and remaining 6/22/2020

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.