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Bosch Wayne

Disclosed activity across 1 company

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125960
SEC CIK
0001593388

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Perma-Pipe International Holdings, Inc.PPIH · Entity 6233Vice President, CHROJune 21, 2022June 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Perma-Pipe International Holdings, Inc.

Report date June 21, 2022 · Filed June 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,799 Reported balance After 2022-06-21 transaction · row 1
1 source row

Row 1 · 2022-06-21 · Tax withholding · Disposed 1,066 · Balance 49,799

F1: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2022 Filed Jun 22, 2022 21:55 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,066 $7.90 $8,421.40
Disclosure

SEC source: 0001437749-22-015641 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,799

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:55 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,066 $7.90 $8,421.40
Disclosure

SEC source: 0001437749-22-015642 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,799

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:54 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,066 $7.90 $8,421.40
Disclosure

SEC source: 0001437749-22-015640 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,799

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 21, 2022 Filed Jun 22, 2022 21:54 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,066 $7.90 $8,421.40
Disclosure

SEC source: 0001437749-22-015639 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,799

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 21:07 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 740 $8.51 $6,297.40
Disclosure

SEC source: 0001437749-22-015080 · rdgdoc.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,865

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:43 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,040 $6.70 $6,968.00
Disclosure

SEC source: 0001437749-21-015397 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,448

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:12 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 5,938 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-014869 · rdgdoc.xml · nonDerivative · entry 3

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,488

F2 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 22:12 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 969 $7.14 $6,918.66
Disclosure

SEC source: 0001437749-21-014869 · rdgdoc.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,550

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 13, 2021 Filed Jun 15, 2022 21:07 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 843 $8.50 $7,165.50
Disclosure

SEC source: 0001437749-22-015080 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,605

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 22:12 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 963 $7.17 $6,904.71
Disclosure

SEC source: 0001437749-21-014869 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,519

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:16 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,080 $5.51 $5,950.80
Disclosure

SEC source: 0001437749-20-013778 · rdgdoc.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,482

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 21:16 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 1,065 $5.51 $5,868.15
Disclosure

SEC source: 0001437749-20-013778 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,562

F1 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 21:45 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingCommon Stock 961 $5.75 $5,525.75
Disclosure

SEC source: 0001567619-20-012164 · doc1.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,627

F3 · kind: The shares of common stock underlying the restricted stock reported as disposed herein were withheld by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 21:45 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantCommon Stock 6,771 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012164 · doc1.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,588

F1 · shares: Restricted shares that vest 1/3 on each of the first three anniversaries of the grant date.

F2 · balance_after: Includes restricted shares that were previously reported in Table II.

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted Shares · Derivative 867 $9.08 $7,872.36
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 6

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,103

Underlying: Restricted Shares · 867 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F5 · derivative.exercise_date: Restricted shares vested on 6/22/19

F5 · derivative.expiration_date: Restricted shares vested on 6/22/19

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 2,091 $9.08 $18,986.28
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 4

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,652

Underlying: Restricted Shares · 2,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F3 · price: Restricted shares reported as disposed herein were settled for shares of the issuers stock

F5 · derivative.exercise_date: Restricted shares vested on 6/22/19

F5 · derivative.expiration_date: Restricted shares vested on 6/22/19

Read SEC document
June 22, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 2,091 $9.08 $18,986.28
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 8,560 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 7

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,663

Underlying: Restricted Shares · 8,560 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F6 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F6 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted Shares · Derivative 1,682 $9.18 $15,440.76
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 5

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,970

Underlying: Restricted Shares · 1,682 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 4,119 $9.18 $37,812.42
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · derivative · entry 3

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Underlying: Restricted Shares · 4,119 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F3 · price: Restricted shares reported as disposed herein were settled for shares of the issuers stock

F2 · derivative.exercise_date: Restricted shares vested on 6/14/2019

F2 · derivative.expiration_date: Restricted shares vested on 6/14/2019

Read SEC document
June 14, 2019 Filed Jun 28, 2019 15:24 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 4,119 $9.18 $37,812.42
Disclosure

SEC source: 0001437749-19-013022 · rdgdoc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · Vice President, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 2,958 $9.45 $27,953.10
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 9

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,862

Underlying: Restricted Shares · 2,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F6 · derivative.exercise_date: Restricted shares vested on 06/22/2018

F6 · derivative.expiration_date: Restricted shares vested on 06/22/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 3,442 $9.70 $33,387.40
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 8

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,820

Underlying: Restricted Shares · 3,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F5 · derivative.exercise_date: Restricted shares vested on 6/18/2018

F5 · derivative.expiration_date: Restricted shares vested on 6/18/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 3,229 $9.79 $31,611.91
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 7

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,262

Underlying: Restricted Shares · 3,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F4 · derivative.exercise_date: Restricted shares vested on 6/14/2018

F4 · derivative.expiration_date: Restricted shares vested on 6/14/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted Shares · Derivative 1,854 $9.55 $17,705.70
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · derivative · entry 6

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,491

Underlying: Restricted Shares · 1,854 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F3 · derivative.exercise_date: Restricted shares vested on 05/13/2018

F3 · derivative.expiration_date: Restricted shares vested on 05/13/2018

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 SaleCommon Stock 3,682 $9.03 $33,230.05
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 5

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,944

F1 · shares: Shares exercised as a sell-to-cover for tax on vested Restricted Shares

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 2,958 $9.45 $27,953.10
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 4

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 3,442 $9.70 $33,387.40
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 3

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 3,229 $9.79 $31,611.91
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 27, 2018 18:37 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon Stock 1,854 $9.55 $17,705.70
Disclosure

SEC source: 0000914122-18-000054 · wf-form4_153012460392485.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:13 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantRestricted Shares · Derivative 7,716 $0.00 $0.00
Disclosure

SEC source: 0000914122-18-000034 · wf-form4_152935276328255.xml · derivative · entry 2

Bosch Wayne · CIK 0001593388 · VP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,345

Underlying: Restricted Shares · 7,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit

F2 · derivative.exercise_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

F2 · derivative.expiration_date: Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:35 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 GrantRestricted stock · Derivative 8,875 $0.00 $0.00
Disclosure

SEC source: 0000914122-17-000032 · primary_doc.xml · derivative · entry 1

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,629

Underlying: Common stock · 8,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: Vests 33% 6/22/2018, 33% 6/22/2019 and remaining 6/22/2020

F2 · derivative.expiration_date: Vests 33% 6/22/2018, 33% 6/22/2019 and remaining 6/22/2020

Read SEC document
June 19, 2017 Filed Jun 20, 2017 19:03 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 2,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000025 · primary_doc.xml · derivative · entry 6

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,754

Underlying: Common stock · 2,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock.

F3 · derivative.exercise_date: restricted stock vested 6/19/2017

F3 · derivative.expiration_date: restricted stock vested 6/19/2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 19:03 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 1,476 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000025 · primary_doc.xml · derivative · entry 5

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,476

Underlying: Common stock · 1,476 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F3 · derivative.exercise_date: restricted stock vested 6/19/2017

F3 · derivative.expiration_date: restricted stock vested 6/19/2017

Read SEC document
June 19, 2017 Filed Jun 20, 2017 19:03 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 2,722 $7.90 $21,503.80
Disclosure

SEC source: 0000914122-17-000025 · primary_doc.xml · nonDerivative · entry 2

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2017 Filed Jun 20, 2017 19:03 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionRestricted stock · Derivative 2,092 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000025 · primary_doc.xml · derivative · entry 4

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,952

Underlying: Common stock · 2,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock.

F2 · derivative.exercise_date: restricted stock vested 6/14/2017

F2 · derivative.expiration_date: restricted stock vested 6/14/2017

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June 14, 2017 Filed Jun 20, 2017 19:03 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Tax withholdingRestricted stock · Derivative 1,136 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000025 · primary_doc.xml · derivative · entry 3

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,044

Underlying: Common stock · 1,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock

F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock

F2 · derivative.exercise_date: restricted stock vested 6/14/2017

F2 · derivative.expiration_date: restricted stock vested 6/14/2017

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June 14, 2017 Filed Jun 20, 2017 19:03 UTC Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 Exercise / conversionCommon stock 2,092 $8.00 $16,736.00
Disclosure

SEC source: 0000914122-17-000025 · primary_doc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:14 UTC Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 Exercise / conversionRestricted stock unit · Derivative 1,328 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000002 · primary_doc.xml · derivative · entry 3

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock

F4 · price: The restricted stock unit reported as disposed herein were settled for shares of the issuer's stock

F2 · derivative.exercise_date: restricted stock unit vested 1/31/2017

F2 · derivative.expiration_date: restricted stock unit vested 1/31/2017

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January 31, 2017 Filed Feb 2, 2017 22:14 UTC Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 Tax withholdingRestricted stock unit · Derivative 938 Not disclosed Not disclosed
Disclosure

SEC source: 0000914122-17-000002 · primary_doc.xml · derivative · entry 2

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,328

Underlying: Common stock · 938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock

F3 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock unit

F2 · derivative.exercise_date: restricted stock unit vested 1/31/2017

F2 · derivative.expiration_date: restricted stock unit vested 1/31/2017

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January 31, 2017 Filed Feb 2, 2017 22:14 UTC Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 Exercise / conversionCommon stock 1,328 $8.75 $11,620.00
Disclosure

SEC source: 0000914122-17-000002 · primary_doc.xml · nonDerivative · entry 1

Bosch Wayne · CIK 0001593388 · VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.